Form N-PX STERLING CAPITAL FUNDS For: Jun 30
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E-mail================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06719 Sterling Capital Funds (Exact name of registrant as specified in charter) 3605 Glenwood Avenue, Suite 100 Raleigh, NC 27612 (Address of principal executive offices) (Zip code) James T. Gillespie, President Sterling Capital Funds 3605 Glenwood Avenue, Suite 100 Raleigh, NC 27612 (Name and address of agent for service) Registrant's telephone number, including area code: (800) 228-1872 Date of fiscal year end: September 30 Date of reporting period: July 1, 2017 - June 30, 2018 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 ((S)(S) 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. (S) 3507. ================================================================================ PROXY VOTING RECORD FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018 Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL CORPORATE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL INTERMEDIATE U.S. GOVERNMENT FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL SECURITIZED OPPORTUNITIES FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL SHORT DURATION BOND FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL ULTRA SHORT BOND FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL WEST VIRGINIA INTERMEDIATE TAX-FREE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL TOTAL RETURN BOND FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : Sterling Capital Funds Fund Name : STERLING CAPITAL VIRGINIA INTERMEDIATE TAX-FREE FUND Date of Fiscal Year End : 09/30 In all markets, for all statuses, for Key- The fund did not vote proxies relating to portfolio securities during the period covered by this report. Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL BEHAVIORAL INTERNATIONAL EQUITY FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Adecco Group AG Ticker Security ID: Meeting Date Meeting Status ADEN CINS H00392318 04/19/2018 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A and Management Acts 6 Board Compensation Mgmt For TNA N/A 7 Executive Compensation Mgmt For TNA N/A 8 Elect Rolf Dorig as Mgmt For TNA N/A Board Chair 9 Elect Jean-Christophe Mgmt For TNA N/A Deslarzes 10 Elect Ariane Gorin Mgmt For TNA N/A 11 Elect Alexander Gut Mgmt For TNA N/A 12 Elect Didier Lamouche Mgmt For TNA N/A 13 Elect David N. Prince Mgmt For TNA N/A 14 Elect Kathleen P. Mgmt For TNA N/A Taylor 15 Elect Regula Wallimann Mgmt For TNA N/A 16 Elect Jean-Christophe Mgmt For TNA N/A Deslarzes as Compensation Committee Member 17 Elect Alexander Gut as Mgmt For TNA N/A Compensation Committee Member 18 Elect Kathleen P. Mgmt For TNA N/A Taylor as Compensation Committee Member 19 Appointment of Mgmt For TNA N/A Independent Proxy 20 Appointment of Auditor Mgmt For TNA N/A 21 Cancellation of Shares Mgmt For TNA N/A and Reduction in Share Capital 22 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Aegon N.V. Ticker Security ID: Meeting Date Meeting Status AGN CINS N00927298 05/18/2018 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Elect Corien Mgmt For For For Wortmann-Kool to the Supervisory Board 12 Elect Robert Dineen to Mgmt For For For the Supervisory Board 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Solvency II Securities) 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Suppress Mgmt For For For Preemptive Rights 16 Authority to Issue Mgmt For For For Shares for Equity Awards 17 Authority to Mgmt For For For Repurchase Shares 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Alfresa Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 2784 CINS J0109X107 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hiroyuki Kanome Mgmt For For For 4 Elect Taizoh Kubo Mgmt For For For 5 Elect Shunichi Miyake Mgmt For For For 6 Elect Kohichi Masunaga Mgmt For For For 7 Elect Yasuki Izumi Mgmt For For For 8 Elect Ryuji Arakawa Mgmt For For For 9 Elect Hisashi Katsuki Mgmt For For For 10 Elect Kohichi Shimada Mgmt For For For 11 Elect Kimiko Terai Mgmt For For For 12 Elect Yohichiroh Mgmt For For For Yatsurugi 13 Elect Shiho Konno Mgmt For For For 14 Elect Kenji Kuwayama Mgmt For For For 15 Elect Takashi Itoh Mgmt For For For 16 Elect Yuji Ueda as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Allianz SE Ticker Security ID: Meeting Date Meeting Status ALV CINS D03080112 05/09/2018 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Ratification of Mgmt For TNA N/A Management Board Acts 8 Ratification of Mgmt For TNA N/A Supervisory Board Acts 9 Increase in Authorised Mgmt For TNA N/A Capital 2018/I 10 Increase in Authorised Mgmt For TNA N/A Capital for Employee Share Issuances 11 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments; Increase in Conditional Capital 12 Authority to Mgmt For TNA N/A Repurchase Shares for Trading Purposes 13 Authority to Mgmt For TNA N/A Repurchase and Reissue Shares 14 Authority to Mgmt For TNA N/A Repurchase Shares Using Equity Derivatives 15 Supervisory Board Mgmt For TNA N/A Members' Fees 16 Approval of Mgmt For TNA N/A Intra-Company Control Agreement with Allianz Asset Management GmbH 17 Approval of Mgmt For TNA N/A Intra-Company Control Agreement with Allianz Climate Solutions GmbH ________________________________________________________________________________ Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 05/08/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Stuart Chambers Mgmt For For For 4 Elect Ian R. Ashby Mgmt For For For 5 Elect Mark Cutifani Mgmt For For For 6 Elect Nolitha Fakude Mgmt For For For 7 Elect Byron Grote Mgmt For For For 8 Elect Sir Philip Mgmt For For For Hampton 9 Elect Tony O'Neill Mgmt For For For 10 Elect Stephen T. Pearce Mgmt For For For 11 Elect Mphu Ramatlapeng Mgmt For For For 12 Elect Jim Rutherford Mgmt For For For 13 Elect Anne Stevens Mgmt For For For 14 Elect Jack R. Thompson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Remuneration Report Mgmt For For For (Advisory) 18 Approve Sharesave Plan Mgmt For For For 19 Approve Share Mgmt For For For Incentive Plan 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Mgmt For For For Repurchase Ordinary Shares 23 Authority to Mgmt For For For Repurchase Unlisted Preference Shares 24 Amendments to Articles Mgmt For For For (Technical) 25 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Arkema S.A. Ticker Security ID: Meeting Date Meeting Status AKE CINS F0392W125 05/18/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 7 Consolidated Accounts Mgmt For For For and Reports 8 Allocation of Mgmt For For For Profits/Dividends 9 Related Party Mgmt For For For Transactions 10 Elect Isabelle Mgmt For For For Boccon-Gibod 11 Elect Marie-Ange Debon Mgmt For For For 12 Elect Alexandre De Mgmt For For For Juniac 13 Elect Jean-Marc Mgmt For For For Bertrand 14 Elect Uwe Michael Mgmt Against Against For Jakobs 15 Appointment of Auditor Mgmt For For For 16 Remuneration Policy Mgmt For For For (Chair and CEO) 17 Remuneration of Mgmt For For For Thierry Le Henaff, Chair and CEO 18 Directors' Fees Mgmt For For For 19 Authority to Mgmt For For For Repurchase and Reissue Shares 20 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares and Convertible Debt Through Private Placement 23 Authority to Set Mgmt For For For Offering Price of Shares 24 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 25 Greenshoe Mgmt For For For 26 Global Ceiling on Mgmt For For For Capital Increases 27 Employee Stock Mgmt For For For Purchase Plan 28 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Asahi Group Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 2502 ISIN JP3116000005 03/27/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Transfer of Reserves Mgmt For For For 3 Elect Naoki Izumiya Mgmt For For For 4 Elect Akiyoshi Kohji Mgmt For For For 5 Elect Katsutoshi Mgmt For For For Takahashi 6 Elect Yoshihide Okuda Mgmt For For For 7 Elect Noboru Kagami Mgmt For For For 8 Elect Kenji Hamada Mgmt For For For 9 Elect Atsushi Katsuki Mgmt For For For 10 Elect Naoki Tanaka Mgmt For For For 11 Elect Tatsuroh Kosaka Mgmt For For For 12 Elect Yasushi Shingai Mgmt For For For 13 Elect Katsutoshi Mgmt For Against Against Saitoh as Statutory Auditor ________________________________________________________________________________ Astellas Pharma Inc. Ticker Security ID: Meeting Date Meeting Status 4503 CINS J03393105 06/15/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Yoshihiko Mgmt For For For Hatanaka 5 Elect Kenji Yasukawa Mgmt For For For 6 Elect Yoshiharu Aizawa Mgmt For For For 7 Elect Mamoru Sekiyama Mgmt For For For 8 Elect Keiko Yamagami Mgmt For For For 9 Elect Tomokazu Fujisawa Mgmt For For For 10 Elect Hiroko Sakai Mgmt For For For 11 Elect Hitoshi Kanamori Mgmt For For For 12 Elect Noriyuki Uematsu Mgmt For For For 13 Elect Hiroh Sasaki Mgmt For For For 14 Elect Haruko Shibumura Mgmt For For For as Alternate Audit Committee Director 15 Non-Audit Committee Mgmt For For For Directors' Fees 16 Audit Committee Mgmt For For For Directors' Fees 17 Trust-Type Equity Mgmt For For For Compensation Plan 18 Bonus Mgmt For For For ________________________________________________________________________________ Atos SE Ticker Security ID: Meeting Date Meeting Status ATO CINS F06116101 07/24/2017 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Authority to Issue Mgmt For For For Performance Shares 5 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ AXA S.A. Ticker Security ID: Meeting Date Meeting Status CS CINS F06106102 04/25/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Remuneration of Denis Mgmt For For For Duverne, Chair 9 Remuneration of Thomas Mgmt For For For Buberl, CEO 10 Remuneration Policy Mgmt For For For (Chair) 11 Remuneration Policy Mgmt For For For (CEO) 12 Related Party Mgmt For For For Transactions 13 Severance Agreement Mgmt For For For (Thomas Buberl, CEO) 14 Elect Denis Duverne Mgmt For For For 15 Elect Thomas Buberl Mgmt For For For 16 Elect Andre Mgmt For For For Francois-Poncet 17 Elect Patricia Barbizet Mgmt For For For 18 Elect Rachel Duan Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Appointment of Mgmt For For For Alternate Auditor 21 Directors' Fees Mgmt For For For 22 Authority to Mgmt For For For Repurchase and Reissue Shares 23 Employee Stock Mgmt For For For Purchase Plan 24 Employee Stock Mgmt For For For Purchase Plan for Overseas Employees 25 Authority to Cancel Mgmt For For For Shares and Reduce Capital 26 Amendments to Articles Mgmt For For For Regarding Employee Representatives 27 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Banco Bilbao Vizcaya Argentaria S.A. Ticker Security ID: Meeting Date Meeting Status BBVA CINS E11805103 03/15/2018 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board Mgmt For For For Acts 4 Elect Jose Miguel Mgmt For For For Andres Torrecillas 5 Elect Belen Garijo Mgmt For For For Lopez 6 Elect Juan Pi Llorens Mgmt For For For 7 Elect Jose Maldonado Mgmt For For For Ramos 8 Elect Jaime Felix Mgmt For For For Caruana Lacorte 9 Elect Ana Cristina Mgmt For For For Peralta Moreno 10 Elect Jan Verplancke Mgmt For For For 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Maximum Variable Mgmt For For For Remuneration 13 Authorisation of Legal Mgmt For For For Formalities 14 Remuneration Report Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank of Queensland Limited Ticker Security ID: Meeting Date Meeting Status BOQ CINS Q12764116 11/30/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Roger A. Davis Mgmt For For For 3 Re-elect Michelle Mgmt For For For Tredenick 4 Re-elect Margaret Mgmt For For For (Margie) L. Seale 5 Re-elect Bruce J. Mgmt For For For Carter 6 Equity Grant (MD/CEO Mgmt For For For Jon Sutton) 7 Renew Employee Share Mgmt For For For Plan 8 Renew Restricted Share Mgmt For For For Plan 9 Renew Award Rights Plan Mgmt For For For 10 Authority to Mgmt For For For Repurchase Convertible Preference Shares (First Selective Buy-Back) 11 Authority to Mgmt For For For Repurchase Convertible Preference Shares (Second Selective Buy-Back) 12 REMUNERATION REPORT Mgmt For For For ________________________________________________________________________________ Barratt Developments plc Ticker Security ID: Meeting Date Meeting Status BDEV CINS G08288105 11/15/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Allocation of Mgmt For For For Profits/Dividends 5 Special Dividend Mgmt For For For 6 Elect Jessica White Mgmt For For For 7 Elect John M. Allan Mgmt For For For 8 Elect David F. Thomas Mgmt For For For 9 Elect Steven J. Boyes Mgmt For For For 10 Elect Richard Akers Mgmt For For For 11 Elect Tessa E. Bamford Mgmt For For For 12 Elect Nina Bibby Mgmt For For For 13 Elect Jock F. Lennox Mgmt For Against Against 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Amendment to Long Term Mgmt For For For Performance Plan 18 Amendment to Deferred Mgmt For For For Bonus Plan 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bendigo and Adelaide Bank Limited Ticker Security ID: Meeting Date Meeting Status BEN CINS Q1458B102 10/31/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jacqueline C. Mgmt For For For Hey 3 Re-elect James (Jim) Mgmt For For For Hazel 4 REMUNERATION REPORT Mgmt For For For ________________________________________________________________________________ BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/24/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Authority to Mgmt For For For Repurchase and Reissue Shares 9 Appointment of Auditor Mgmt For For For and Alternate Auditor (Deloitte & Associes and Societe BEAS) 10 Appointment of Auditor Mgmt For For For and Alternate Auditor (Mazars and Charles de Boisriou) 11 Appointment of Auditor Mgmt For For For and Alternate Auditor (PricewaterhouseCooper s and Jean-Baptiste Deschryver) 12 Elect Pierre-Andre de Mgmt For For For Chalendar 13 Elect Denis Kessler Mgmt For Against Against 14 Elect Laurence Parisot Mgmt For For For 15 Remuneration Policy Mgmt For For For (Chair) 16 Remuneration Policy Mgmt For For For (CEO and COO) 17 Remuneration of Jean Mgmt For For For Lemierre, Chair 18 Remuneration of Mgmt For For For Jean-Laurent Bonnafe, CEO 19 Remuneration of Mgmt For For For Philippe Bordenave, COO 20 Remuneration of Mgmt For For For Identified Staff 21 Authority to Set the Mgmt For For For Maximum Variable Compensation Ratio for Persons Belonging to the Company's Identified Staff 22 Authority to Issue Mgmt For For For Shares and Convertible Securities w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares and Convertible Securities w/o Preemptive Rights 24 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 25 Global Ceiling on Mgmt For For For Capital Increases W/o Preemptive Rights 26 Authority to Increase Mgmt For For For Capital Through Capitalisations 27 Global Ceiling on Mgmt For For For Capital Increases 28 Employee Stock Mgmt For For For Purchase Plan 29 Authority to Cancel Mgmt For For For Shares and Reduce Capital 30 Amendment Regarding Mgmt For For For the Age Limit of the Chair, CEO and COO 31 Authorisation of Legal Mgmt For For For Formalities 32 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Boliden AB Ticker Security ID: Meeting Date Meeting Status BOL CINS W17218103 04/27/2018 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividends 16 Ratification of Board Mgmt For For For and CEO Acts 17 Board Size; Number of Mgmt For For For Auditors 18 Directors' Fees Mgmt For For For 19 Elect Marie Berglund Mgmt For For For 20 Elect Tom Erixon Mgmt For For For 21 Elect Michael G:son Low Mgmt For For For 22 Elect Elisabeth Nilsson Mgmt For For For 23 Elect Pia Rudengren Mgmt For For For 24 Elect Anders Ullberg Mgmt For For For 25 Elect Pekka Vauramo Mgmt For Against Against 26 Elect Anders Ullberg Mgmt For For For as Chair 27 Authority to Set Mgmt For For For Auditor's Fees 28 Appointment of Auditor Mgmt For For For 29 Remuneration Guidelines Mgmt For Against Against 30 Nomination Committee Mgmt For For For 31 Approve Share Mgmt For For For Redemption Plan 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Brother Industries Limited Ticker Security ID: Meeting Date Meeting Status 6448 CINS 114813108 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Toshikazu Koike Mgmt For For For 4 Elect Ichiroh Sasaki Mgmt For For For 5 Elect Tadashi Ishiguro Mgmt For For For 6 Elect Tasuku Kawanabe Mgmt For For For 7 Elect Jun Kamiya Mgmt For For For 8 Elect Yuichi Tada Mgmt For For For 9 Elect Atsushi Nishijoh Mgmt For For For 10 Elect Shigehiko Hattori Mgmt For For For 11 Elect Kohichi Fukaya Mgmt For For For 12 Elect Sohichi Matsuno Mgmt For For For 13 Elect Keisuke Takeuchi Mgmt For For For 14 Elect Kazuyuki Ogawa Mgmt For For For 15 Elect Akira Yamada Mgmt For For For 16 Bonus Mgmt For For For ________________________________________________________________________________ CaixaBank, S.A Ticker Security ID: Meeting Date Meeting Status CABK ISIN ES0140609019 04/05/2018 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratify Co-option and Mgmt For For For Elect Eduardo Javier Sanchiz Yrazu 5 Ratify Co-option and Mgmt For For For Elect Tomas Muniesa Arantegui 6 Amendments to Article Mgmt For For For 4 (Registered Office) 7 Amendment to the Mgmt For For For Remuneration policy 8 Authority to Issue Mgmt For For For Treasury Shares Pursuant to Incentive Plan 9 Maximum Variable Mgmt For For For Remuneration 10 Authorisation of Legal Mgmt For For For Formalities 11 Remuneration Report Mgmt For For For ________________________________________________________________________________ Central Japan Railway Company Ticker Security ID: Meeting Date Meeting Status 9022 CINS J05523105 06/22/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kohei Tsuge Mgmt For Against Against 4 Elect Shin Kaneko Mgmt For For For 5 Elect Yoshiki Suyama Mgmt For For For 6 Elect Shunichi Kosuge Mgmt For For For 7 Elect Mamoru Uno Mgmt For For For 8 Elect Hideyuki Shohji Mgmt For For For 9 Elect Yoshiyuki Kasai Mgmt For For For 10 Elect Yoshiomi Yamada Mgmt For For For 11 Elect Takanori Mizuno Mgmt For For For 12 Elect Toshio Ohtake Mgmt For For For 13 Elect Akihiko Itoh Mgmt For For For 14 Elect Mamoru Tanaka Mgmt For For For 15 Elect Hiroshi Suzuki Mgmt For For For 16 Elect Torkel Patterson Mgmt For For For 17 Elect Fujio Choh Mgmt For For For 18 Elect Kenji Koroyasu Mgmt For For For 19 Elect Takashi Saeki Mgmt For Against Against 20 Elect Kunihiko Nasu as Mgmt For For For Statutory Auditors ________________________________________________________________________________ Centrica plc Ticker Security ID: Meeting Date Meeting Status CNA CINS G2018Z143 05/14/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Richard Mgmt For For For Haythornthwaite 6 Elect Iain C. Conn Mgmt For For For 7 Elect Jeff Bell Mgmt For For For 8 Elect Margherita Della Mgmt For For For Valle 9 Elect Joan Gillman Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Mark Hodges Mgmt For For For 12 Elect Stephen Hester Mgmt For For For 13 Elect Carlos Pascual Mgmt For For For 14 Elect Steve Pusey Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authorisation of Mgmt For For For Political Donations 19 Scrip Dividend Mgmt For For For 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Cheung Kong Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1113 CINS G2103F101 08/24/2017 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Sale and Purchase Mgmt For For For Agreement 5 Change in Company Name Mgmt For For For ________________________________________________________________________________ CK Asset Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1113 CINS ADPV39812 10/11/2017 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Joint Venture Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CK Hutchison Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0001 CINS G21765105 05/10/2018 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Canning Fok Kin Mgmt For For For Ning 6 Elect Edmond IP Tak Mgmt For For For Chuen 7 Elect Dominic LAI Kai Mgmt For For For Ming 8 Elect Charles LEE Yeh Mgmt For For For Kwong 9 Elect LEUNG Siu Hon Mgmt For For For 10 Elect Stanley KWOK Tun Mgmt For For For Li 11 Elect Rosanna WONG Mgmt For For For Yick Ming 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Issue Mgmt For For For Repurchased Shares 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Coca-Cola European Partners plc Ticker Security ID: Meeting Date Meeting Status CCE CUSIP G25839104 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Francisco Crespo Mgmt For For For Benitez 4 Elect Alvaro Mgmt For For For Gomez-Trenor Aguilar 5 Elect Jose Ignacio Mgmt For For For Comenge Sanchez-Real 6 Elect Irial Finan Mgmt For For For 7 Elect Damien Paul Mgmt For For For Gammell 8 Elect Alfonso Libano Mgmt For For For Daurella 9 Elect Mario R Sola Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Political Donations 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Waiver of Mandatory Mgmt For For For Takeover Requirement 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Mgmt For For For Repurchase On-Market Shares 17 Authority to Mgmt For For For Repurchase Off-Market Shares 18 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Commonwealth Bank of Australia Ticker Security ID: Meeting Date Meeting Status CBA CINS Q26915100 11/16/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David Higgins Mgmt For For For 3 Re-elect Andrew M. Mohl Mgmt For Against Against 4 Re-elect Wendy Stops Mgmt For For For 5 Elect Robert Whitfield Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Board Spill Resolution Mgmt Against Against For 9 Shareholder Proposal ShrHoldr Against Against For Regarding Board Oversight of Climate Change Objectives ________________________________________________________________________________ Covestro AG Ticker Security ID: Meeting Date Meeting Status 1COV CINS D0R41Z100 04/13/2018 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Credit Agricole SA Ticker Security ID: Meeting Date Meeting Status ACA CINS F22797108 05/16/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Regulated Agreement Mgmt For For For with Amundi 9 Regulated Agreement Mgmt For For For with Credit Agricole CIB (Euribor Fine) 10 Regulated Agreement Mgmt For For For with Regional Banks 11 Regulated Agreement Mgmt For For For with Credit Agricole CIB (MSI) 12 Regulated Agreement Mgmt For For For with Credit Agricole CIB (Banking Management) 13 Elect Philippe Boujut Mgmt For For For 14 Elect Monica Mondardini Mgmt For Against Against 15 Elect Renee Talamona Mgmt For For For 16 Elect Louis Tercinier Mgmt For Against Against 17 Elect Pascale Berger Mgmt For For For 18 Elect Raphael Appert Mgmt For Against Against 19 Appointment of Ernst & Mgmt For For For Young as Auditor 20 Appointment of Mgmt For For For PricewaterhouseCoopers as Auditor 21 Appointment of Picarle Mgmt For For For et Associes as Alternate Auditor 22 Appointment of Mgmt For For For Jean-Baptiste Deschyver as Alternate Auditor 23 Remuneration of Mgmt For For For Dominique Lefebvre, Non-Executive Chair 24 Remuneration of Mgmt For For For Philippe Brassac, CEO 25 Remuneration of Xavier Mgmt For For For Musca, Deputy CEO 26 Remuneration Policy Mgmt For For For for Non-Executive Chair 27 Remuneration Policy Mgmt For Against Against for CEO 28 Remuneration Policy Mgmt For Against Against for Deputy CEO 29 Remuneration of Mgmt For For For Identified Staff 30 Maximum Variable Pay Mgmt For For For Ratio 31 Authority to Mgmt For For For Repurchase and Reissue Shares 32 Amendments to Articles Mgmt For Against Against Regarding Loyalty Dividends 33 Approval to Suppress Mgmt For Against Against Loyalty Dividends and Increase Capital to Issue Shares in Lieu of Loyalty Dividends 34 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 35 Authority to Issue Mgmt For For For Shares and Convertible Debt Through Private Placement 36 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 37 Greenshoe Mgmt For For For 38 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 39 Authority to Set Mgmt For For For Offering Price of Shares 40 Global Ceiling on Mgmt For For For Capital Increases 41 Authority to Increase Mgmt For For For Capital Through Capitalisations 42 Employee Stock Mgmt For For For Purchase Plan 43 Employee Stock Mgmt For For For Purchase Plan For Overseas Employees 44 Authority to Cancel Mgmt For For For Shares and Reduce Capital 45 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Deutsche Lufthansa AG Ticker Security ID: Meeting Date Meeting Status LHA CINS D1908N106 05/08/2018 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Ratification of Mgmt For TNA N/A Management Board Acts 8 Ratification of Mgmt For TNA N/A Supervisory Board Acts 9 Elect Herbert Hainer Mgmt For TNA N/A 10 Elect Karl-Ludwig Kley Mgmt For TNA N/A as Board Chair 11 Elect Carsten Knobel Mgmt For TNA N/A 12 Elect Martin Koehler Mgmt For TNA N/A 13 Elect Michael Nilles Mgmt For TNA N/A 14 Elect Miriam E. Sapiro Mgmt For TNA N/A 15 Elect Matthias Wissmann Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/17/2018 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Elect Margret Suckale Mgmt For For For as Supervisory Board Member 12 Elect Gunther Braunig Mgmt For For For as Supervisory Board Member 13 Elect Harald Kruger as Mgmt For For For Supervisory Board Member 14 Elect Ulrich Lehner as Mgmt For For For Supervisory Board Member 15 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Deutsche Wohnen SE Ticker Security ID: Meeting Date Meeting Status DWNI CINS D2046U176 06/15/2018 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Tina Kleingarn Mgmt For For For to the Supervisory Board 10 Increase in Authorised Mgmt For For For Capital 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 12 Authority to Mgmt For For For Repurchase and Reissue Shares 13 Authority to Mgmt For For For Repurchase Shares Using Equity Derivatives ________________________________________________________________________________ Faurecia Ticker Security ID: Meeting Date Meeting Status EO CINS F3445A108 05/29/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non-Tax Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Approval of Related Mgmt For For For Party Transactions Report 9 Ratification of the Mgmt For For For Co-Option of Valerie Landon 10 Directors' Fees Mgmt For For For 11 Remuneration Policy Mgmt For For For (Chair) 12 Remuneration Policy Mgmt For Against Against (CEO) 13 Remuneration of Yann Mgmt For For For Delabriere, Former Chair 14 Remuneration of Michel Mgmt For For For de Rosen, Chair 15 Remuneration of Mgmt For For For Patrick Koller, CEO 16 Authority to Mgmt For For For Repurchase and Reissue Shares 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital 18 Authority to Issue Mgmt For For For Performance Shares 19 Amendments to Articles Mgmt For For For Regarding Company Duration 20 Conversion of Legal Mgmt For For For Form into European Company 21 Adoption of New Mgmt For For For Articles Regarding the Conversion of Legal Form 22 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Fiat Chrysler Automobiles N.V. Ticker Security ID: Meeting Date Meeting Status FCAU CINS N31738102 04/13/2018 Voted Meeting Type Country of Trade Ordinary Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board Mgmt For For For Acts 8 Elect John Elkann as Mgmt For For For Executive Director 9 Elect Sergio Mgmt For For For Marchionne as Executive Director 10 Elect Ronald L. Mgmt For For For Thompson as Non-Executive Director 11 Elect John Abbott as Mgmt For For For Non-Executive Director 12 Elect Andrea Agnelli Mgmt For For For as Non-Executive Director 13 Elect Tiberto Mgmt For For For Brandolini d'Adda as Non-Executive Director 14 Elect Glenn Earle as Mgmt For For For Non-Executive Director 15 Elect Valerie A. Mars Mgmt For For For as Non-Executive Director 16 Elect Ruth J. Simmons Mgmt For For For as Non-Executive Director 17 Elect Michelangelo A. Mgmt For For For Volpi as Non-Executive Director 18 Elect Patience Mgmt For For For Wheatcroft as Non-Executive Director 19 Elect Ermenegildo Mgmt For For For Zegna as Non-Executive Director 20 Appointment of Auditor Mgmt For For For 21 Authority to Mgmt For For For Repurchase Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CINS D2734Z107 05/17/2018 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For General Partner Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For ________________________________________________________________________________ GEDI Gruppo Editoriale S.p.A Ticker Security ID: Meeting Date Meeting Status GEDI CINS T52452124 04/26/2018 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Article Mgmt For For For 15 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Board Size Mgmt For Abstain Against 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 List presented by CIR Mgmt For N/A N/A S.p.A. 10 List presented by Erga Mgmt For For For Omnes S.r.l, Prosper S.r.l. and SIA BLU S.p.A. 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 List presented by CIR Mgmt N/A Abstain N/A S.p.A. 15 List presented by Erga Mgmt N/A For N/A Omnes S.r.l, Prosper S.r.l. and SIA BLU S.p.A. 16 Statutory Auditors' Mgmt For Abstain Against Fees 17 Authority to Mgmt For For For Repurchase and Reissue Shares 18 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/03/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Hal V. Barron Mgmt For For For 4 Elect Laurie H. Mgmt For For For Glimcher 5 Elect Sir Philip Mgmt For For For Hampton 6 Elect Emma Walmsley Mgmt For For For 7 Elect Manvinder S. Mgmt For For For Banga 8 Elect Vivienne Cox Mgmt For For For 9 Elect Simon Dingemans Mgmt For For For 10 Elect Lynn L. Elsenhans Mgmt For For For 11 Elect Jesse Goodman Mgmt For For For 12 Elect Judy C. Lewent Mgmt For For For 13 Elect Urs Rohner Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares 21 Approve exemption from Mgmt For For For statement of the senior statutory auditor's name in published auditors' reports 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 23 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/03/2018 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition of Mgmt For For For Novartis Stake in Joint Venture ________________________________________________________________________________ Glencore plc Ticker Security ID: Meeting Date Meeting Status GLEN CINS G39420107 05/02/2018 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Reduction in Share Mgmt For For For Premium Account 3 Elect Anthony B. Mgmt For For For Hayward 4 Elect Ivan Glasenberg Mgmt For For For 5 Elect Peter R. Coates Mgmt For For For 6 Elect Leonhard Fischer Mgmt For For For 7 Elect Martin J Gilbert Mgmt For For For 8 Elect John J. Mack Mgmt For For For 9 Elect Gill Marcus Mgmt For For For 10 Elect Patrice Merrin Mgmt For For For 11 Remuneration Report Mgmt For For For (Advisory) 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights(Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Henkel AG & Co. KGAA Ticker Security ID: Meeting Date Meeting Status HEN ISIN DE0006048408 04/09/2018 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Personally Liable Partner's Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Ratification of Mgmt For For For Shareholders' Committee Acts 6 Appointment of Auditor Mgmt For For For 7 Elect Philipp Scholz Mgmt For For For as Supervisory Board Member 8 Elect Johann-Christoph Mgmt For For For Frey as Shareholders' Committee Member ________________________________________________________________________________ Hitachi Ltd. Ticker Security ID: Meeting Date Meeting Status 6501 CINS J20454112 06/20/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Share Consolidation Mgmt For For For 3 Elect Katsumi Ihara Mgmt For For For 4 Elect Cynthia B. Mgmt For For For Carroll 5 Elect Joe Harlan Mgmt For For For 6 Elect George W. Buckley Mgmt For For For 7 Elect Louise Pentland Mgmt For For For 8 Elect Harufumi Mgmt For For For Mochizuki 9 Elect Takatoshi Mgmt For For For Yamamoto 10 Elect Hiroaki Yoshihara Mgmt For For For 11 Elect Kazuyuki Tanaka Mgmt For For For 12 Elect Hiroaki Nakanishi Mgmt For For For 13 Elect Toyoaki Nakamura Mgmt For For For 14 Elect Toshiaki Mgmt For For For Higashihara ________________________________________________________________________________ HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 04/20/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Mark E. Tucker Mgmt For For For 4 Elect John Flint Mgmt For For For 5 Elect Kathleen L. Casey Mgmt For For For 6 Elect Laura M.L. Cha Mgmt For For For 7 Elect Henri de Castries Mgmt For For For 8 Elect Lord Evans of Mgmt For For For Weardale 9 Elect Irene LEE Yun Mgmt For For For Lien 10 Elect Iain J. Mackay Mgmt For For For 11 Elect Heidi G. Miller Mgmt For For For 12 Elect Marc Moses Mgmt For For For 13 Elect David T. Nish Mgmt For For For 14 Elect Jonathan R. Mgmt For For For Symonds 15 Elect Jackson P. Tai Mgmt For For For 16 Elect Pauline F.M. van Mgmt For For For der Meer Mohr 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 23 Authority to Issue Mgmt For For For Repurchased Shares 24 Authority to Mgmt For For For Repurchase Shares 25 Authority to Issue Mgmt For For For Contingent Convertible Securities w/ 26 Authority to Issue Mgmt For For For Contingent Convertible Securities w/o 27 Scrip Dividend Mgmt For For For 28 Amendments to Articles Mgmt For For For 29 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ i-CABLE Communications Ticker Security ID: Meeting Date Meeting Status 1097 CINS Y38563105 05/24/2018 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect David Chiu Mgmt For Against Against 5 Elect Henry CHENG Kar Mgmt For Against Against Shun 6 Elect Adrian CHENG Chi Mgmt For Against Against Kong 7 Elect Patrick TSANG Mgmt For Against Against On Yip 8 Elect HOONG Cheong Mgmt For Against Against Thard 9 Elect Andrew CHIU Wah Mgmt For For For Wai 10 Elect Jeffrey LAM Kin Mgmt For Against Against Fung 11 Elect Herman HU Shao Mgmt For For For Ming 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Adoption of Share Mgmt For Against Against Option Scheme ________________________________________________________________________________ Icade Ticker Security ID: Meeting Date Meeting Status ICAD CINS F4931M119 04/25/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Consolidated Accounts Mgmt For For For and Reports 8 Allocation of Mgmt For For For Profits/Dividends 9 Related Party Mgmt For For For Transactions 10 Appointment of Auditor Mgmt For For For 11 Non-Renewal of Mgmt For For For Alternate Auditor 12 Elect Nathalie Tessier Mgmt For Against Against 13 Ratification of the Mgmt For Against Against Co-Option of Carole Abbey 14 Ratification of the Mgmt For Against Against Co-Option of Sophie Quatrehomme 15 Elect Sophie Mgmt For Against Against Quatrehomme 16 Remuneration of Andre Mgmt For For For Martinez, Chair 17 Remuneration of Mgmt For For For Olivier Wigniolle, CEO 18 Remuneration Policy Mgmt For For For (Chair) 19 Remuneration Policy Mgmt For For For (CEO) 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Relocation of Mgmt For For For Corporate Headquarters 22 Authority to Cancel Mgmt For For For Shares and Reduce Capital 23 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 24 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 25 Authority to Issue Mgmt For For For Restricted Shares 26 Employee Stock Mgmt For For For Purchase Plan 27 Amendment to Articles Mgmt For For For Regarding Corporate Officer Remuneration 28 Works Council Proposal ShrHoldr For For For Regarding Exceptional Share Grant to Employees 29 Ratification of the Mgmt For Against Against Co-Option of Jean-Marc Morin 30 Authorisation of Legal Mgmt For For For Formalities 31 Shareholder Proposal ShrHoldr Against For Against (A) Regarding Election of Francoise Debrus 32 Shareholder Proposal ShrHoldr Against Against For (B) Regarding Election of Emmanuel Chabas 33 Shareholder Proposal ShrHoldr Against Against For (C) Regarding Election of Pierre Marlier ________________________________________________________________________________ Idemitsu Kosan Company Limited Ticker Security ID: Meeting Date Meeting Status 5019 CINS J2388K103 06/28/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Tsukioka Mgmt For For For 3 Elect Shunichi Kitoh Mgmt For For For 4 Elect Takashi Mgmt For For For Matsushita 5 Elect Susumu Nibuya Mgmt For For For 6 Elect Kazuo Maruyama Mgmt For For For 7 Elect Toshiaki Mgmt For For For Sagishima 8 Elect Kiyoshi Homma Mgmt For For For 9 Elect Eri Yokota Mgmt For For For 10 Elect Ryohsuke Itoh Mgmt For For For 11 Elect Takeo Kikkawa Mgmt For For For 12 Elect Mackenzie D. Mgmt For For For Clugston 13 Elect Toshiyuki Tanida Mgmt For Against Against 14 Elect Shohichiroh Mgmt For For For Niwayama 15 Elect Junko Kai as Mgmt For For For Alternate Statutory Auditor 16 Trust-Type Mgmt For For For Performance-Linked Equity Compensation Plan ________________________________________________________________________________ Imperial Brands Plc Ticker Security ID: Meeting Date Meeting Status IMB CINS G4721W102 02/07/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Alison Cooper Mgmt For For For 6 Elect Therese Esperdy Mgmt For For For 7 Elect David J. Haines Mgmt For For For 8 Elect Simon Langelier Mgmt For For For 9 Elect Matthew Phillips Mgmt For For For 10 Elect Steven P. Mgmt For For For Stanbrook 11 Elect Oliver Tant Mgmt For For For 12 Elect Mark Williamson Mgmt For For For 13 Elect Karen Witts Mgmt For For For 14 Elect Malcolm Wyman Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E595 04/23/2018 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Dividends Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Ratification of Mgmt For For For Management Acts 14 Ratification of Mgmt For For For Supervisory Board Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Supervisory Mgmt For For For Board Member Eric Boyer de la Giroday 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ International Consolidated Airlines Group, S.A. Ticker Security ID: Meeting Date Meeting Status IAG CINS E67674106 06/13/2018 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Final Dividend Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Elect Antonio Vazquez Mgmt For For For Romero 10 Elect Willie Walsh Mgmt For For For 11 Elect Marc Bolland Mgmt For For For 12 Elect Patrick Cescau Mgmt For For For 13 Elect Enrique Dupuy de Mgmt For For For Lome Chavarri 14 Elect Maria Fernanda Mgmt For For For Mejia Campuzano 15 Elect Kieran Poynter Mgmt For For For 16 Elect Emilio Saracho Mgmt For For For Rodriguez de Torres 17 Elect Marjorie Scardino Mgmt For For For 18 Elect Nicola Shaw Mgmt For For For 19 Elect Alberto Miguel Mgmt For For For Terol Esteban 20 Elect Deborah Kerr Mgmt For For For 21 Remuneration Report Mgmt For For For (Advisory) 22 Remuneration Policy Mgmt For For For (Binding) 23 Approval of the Mgmt For For For allotment of a maximum number of shares under the PSP and the IADP 24 Authority to Mgmt For For For Repurchase Shares 25 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 26 Authority to Issue Mgmt For For For Convertible Debt Instruments 27 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 28 Reduction in Mgmt For For For Authorized Capital 29 Authorization of Legal Mgmt For For For Formalities 30 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Intesa Sanpaolo Spa Ticker Security ID: Meeting Date Meeting Status ISP CINS T55067101 04/27/2018 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Increase in Auditor's Mgmt For For For Fees 4 Remuneration Policy Mgmt For For For 5 Maximum Variable Pay Mgmt For For For Ratio 6 2017 Incentive Plan Mgmt For For For 7 Authority to Issue Mgmt For For For Shares to Service 2017 Incentive Plan 8 Performance Call Mgmt For For For Option Plan 2018-2021 9 LECOIP 2018-2021 Mgmt For For For 10 Conversion of Saving Mgmt For For For Shares into Ordinary Shares 11 Authority to Issue Mgmt For For For Shares to Service LECOIP 2018-2021 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Intesa Sanpaolo Spa Ticker Security ID: Meeting Date Meeting Status ISP CINS T55067119 04/27/2018 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Conversion of Saving Mgmt For For For Shares into Ordinary Shares 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS G49188116 08/10/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Zarina B.M. Bassa Mgmt For For For 3 Elect Glynn R. Burger Mgmt For For For 4 Elect Laurel C. Bowden Mgmt For Against Against 5 Elect Cheryl A. Carolus Mgmt For For For 6 Elect Perry K.O. Mgmt For For For Crosthwaite 7 Elect Hendrik du Toit Mgmt For For For 8 Elect David Friedland Mgmt For For For 9 Elect Charles Jacobs Mgmt For For For 10 Elect Bernard Kantor Mgmt For For For 11 Elect Ian R. Kantor Mgmt For For For 12 Elect Stephen Koseff Mgmt For For For 13 Elect Mark Mgmt For For For Malloch-Brown 14 Elect Khumo Shuenyane Mgmt For For For 15 Elect Fani Titi Mgmt For For For 16 Remuneration Report Mgmt For Against Against (Advisory) 17 Authorisation of Legal Mgmt For For For Formalities 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Interim Dividend Mgmt For For For (Ordinary Shareholders - Investec Limited) 21 Final Dividend Mgmt For For For (Ordinary and Preference Shareholders - Investec Limited) 22 Appointment of Joint Mgmt For For For Auditor (Ernst & Young) (Investec Limited) 23 Appointment of Joint Mgmt For For For Auditor (KPMG) (Investec Limited) 24 General Authority to Mgmt For For For Issue Ordinary Shares (Investec Limited) 25 General Authority to Mgmt For For For Issue Preference Shares (Investec Limited) 26 General Authority to Mgmt For For For Issue Special Convertible Shares (Investec Limited) 27 Authority to Mgmt For For For Repurchase Shares (Investec Limited) 28 Authority to Mgmt For For For Repurchase Preference Shares (Investec Limited) 29 Approve Financial Mgmt For For For Assistance (Investec Limited) 30 Approve NEDs' Fees Mgmt For For For (Investec Limited) 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Accounts and Reports Mgmt For For For (Investec plc) 33 Interim Dividend Mgmt For For For (Investec plc) 34 Final Dividend Mgmt For For For (Investec plc) 35 Appointment of Auditor Mgmt For For For and Authority to Set Fees (Investec plc) 36 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Investec plc) 37 Authority to Mgmt For For For Repurchase Shares (Investec plc) 38 Authority to Mgmt For For For Repurchase Preference Shares (Investec plc) 39 Authorisation of Mgmt For For For Political Donations (Investec plc) ________________________________________________________________________________ Itochu Corporation Ticker Security ID: Meeting Date Meeting Status 8001 CINS J2501P104 06/22/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Okafuji Mgmt For For For 5 Elect Yoshihisa Suzuki Mgmt For For For 6 Elect Tomofumi Yoshida Mgmt For For For 7 Elect Fumihiko Mgmt For For For Kobayashi 8 Elect Tsuyoshi Mgmt For For For Hachimura 9 Elect Atsuko Muraki Mgmt For For For 10 Elect Harufumi Mgmt For For For Mochizuki 11 Elect Masatoshi Kawana Mgmt For For For 12 Elect Shuzaburo Mgmt For For For Tsuchihashi as Statutory Auditor 13 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Authority to Cancel Treasury Shares 14 Shareholder Proposal ShrHoldr Against Against For Regarding Cancellation of Treasury Shares ________________________________________________________________________________ JXTG Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status 5020 CINS J29699105 06/27/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Yukio Uchida Mgmt For For For 5 Elect Tsutomu Sugimori Mgmt For For For 6 Elect Jun Mutoh Mgmt For For For 7 Elect Junichi Kawada Mgmt For For For 8 Elect Yasushi Onoda Mgmt For For For 9 Elect Hiroji Adachi Mgmt For For For 10 Elect Satoshi Taguchi Mgmt For For For 11 Elect Katsuyuki Ohta Mgmt For For For 12 Elect Shigeru Ohi Mgmt For For For 13 Elect Hiroshi Hosoi Mgmt For For For 14 Elect Hiroko Ohta Mgmt For For For 15 Elect Mutsutake Ootsuka Mgmt For For For 16 Elect Yoshiiku Miyata Mgmt For For For 17 Elect Yuji Nakajima Mgmt For For For 18 Elect Hitoshi Katoh Mgmt For For For 19 Elect Seiichi Kondoh Mgmt For For For 20 Elect Nobuko Takahashi Mgmt For For For 21 Elect Seiichiroh Mgmt For For For Nishioka 22 Non-Audit Committee Mgmt For For For Directors' Fees 23 Audit Committee Mgmt For For For Directors' Fees 24 Trust-Type Equity Mgmt For For For Compensation Plan ________________________________________________________________________________ Kajima Corporation Ticker Security ID: Meeting Date Meeting Status 1812 CINS J29223120 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Share Consolidation Mgmt For For For 4 Elect Mitsuyoshi Mgmt For Against Against Nakamura 5 Elect Takashi Hinago Mgmt For For For 6 Elect Masayasu Kayano Mgmt For For For 7 Elect Hiroshi Ishikawa Mgmt For For For 8 Elect Nobuyuki Mgmt For For For Hiraizumi 9 Elect Shohichi Kajima Mgmt For Against Against 10 Elect Masahiro Mgmt For Against Against Nakagawa as Statutory Auditor ________________________________________________________________________________ KBC Groupe SA Ticker Security ID: Meeting Date Meeting Status KBC CINS B5337G162 05/03/2018 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Authority to Set Mgmt For For For Auditor's Fees 10 Remuneration Report Mgmt For Against Against 11 Ratification of Board Mgmt For For For Acts 12 Ratification of Mgmt For For For Auditor's Acts 13 Elect Marc Wittemans Mgmt For Against Against to the Board of Directors 14 Elect Christine Van Mgmt For Against Against Rijsseghem to the Board of Directors 15 Elect Julia Kiraly to Mgmt For For For the Board of Directors 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Presentation of Mgmt For For For Special Board Report 18 Amendments to Articles Mgmt For For For Regarding Bearer Shares (Article 5) 19 Amendments to Articles Mgmt For For For Regarding Portfolio Protection Agreement 20 Increase in Authorised Mgmt For Against Against Capital 21 Amendments to Articles Mgmt For For For Regarding Capital Authority 22 Amendments to Articles Mgmt For For For Regarding Share Premiums 23 Amendments to Articles Mgmt For For For Regarding Disclosure Thresholds 24 Authority to Mgmt For For For Repurchase Shares 25 Amendments to Articles Mgmt For For For Regarding Bearer Shares (Article 11bis) 26 Amendments to Articles Mgmt For For For Regarding Audit Committee 27 Amendment to Articles Mgmt For For For Regarding Postponement of General Meeting 28 Amendments to Articles Mgmt For For For Regarding Profit-Sharing Certificates (Article 37) 29 Amendments to Articles Mgmt For For For Regarding Interim Dividends 30 Amendments to Articles Mgmt For For For Regarding Profit-Sharing Certificates 31 Amendments to Articles Mgmt For Against Against Regarding Transitional Provisions 32 Amendments to Articles Mgmt For For For Regarding Profit-Sharing Certificates (Annex A) 33 Authority to Mgmt For For For Coordinate Articles 34 Authorisation of Legal Mgmt For For For Formalities 35 Authorisation of Legal Mgmt For For For Formalities (Crossroads Bank for Enterprises) ________________________________________________________________________________ Kerry Properties Limited Ticker Security ID: Meeting Date Meeting Status 0683 CINS G52440107 05/18/2018 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Final Dividend Mgmt For For For 5 Special Dividend Mgmt For For For 6 Elect WONG Siu Kong Mgmt For Against Against 7 Elect KUOK Khoon Hua Mgmt For Against Against 8 Elect Marina WONG Yu Mgmt For For For Pok 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Koninklijke Ahold Delhaize N.V. Ticker Security ID: Meeting Date Meeting Status AD CINS N0074E105 04/11/2018 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Elect W.A. Kolk to the Mgmt For For For Management Board 11 Elect D.R. Hooft Mgmt For For For Graafland to the Supervisory Board 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Suppress Mgmt For For For Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 CANCELLATION OF SHARES Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Koninklijke Philips N.V. Ticker Security ID: Meeting Date Meeting Status PHIA CINS N7637U112 10/20/2017 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marnix van Mgmt For For For Ginneken to the Management Board 2 Amendments to Articles Mgmt For For For Regarding Management Board Size ________________________________________________________________________________ Legal & General Group plc Ticker Security ID: Meeting Date Meeting Status LGEN CINS G54404127 05/17/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Carolyn Bradley Mgmt For For For 4 Elect Philip Broadley Mgmt For For For 5 Elect Stuart Jeffrey Mgmt For For For Davies 6 Elect John Kingman Mgmt For For For 7 Elect Lesley Knox Mgmt For For For 8 Elect Kerrigan Procter Mgmt For For For 9 Elect Toby Strauss Mgmt For For For 10 Elect Julia Wilson Mgmt For For For 11 Elect Nigel Wilson Mgmt For For For 12 Elect Mark Zinkula Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Remuneration Report Mgmt For For For (Advisory) 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Contingent Convertible Securities w/ 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Issue Mgmt For For For Contingent Convertible Securities w/o Preemptive Rights 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Lendlease Group Ticker Security ID: Meeting Date Meeting Status LLC CINS Q55368114 11/17/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Philip Coffey Mgmt For For For 4 Re-elect Colin Carter Mgmt For For For 5 Re-elect Stephen Dobbs Mgmt For For For 6 Re-elect Jane Mgmt For For For Hemstritch 7 Remuneration Report Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Equity Grant (MD/CEO Mgmt For For For Stephen McCann) ________________________________________________________________________________ Macquarie Group Limited Ticker Security ID: Meeting Date Meeting Status MQG CINS Q57085286 07/27/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Gary Banks Mgmt For For For 3 Re-elect Patricia Cross Mgmt For For For 4 Re-elect Diane Grady Mgmt For For For 5 Re-elect Nicola Mgmt For For For Wakefield Evans 6 Remuneration Report Mgmt For For For 7 Approve Termination Mgmt For For For Benefits 8 Equity Grant (MD/CEO Mgmt For For For Nicholas Moore) 9 Approve Issue of Mgmt For For For Securities ________________________________________________________________________________ Marine Harvest ASA Ticker Security ID: Meeting Date Meeting Status MHG CINS R2326D113 01/15/2018 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair 5 Minutes Mgmt For TNA N/A 6 Agenda Mgmt For TNA N/A 7 Elect Kristian Melhuus Mgmt For TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Minebea Mitsumi Inc. Ticker Security ID: Meeting Date Meeting Status 6479 CINS J42884130 06/28/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yoshihisa Kainuma Mgmt For For For 4 Elect Shigeru Moribe Mgmt For For For 5 Elect Ryohzoh Iwaya Mgmt For For For 6 Elect Tetsuya Tsuruta Mgmt For For For 7 Elect Shigeru None Mgmt For For For 8 Elect Shuji Uehara Mgmt For For For 9 Elect Michiya Kagami Mgmt For For For 10 Elect Hiroshi Asoh Mgmt For For For 11 Elect Kohshi Murakami Mgmt For For For 12 Elect Atsuko Matsumura Mgmt For For For 13 Elect Takashi Matsuoka Mgmt For For For 14 Elect Shinichiroh Mgmt For For For Shibasaki as Statutory Auditor ________________________________________________________________________________ Mitsubishi Chemical Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 4188 CINS J44046100 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshimitsu Mgmt For For For Kobayashi 3 Elect Hitoshi Ochi Mgmt For For For 4 Elect Kenkichi Kosakai Mgmt For For For 5 Elect Glenn H. Mgmt For For For Fredrickson 6 Elect Yoshihiro Umeha Mgmt For Against Against 7 Elect Hisao Urata Mgmt For For For 8 Elect Ken Fujiwara Mgmt For For For 9 Elect Takeo Kikkawa Mgmt For For For 10 Elect Taigi Itoh Mgmt For For For 11 Elect Kazuhiro Watanabe Mgmt For For For 12 Elect Hideko Kunii Mgmt For For For 13 Elect Takayuki Mgmt For For For Hashimoto ________________________________________________________________________________ Mitsubishi Corporation Ticker Security ID: Meeting Date Meeting Status 8058 CINS J43830116 06/22/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits Mgmt For For For 3 Elect Ken Kobayashi Mgmt For For For 4 Elect Takehiko Kakiuchi Mgmt For For For 5 Elect Kanji Nishiura Mgmt For For For 6 Elect Kazuyuki Masu Mgmt For For For 7 Elect Iwao Toide Mgmt For For For 8 Elect Akira Murakoshi Mgmt For For For 9 Elect Masakazu Sakakida Mgmt For For For 10 Elect Mitsumasa Ichoh Mgmt For For For 11 Elect Akihiko Nishiyama Mgmt For For For 12 Elect Hideaki Ohmiya Mgmt For For For 13 Elect Toshiko Oka Mgmt For For For 14 Elect Akitaka Saiki Mgmt For For For 15 Elect Tsuneyoshi Mgmt For For For Tatsuoka 16 Elect Shuma Uchino as Mgmt For For For Statutory Auditor 17 Bonus Mgmt For For For ________________________________________________________________________________ Mitsubishi Gas Chemical Company Inc. Ticker Security ID: Meeting Date Meeting Status 4182 CINS J43959113 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuo Sakai Mgmt For Against Against 3 Elect Toshikiyo Kurai Mgmt For For For 4 Elect Kenji Inamasa Mgmt For For For 5 Elect Yasuhiro Satoh Mgmt For For For 6 Elect Masahiro Johno Mgmt For For For 7 Elect Masashi Fujii Mgmt For For For 8 Elect Susumu Yoshida Mgmt For For For 9 Elect Masamichi Mgmt For For For Mizukami 10 Elect Masato Inari Mgmt For For For 11 Elect Nobuhisa Ariyoshi Mgmt For For For 12 Elect Kazuo Tanigawa Mgmt For For For 13 Elect Tsugio Satoh Mgmt For For For 14 Elect Kunio Kawa as Mgmt For Against Against Statutory Auditor 15 Reserved Retirement Mgmt For For For allowances for Dierctors 16 Directors' Fees Mgmt For For For 17 Restricted Share Plan Mgmt For For For ________________________________________________________________________________ Mitsui & Co Ltd. Ticker Security ID: Meeting Date Meeting Status 8031 CINS J44690139 06/21/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masami Iijima Mgmt For For For 4 Elect Tatsuo Yasunaga Mgmt For For For 5 Elect Makoto Suzuki Mgmt For For For 6 Elect Satoshi Tanaka Mgmt For For For 7 Elect Shinsuke Fujii Mgmt For For For 8 Elect Nobuaki Kitamori Mgmt For For For 9 Elect Yukio Takebe Mgmt For For For 10 Elect Takakazu Uchida Mgmt For For For 11 Elect Kenichi Hori Mgmt For For For 12 Elect Toshiroh Mutoh Mgmt For For For 13 Elect Izumi Kobayashi Mgmt For For For 14 Elect Jenifer Rogers Mgmt For For For 15 Elect Hirotaka Takeuchi Mgmt For For For 16 Elect Samuel Walsh Mgmt For For For 17 Elect Haruka Matsuyama Mgmt For For For @ Haruka Katoh as Statutory Auditor ________________________________________________________________________________ Mixi, Inc. Ticker Security ID: Meeting Date Meeting Status 2121 CINS J45993110 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kohki Kimura Mgmt For For For 3 Elect Kohsuke Taru Mgmt For For For 4 Elect Kenji Kasahara Mgmt For For For 5 Elect Tatsuya Aoyagi Mgmt For For For 6 Elect Satoshi Shima Mgmt For For For 7 Elect Hiroyuki Ohsawa Mgmt For For For 8 Elect Masahiko Okuda Mgmt For For For 9 Elect Naoko Shimura Mgmt For For For 10 Elect Takako Katoh As Mgmt For For For Statutory Auditor 11 Elect Hideo Tsukamoto Mgmt For For For As Alternate Statutory Auditor ________________________________________________________________________________ Natixis Ticker Security ID: Meeting Date Meeting Status KN CINS F6483L100 05/23/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Approval of Related Mgmt For For For Party Transactions Report 9 Remuneration of Mgmt For For For Francois Perol, Chair 10 Remuneration of Mgmt For For For Laurent Mignon, CEO 11 Remuneration Policy Mgmt For For For (Chair) 12 Remuneration Policy Mgmt For For For (CEO) 13 Remuneration of Mgmt For For For Identified Staff 14 Ratification of Mgmt For For For Co-Option of Bernard Dupouy 15 Elect Bernard Oppetit Mgmt For For For 16 Elect Anne Lalou Mgmt For For For 17 Elect Thierry Cahn Mgmt For Against Against 18 Elect Francoise Lemalle Mgmt For Against Against 19 Non-Renewal of Mgmt For For For Statutory Auditor 20 Non-Renewal of Mgmt For For For Alternate Auditor 21 Authority to Mgmt For For For Repurchase and Reissue Shares 22 Employee Stock Mgmt For For For Purchase Plan 23 Amendments to Article Mgmt For For For Regarding Alternate Statutory Auditors 24 Authorisation of Legal Mgmt For For For Formalities Related to Article Amendments 25 Authorisation of Legal Mgmt For For For Formalities 26 Post-Employment Mgmt For For For Agreements (Francois Riahi, Incoming CEO) 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Neste Corporation Ticker Security ID: Meeting Date Meeting Status NESTE CINS X5688A109 04/05/2018 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and CEO Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Mgmt For For For Treasury Shares 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Nexon Co Ltd Ticker Security ID: Meeting Date Meeting Status 3659 ISIN JP3758190007 03/27/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Owen Mahoney Mgmt For For For 3 Elect Shiroh Uemura Mgmt For For For 4 Elect PARK Jiwon Mgmt For For For 5 Elect LEE Dohwa Mgmt For Against Against 6 Elect Satoshi Honda Mgmt For For For 7 Elect Shiroh Kuniya Mgmt For For For 8 Non-Audit Committee Mgmt For Against Against Directors' Fee 9 Audit Committee Mgmt For For For Directors' Fee 10 Issuance of Mgmt For Against Against Equity-based Stock Options 11 Issuance of Stock Mgmt For Against Against Options ________________________________________________________________________________ Next plc Ticker Security ID: Meeting Date Meeting Status NXT CINS G6500M106 05/17/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Jonathan Bewes Mgmt For For For 5 Elect Caroline Goodall Mgmt For For For 6 Elect Amanda James Mgmt For For For 7 Elect Richard Papp Mgmt For For For 8 Elect Michael J. Roney Mgmt For For For 9 Elect Francis Salway Mgmt For For For 10 Elect Jane Shields Mgmt For For For 11 Elect Dianne Thompson Mgmt For For For 12 Elect Simon Wolfson Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Mgmt For For For Repurchase Shares Off-Market 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Nippon Electric Glass Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 5214 ISIN JP3733400000 03/29/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Masayuki Arioka Mgmt For Against Against 3 Elect Motoharu Mgmt For For For Matsumoto 4 Elect Hirokazu Takeuchi Mgmt For For For 5 Elect Masahiro Tomamoto Mgmt For For For 6 Elect Akihisa Saeki Mgmt For For For 7 Elect Kohichi Tsuda Mgmt For For For 8 Elect Hiroki Yamazaki Mgmt For For For 9 Elect Sumimaru Odano Mgmt For For For 10 Elect Shuichi Mori Mgmt For Against Against 11 Elect Katsuhiro Matsui Mgmt For For For as Statutory Auditor 12 Elect Tsukasa Mgmt For For For Takahashi as Alternate Statutory Auditor 13 Bonus Mgmt For For For ________________________________________________________________________________ Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CINS J59396101 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits Mgmt For For For 3 Elect Hiromichi Mgmt For For For Shinohara 4 Elect Jun Sawada Mgmt For For For 5 Elect Akira Shimada Mgmt For For For 6 Elect Motoyuki Ii Mgmt For For For 7 Elect Tsunehisa Okuno Mgmt For For For 8 Elect Hiroki Kuriyama Mgmt For For For 9 Elect Takashi Hiroi Mgmt For For For 10 Elect Eiichi Sakamoto Mgmt For For For 11 Elect Katsuhiko Kawazoe Mgmt For For For 12 Elect Ryohta Kitamura Mgmt For Against Against 13 Elect Katsuhiko Shirai Mgmt For For For 14 Elect Sadayuki Mgmt For For For Sakakibara ________________________________________________________________________________ Nordea Bank AB Ticker Security ID: Meeting Date Meeting Status NDA CUSIP W57996105 03/15/2018 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board Mgmt For For For and CEO Acts 4 Board Size Mgmt For For For 5 Number of Auditors Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Election of Directors Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Nomination Committe Mgmt For For For 10 Authority to Issue Mgmt For For For Contingent Convertible Securities w/ or w/o Preemptive Rights 11 Authority to Trade in Mgmt For For For Company Stock 12 Remuneration Guidelines Mgmt For Against Against 13 Cross-Border Merger Mgmt For For For 14 Shareholder Proposal Shrhldr UndetermineAgainst N/A Regarding Nordea's d Code of Conduct 15 Shareholder Proposal Shrhldr UndetermineAgainst N/A regarding Bank's d local security ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 03/02/2018 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Mgmt For TNA N/A and Management Acts 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Cancellation of Shares Mgmt For TNA N/A and Reduction in Share Capital 6 Board Compensation Mgmt For TNA N/A 7 Executive Compensation Mgmt For TNA N/A 8 Compensation Report Mgmt For TNA N/A 9 Elect Jorg Reinhardt Mgmt For TNA N/A as Board Chair 10 Elect Nancy C. Andrews Mgmt For TNA N/A 11 Elect Dimitri Azar Mgmt For TNA N/A 12 Elect Ton Buchner Mgmt For TNA N/A 13 Elect Srikant M. Datar Mgmt For TNA N/A 14 Elect Elizabeth Doherty Mgmt For TNA N/A 15 Elect Ann M. Fudge Mgmt For TNA N/A 16 Elect Frans van Houten Mgmt For TNA N/A 17 Elect Andreas von Mgmt For TNA N/A Planta 18 Elect Charles L. Mgmt For TNA N/A Sawyers 19 Elect Enrico Vanni Mgmt For TNA N/A 20 Elect William T. Mgmt For TNA N/A Winters 21 Elect Srikant M. Datar Mgmt For TNA N/A as Compensation Committee Member 22 Elect Ann M. Fudge as Mgmt For TNA N/A Compensation Committee Member 23 Elect Enrico Vanni as Mgmt For TNA N/A Compensation Committee Member 24 Elect William T. Mgmt For TNA N/A Winters as Compensation Committee Member 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Mgmt For TNA N/A Independent Proxy 27 Additional or ShrHoldr N/A TNA N/A Miscellaneous Proposals ________________________________________________________________________________ NWS Holdings Limited Ticker Security ID: Meeting Date Meeting Status 659 CINS G66897110 11/17/2017 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Mgmt For For For Dividend 5 Allocation of Special Mgmt For For For Dividend 6 Elect Henry CHENG Kar Mgmt For Against Against Shun 7 Elect Brian CHENG Chi Mgmt For For For Ming 8 Elect Patrick LAM Wai Mgmt For Against Against Hon 9 Elect Christopher Mgmt For Against Against CHENG Wai Chee 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Obayashi Corporation Ticker Security ID: Meeting Date Meeting Status 1802 CINS J59826107 06/26/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Takeo Ohbayashi Mgmt For For For 4 Elect Kenji Hasuwa Mgmt For For For 5 Elect Shingo Ura Mgmt For For For 6 Elect Yasuo Kotera Mgmt For For For 7 Elect Toshihiko Murata Mgmt For For For 8 Elect Takehito Satoh Mgmt For For For 9 Elect Toshimi Satoh Mgmt For For For 10 Elect Shinichi Ohtake Mgmt For For For 11 Elect Shinichi Koizumi Mgmt For For For 12 Elect Naoki Izumiya Mgmt For Against Against 13 Elect Hikaru Ueno Mgmt For For For 14 Elect Tetsuo Nakakita Mgmt For For For 15 Elect Akihiko Nakamura Mgmt For For For ________________________________________________________________________________ Oil Search Limited Ticker Security ID: Meeting Date Meeting Status OSH CINS Y64695110 05/11/2018 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Richard J. Lee Mgmt For For For 3 Re-elect Eileen J. Mgmt For For For Doyle 4 Elect Susan M. Mgmt For For For Cunningham 5 Elect Bakheet S. Al Mgmt For For For Katheeri 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Equity Grant (MD Peter Mgmt For For For Botten - Performance Rights) 8 Equity Grant (MD Peter Mgmt For For For Botten - Restricted Shares) 9 Equity Grant (MD Peter Mgmt For For For Botten - Share Rights) ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/22/2018 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Supervisory Board Mgmt For For For Members' Fees 7 Appointment of Auditor Mgmt For For For 8 Long-Term Incentive Mgmt For For For Plan 2018 9 Share Part of Annual Mgmt For For For Bonus 2018 10 Elect Alyazia Al Mgmt For For For Kuwaiti 11 Elect Mansour Mohamed Mgmt For For For Al Mulla 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Orange SA Ticker Security ID: Meeting Date Meeting Status ORA CINS F6866T100 05/04/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Consolidated Accounts Mgmt For For For and Reports 8 Allocation of Mgmt For For For Profits/Dividends 9 Approve Special Mgmt For For For Auditors Report on Regulated Agreements 10 Elect Stephane Richard Mgmt For For For 11 Ratification the Mgmt For For For Cooption of Christel Heydemann 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Luc Marino as Mgmt N/A For N/A Employee Representative 14 Elect Babacar Sarr as Mgmt N/A Abstain N/A Employee Representative 15 Elect Marie Russo as Mgmt N/A Abstain N/A Employee Representative 16 Remuneration of Mgmt For For For Stephane Richard, Chair and CEO 17 Remuneration of Ramon Mgmt For For For Fernandez, Deputy CEO 18 Remuneration of Pierre Mgmt For For For Louette, Deputy CEO 19 Remuneration of Mgmt For For For Gervais Pellissier, Deputy CEO 20 Remuneration Policy Mgmt For For For for Chair and CEO 21 Remuneration Policy Mgmt For For For for Deputy CEOs 22 Authority to Mgmt For For For Repurchase and Reissue Shares 23 Authority to Issue Mgmt For For For Performance Shares 24 Employee Stock Mgmt For For For Purchase Plan 25 Authority to Cancel Mgmt For For For Shares and Reduce Capital 26 Shareholder Proposal ShrHoldr For For For Amendments to Articles Regarding Employee Shareholder Representatives 27 Authorisation of Legal Mgmt For For For Formalities 28 Shareholder Proposal A ShrHoldr Against Against For to Amend the Company's Allocation/Dividend Policy 29 Shareholder Proposal B ShrHoldr Against Against For Regarding Increase in Dividend/Redistributio n of Profits 30 Shareholder Proposal C ShrHoldr Against Against For Regarding Increase in Dividend/Redistributio n of Profits 31 Shareholder Proposal D ShrHoldr Against Against For Regarding Limit on Board Memberships ________________________________________________________________________________ Orkla ASA Ticker Security ID: Meeting Date Meeting Status ORK CINS R67787102 10/25/2017 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair 5 Special Dividend Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Persimmon plc Ticker Security ID: Meeting Date Meeting Status PSN CINS G70202109 04/25/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Report Mgmt For Against Against (Advisory) 4 Elect Nigel Mills Mgmt For For For 5 Elect Jeff Fairburn Mgmt For For For 6 Elect Mike Killoran Mgmt For For For 7 Elect David Jenkinson Mgmt For For For 8 Elect Marion Sears Mgmt For For For 9 Elect Rachel Kentleton Mgmt For For For 10 Elect Simon Litherland Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Savings-Related Share Mgmt For For For Option Scheme 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Peugeot SA Ticker Security ID: Meeting Date Meeting Status UG CINS F72313111 04/24/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of the Mgmt For Against Against Co-option of Anne Guerin 9 Ratification of the Mgmt For Against Against Co-option of An Tiecheng 10 Ratification of the Mgmt For For For Co-option of Daniel Bernard 11 Elect Louis Gallois Mgmt For For For 12 Elect Marie-Helene Mgmt For For For Peugeot Roncoroni 13 Elect Robert Peugeot Mgmt For Against Against 14 Elect Liu Weidong Mgmt For For For 15 Amendment to the 2017 Mgmt For Against Against Remuneration Policy of the Management Board Chair 16 Amendment to the 2017 Mgmt For Against Against Remuneration Policy of the CFO 17 Remuneration Policy Mgmt For Against Against (Management Board Chair) 18 Remuneration Policy Mgmt For Against Against (Management Board Members) 19 Remuneration Policy Mgmt For For For (Supervisory Board) 20 Remuneration of Carlos Mgmt For For For Tavares, Management Board Chair 21 Remuneration of Mgmt For For For Jean-Baptiste Chasseloup de Chatillon, CFO 22 Remuneration of Maxime Mgmt For For For Picat, executive VP Europe 23 Remuneration of Mgmt For For For Jean-Christophe Quemard, executive VP Africa Middle East 24 Remuneration of Louis Mgmt For For For Gallois, Supervisory Board Chair 25 Authority to Mgmt For For For Repurchase and Reissue Shares 26 Authority to Issue Mgmt For For For Performance Shares 27 Authority to Issue Mgmt For Against Against Warrants as a Takeover Defense 28 Employee Stock Mgmt For For For Purchase Plan 29 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Publicis Groupe SA Ticker Security ID: Meeting Date Meeting Status PUB CINS F7607Z165 05/30/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Scrip Dividend Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Elect Elisabeth Mgmt For Against Against Badinter 10 Elect Cherie Nursalim Mgmt For For For 11 Remuneration of Mgmt For For For Elisabeth Badinter, Supervisory Board Chair (until May 31, 2017) 12 Remuneration of Mgmt For Against Against Maurice Levy, Management Board Chair (until May 31, 2017) 13 Remuneration of Mgmt For Against Against Maurice Levy, Supervisory Board Chair (since June 1, 2017) 14 Remuneration of Arthur Mgmt For For For Sadoun, Management Board Chair (since June 1, 2017) 15 Remuneration of Mgmt For For For Jean-Michel Etienne, Member of Management Board 16 Remuneration of Mgmt For For For Anne-Gabrielle Heilbronner, Member of Management Board 17 Remuneration of Steve Mgmt For For For King, Member of Management Board (since June 1, 2017) 18 Remuneration Policy Mgmt For Against Against (Supervisory Board Chair) 19 Remuneration Policy Mgmt For For For (Supervisory Board Members) 20 Remuneration Policy Mgmt For For For (Management Board Chair) 21 Remuneration Policy Mgmt For For For (Management Board Members) 22 Authority to Mgmt For For For Repurchase and Reissue Shares 23 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 24 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 25 Authority to Issue Mgmt For For For Shares and Convertible Securities Through Private Placement 26 Greenshoe Mgmt For For For 27 Authority to Set Mgmt For For For Offering Price of Shares 28 Authority to Increase Mgmt For For For Capital Through Capitalisations 29 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 30 Authority to Issue Mgmt For For For Performance Shares 31 Employee Stock Mgmt For For For Purchase Plan (Domestic and Overseas) 32 Employment Stock Mgmt For For For Purchase Plan (Specified Categories) 33 Authorisation of Legal Mgmt For For For Formalities 34 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Qantas Airways Limited Ticker Security ID: Meeting Date Meeting Status QAN CINS Q77974550 10/27/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect William Meaney Mgmt For For For 3 Re-elect Paul Rayner Mgmt For For For 4 Re-elect Todd Sampson Mgmt For For For 5 Elect Richard J. Goyder Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Alan Joyce) 7 REMUNERATION REPORT Mgmt For For For ________________________________________________________________________________ Renault S.A. Ticker Security ID: Meeting Date Meeting Status RNO CINS F77098105 06/15/2018 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non-Tax Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Presentation of Report Mgmt For For For on Profit Sharing Securities 9 Approval of Related Mgmt For For For Party Transactions Report (Previously Approved Transactions) 10 Related Party Mgmt For For For Transactions (French State) 11 Elect Carlos Ghosn Mgmt For For For 12 Remuneration Policy Mgmt For For For (Chair and CEO) 13 Remuneration of Carlos Mgmt For For For Ghosn, Chair and CEO 14 Supplementary Mgmt For For For Retirement Benefits of Carlos Ghosn, Chair and CEO 15 Elect Thierry Derez Mgmt For For For 16 Elect Pierre Fleuriot Mgmt For For For 17 Elect Patrick Thomas Mgmt For For For 18 Elect Pascale Sourisse Mgmt For For For 19 Elect Catherine Barba Mgmt For For For 20 Elect Yasuhiro Yamauchi Mgmt For For For 21 Directors' Fees Mgmt For For For 22 Authority to Mgmt For For For Repurchase and Reissue Shares 23 Authority to Reduce Mgmt For For For Share Capital 24 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 25 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 26 Authority to Issue Mgmt For For For Shares Through Private Placement 27 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 28 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 29 Authority to Increase Mgmt For For For Capital Through Capitalisations 30 Employee Stock Mgmt For For For Purchase Plan 31 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Repsol, S.A. Ticker Security ID: Meeting Date Meeting Status REP CINS E8471S130 05/10/2018 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 First Scrip Dividend Mgmt For For For 6 Second Scrip Dividend Mgmt For For For 7 Authority to Cancel Mgmt For For For Treasury Shares and Reduce Share Capital 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Mgmt For For For Repurchase and Reissue Shares 10 Ratify Co-Option and Mgmt For For For Elect Jordi Gual Sole 11 Elect Maria del Carmen Mgmt For For For Ganyet i Cirera 12 Elect Ignacio Martin Mgmt For For For San Vicente 13 Remuneration Report Mgmt For For For 14 Share Acquisition Plan Mgmt For For For 2019-2021 15 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Rio Tinto Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS Q81437107 05/02/2018 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Remuneration Policy Mgmt For For For (Binding - UK) 5 Remuneration Report Mgmt For Against Against (Advisory - UK) 6 Remuneration Report Mgmt For Against Against (Advisory - AUS) 7 Approve the 2018 Mgmt For For For Equity Incentive Plan 8 Approve Termination Mgmt For For For Payments 9 R-elect Megan E. Clark Mgmt For For For 10 Re-elect David W. Mgmt For For For Constable 11 R-elect Ann F. Mgmt For Against Against Godbehere 12 Re-elect Simon P. Henry Mgmt For For For 13 Re-elect Mgmt For For For Jean-Sebastien D.F. Jacques 14 Re-elect Sam H. Laidlaw Mgmt For For For 15 Re-elect Michael G. Mgmt For For For L'Estrange 16 Re-elect Christopher Mgmt For For For (Chris) J. Lynch 17 Re-elect Simon R. Mgmt For For For Thompson 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Renew Authority to Mgmt For For For Repurchase Shares 22 Shareholder Proposal ShrHoldr Against Against For Regarding Facilitating Nonbinding Proposals 23 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change and Energy Advocacy Report ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/11/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Policy Mgmt For For For (Binding) 4 Remuneration Report Mgmt For Against Against (UK advisory) 5 Remuneration Report Mgmt For Against Against (AUS advisory) 6 2018 Equity Incentive Mgmt For For For Plan 7 Approval of Mgmt For For For Termination Payments 8 Elect Megan E. Clark Mgmt For For For 9 Elect David W. Mgmt For For For Constable 10 Elect Ann F. Godbehere Mgmt For Against Against 11 Elect Simon P. Henry Mgmt For For For 12 Elect Jean-Sebastien Mgmt For For For D.F. Jacques 13 Elect Sam H. Laidlaw Mgmt For For For 14 Elect Michael G. Mgmt For For For L'Estrange 15 Elect Christopher Mgmt For For For (Chris) J. Lynch 16 Elect Simon R. Thompson Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authorisation of Mgmt For For For Political Donations 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Royal Mail Plc Ticker Security ID: Meeting Date Meeting Status RMG CINS G7368G108 07/20/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Rita Griffin Mgmt For For For 5 Elect Peter J. Long Mgmt For For For 6 Elect Moya M. Greene Mgmt For For For 7 Elect Cath Keers Mgmt For For For 8 Elect Paul Murray Mgmt For For For 9 Elect Orna NiChionna Mgmt For For For 10 Elect Arthur (Les) L. Mgmt For For For Owen 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authorisation of Mgmt For For For Political Donations 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Shire plc Ticker Security ID: Meeting Date Meeting Status SHP CINS G8124V108 04/24/2018 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Olivier Bohuon Mgmt For For For 5 Elect Ian T. Clark Mgmt For For For 6 Elect Thomas Dittrich Mgmt For For For 7 Elect Gail D. Fosler Mgmt For For For 8 Elect Steven Gillis Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Susan Kilsby Mgmt For For For 11 Elect Sara Mathew Mgmt For For For 12 Elect Flemming Ornskov Mgmt For For For 13 Elect Albert P.L. Mgmt For For For Stroucken 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investments) 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Showa Shell Sekiyu Kabushiki Kaisha Ticker Security ID: Meeting Date Meeting Status 5002 CINS J75390104 03/28/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits Mgmt For For For 3 Amendments to Articles Mgmt For Against Against 4 Elect Tsuyoshi Kameoka Mgmt For For For 5 Elect Tomonori Okada Mgmt For For For 6 Elect Norio Ohtsuka Mgmt For For For 7 Elect Yuko Yasuda Mgmt For For For 8 Elect Anwar Hejazi Mgmt For Against Against 9 Elect Omar Al Amudi Mgmt For Against Against 10 Elect Daisuke Seki Mgmt For For For 11 Elect Katsumi Saitoh Mgmt For For For 12 Elect Midori Miyazaki Mgmt For For For as Statutory Auditor 13 Elect Kazuo Mura as Mgmt For For For Alternate Statutory Auditor 14 Bonus Mgmt For Against Against ________________________________________________________________________________ Sony Corporation Ticker Security ID: Meeting Date Meeting Status 6758 CINS J76379106 06/19/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichiro Yoshida Mgmt For For For 3 Elect Kazuo Hirai Mgmt For For For 4 Elect Osamu Nagayama Mgmt For For For 5 Elect Eikoh Harada Mgmt For For For 6 Elect Tim Schaaff Mgmt For For For 7 Elect Kazuo Matsunaga Mgmt For For For 8 Elect Koichi Miyata Mgmt For For For 9 Elect John V. Roos Mgmt For For For 10 Elect Eriko Sakurai Mgmt For For For 11 Elect Kunihito Minakawa Mgmt For For For 12 Elect Shuzo Sumi Mgmt For Against Against 13 Elect Nicholas Mgmt For For For Donatiello, Jr. 14 Elect Toshiko Oka Mgmt For For For 15 Equity Compensation Mgmt For For For Plan ________________________________________________________________________________ Standard Life Aberdeen Plc Ticker Security ID: Meeting Date Meeting Status SLA CINS G84246100 05/29/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Remuneration Report Mgmt For For For (Advisory) 6 Remuneration Policy Mgmt For For For (Binding) 7 Deferred Share Plan Mgmt For For For 8 Elect Sir Gerry Mgmt For For For Grimstone 9 Elect John Devine Mgmt For For For 10 Elect Melanie Gee Mgmt For For For 11 Elect Kevin Parry Mgmt For For For 12 Elect Martin Pike Mgmt For For For 13 Elect Keith Norman Mgmt For For For Skeoch 14 Elect Gerhard Fusenig Mgmt For For For 15 Elect Martin J Gilbert Mgmt For For For 16 Elect Richard S. Mully Mgmt For For For 17 Elect Roderick L Paris Mgmt For For For 18 Elect Bill Rattray Mgmt For For For 19 Elect Jutta af Mgmt For For For Rosenborg 20 Elect Simon Troughton Mgmt For For For 21 Authorisation of Mgmt For For For Political Donations 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Mgmt For For For Repurchase Shares 25 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Standard Life Aberdeen Plc Ticker Security ID: Meeting Date Meeting Status SLA CINS G84246100 06/25/2018 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For For For 2 Return of Capital (B Mgmt For For For Share Scheme) 3 Repurchase of Shares Mgmt For For For (Buyback Programme) 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Stockland Ticker Security ID: Meeting Date Meeting Status SGP CINS Q8773B105 10/25/2017 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Andrew C. Stevens Mgmt For For For 3 Re-elect Thomas W. Mgmt For For For Pockett 4 Remuneration Report Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Equity Grant (MD/CEO Mgmt For For For Mark Steinert) ________________________________________________________________________________ Sumitomo Corporation Ticker Security ID: Meeting Date Meeting Status 8053 CINS J77282119 06/22/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Kuniharu Nakamura Mgmt For For For 5 Elect Masayuki Hyodo Mgmt For For For 6 Elect Hideki Iwasawa Mgmt For For For 7 Elect Masahiro Fujita Mgmt For For For 8 Elect Koichi Takahata Mgmt For For For 9 Elect Hideki Yamano Mgmt For For For 10 Elect Yayoi Tanaka Mgmt For For For 11 Elect Nobuyoshi Ehara Mgmt For For For 12 Elect Koji Ishida Mgmt For For For 13 Elect Kimie Iwata Mgmt For For For 14 Elect Hisashi Yamazaki Mgmt For For For 15 Elect Toshiaki Murai Mgmt For For For as Statutory Auditor 16 Bonus Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Equity Compensation Mgmt For For For Plans ________________________________________________________________________________ Sumitomo Dainippon Pharma Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 4506 CINS J10542116 06/19/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Masayo Tada Mgmt For For For 4 Elect Hiroshi Nomura Mgmt For For For 5 Elect Hitoshi Odagiri Mgmt For For For 6 Elect Tohru Kimura Mgmt For For For 7 Elect Nobuyuki Hara Mgmt For For For 8 Elect Hidehiko Satoh Mgmt For For For 9 Elect Yutaka Atomi Mgmt For For For 10 Elect Saeko Arai Mgmt For For For 11 Elect Takashi Kutsunai Mgmt For Against Against 12 Elect Yoshio Iteya Mgmt For For For ________________________________________________________________________________ Suzuki Motor Corp. Ticker Security ID: Meeting Date Meeting Status 7269 CINS J78529138 06/28/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Osamu Suzuki Mgmt For For For 5 Elect Yasuhito Harayama Mgmt For For For 6 Elect Toshihiro Suzuki Mgmt For For For 7 Elect Osamu Honda Mgmt For For For 8 Elect Masahiko Nagao Mgmt For For For 9 Elect Hiroaki Matsuura Mgmt For For For 10 Elect Masakazu Iguchi Mgmt For For For 11 Elect Sakutaroh Tanino Mgmt For For For ________________________________________________________________________________ Swedbank AB Ticker Security ID: Meeting Date Meeting Status SWEDA ISIN SE0000242455 03/22/2018 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Goran Mgmt For For For Hedman Acts 4 Ratification of Pia Mgmt For For For Rudengren Acts 5 Ratification of Mgmt For For For Karl-Henrik Sundstrom Acts 6 Ratification of Lars Mgmt For For For Idermark Acts 7 Ratification of Bodil Mgmt For For For Eriksson Acts 8 Ratification of Ulrika Mgmt For For For Francke Acts 9 Ratification of Peter Mgmt For For For Norman Acts 10 Ratification of Siv Mgmt For For For Svensson Acts 11 Ratification of Mats Mgmt For For For Granryd Acts 12 Ratification of Bo Mgmt For For For Johansson Acts 13 Ratification of Annika Mgmt For For For Poutiainen Acts 14 Ratification of Magnus Mgmt For For For Uggla Acts 15 Ratification of Mgmt For For For Birgitte Bonnesen Acts 16 Ratification of Mgmt For For For Camilla Linder Acts 17 Ratification of Roger Mgmt For For For Ljunger Acts 18 Ratification of Ingrid Mgmt For For For Friberg Acts 19 Ratification of Henrik Mgmt For For For Joelsson Acts 20 Amendments to Articles Mgmt For For For Regarding Tenure of Auditor 21 Board Size Mgmt For For For 22 Directors and Mgmt For For For Auditors' Fees 23 Elect Anna Mossberg Mgmt For For For 24 Elect Bodil Eriksson Mgmt For For For 25 Elect Ulrika Francke Mgmt For For For 26 Elect Mats Granryd Mgmt For For For 27 Elect Lars Idermark Mgmt For For For 28 Elect Bo Johansson Mgmt For For For 29 Elect Peter Norman Mgmt For For For 30 Elect Annika Poutiainen Mgmt For For For 31 Elect Siv Svensson Mgmt For For For 32 Elect Magnus Uggla Mgmt For For For 33 Elect Lars Idermark as Mgmt For For For Board Chair 34 Appointment of Auditor Mgmt For For For 35 Nomination Committee Mgmt For For For 36 Remuneration Guidelines Mgmt For For For 37 Authority to Trade in Mgmt For For For Company Stock 38 Authority to Mgmt For For For Repurchase Shares 39 Authority to Issue Mgmt For For For Convertible Debt Instruments 40 Eken 2018 Mgmt For For For 41 Individual Program 2018 Mgmt For For For 42 Authority to Issue Mgmt For For For Treasury Shares for Equity Compensation Plans 43 Shareholder Proposal Shrhldr UndetermineAgainst N/A Regarding Lean d Concept 44 Shareholder Proposal Shrhldr UndetermineAgainst N/A Regarding d Reintroduction of Bank Books 45 Shareholder Proposal Shrhldr UndetermineAgainst N/A Regarding Revision of d Dividend Policy ________________________________________________________________________________ Swiss Re Ltd. Ticker Security ID: Meeting Date Meeting Status SREN CINS H8431B109 04/20/2018 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Compensation Report Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Executive compensation Mgmt For TNA N/A (short-term) 6 Ratification of Board Mgmt For TNA N/A Acts 7 Elect Walter B. Mgmt For TNA N/A Kielholz as Board Chair 8 Elect Raymond K. F. Mgmt For TNA N/A Ch'ien 9 Elect Renato Fassbind Mgmt For TNA N/A 10 Elect Trevor Manuel Mgmt For TNA N/A 11 Elect Jay Ralph Mgmt For TNA N/A 12 Elect Jorg Reinhardt Mgmt For TNA N/A 13 Elect Phillip K. Ryan Mgmt For TNA N/A 14 Elect Sir Paul Tucker Mgmt For TNA N/A 15 Elect Jacques de Mgmt For TNA N/A Vaucleroy 16 Elect Susan L. Wagner Mgmt For TNA N/A 17 Elect Karen Gavan Mgmt For TNA N/A 18 Elect Eileen Rominger Mgmt For TNA N/A 19 Elect Larry D. Mgmt For TNA N/A Zimpleman 20 Elect Raymond K. F. Mgmt For TNA N/A Ch'ien as Compensation Committee Member 21 Elect Renato Fassbind Mgmt For TNA N/A as Compensation Committee Member 22 Elect Jorg Reinhardt Mgmt For TNA N/A as Compensation Committee Member 23 Elect Jacques de Mgmt For TNA N/A Vaucleroy as Compensation Committee Member 24 Appointment of Mgmt For TNA N/A Independent Proxy 25 Appointment of Auditor Mgmt For TNA N/A 26 Board Compensation Mgmt For TNA N/A 27 Executive compensation Mgmt For TNA N/A (fixed and long-term) 28 Cancellation of Shares Mgmt For TNA N/A and Reduction in Share Capital 29 Authority to Mgmt For TNA N/A Repurchase Shares 30 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Taisei Corporation Ticker Security ID: Meeting Date Meeting Status 1801 CINS J79561148 06/28/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits Mgmt For For For ________________________________________________________________________________ Taylor Wimpey plc Ticker Security ID: Meeting Date Meeting Status TW CINS G86954107 04/26/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Allocation of Mgmt For For For Profits/Dividends (Special Dividends) 4 Elect Kevin S. Beeston Mgmt For For For 5 Elect Peter Redfern Mgmt For For For 6 Elect Ryan Mangold Mgmt For For For 7 Elect James J. Jordan Mgmt For For For 8 Elect Kate Barker Mgmt For For For 9 Elect Mike Hussey Mgmt For For For 10 Elect Angela A. Knight Mgmt For For For 11 Elect Humphrey S.M. Mgmt For For For Singer 12 Elect Gwyn Burr Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares 19 Remuneration Report Mgmt For For For (Advisory) 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ TDC AS Ticker Security ID: Meeting Date Meeting Status TDC ISIN DK0060228559 03/16/2018 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and CEO Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Pierre Danon Mgmt For For For 5 Elect Lene Skole Mgmt For For For 6 Elect Stine Bosse Mgmt For For For 7 Elect Angus Porter Mgmt For For For 8 Elect Marianne Rorslev Mgmt For Abstain Against Bock 9 Elect Pieter Knook Mgmt For For For 10 Elect Benoit Scheen Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Remuneration Guidelines Mgmt For Against Against 13 Directors' Fees Mgmt For For For 14 Amendments to Articles Mgmt For For For Regarding Retirement Age 15 Amendments to Articles Mgmt For For For Regarding Company Website ________________________________________________________________________________ Terna S.p.A. Ticker Security ID: Meeting Date Meeting Status TRN CINS T9471R100 05/04/2018 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Adoption of Phantom Mgmt For For For Stock Plan 2018-2021 ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 06/05/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rosemary A. Crane Mgmt For For For 2 Elect Gerald M. Mgmt For For For Lieberman 3 Elect Ronit Mgmt For For For Satchi-Fainaro 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Appointment of Auditor Mgmt For For For 7 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CINS M8769Q102 07/13/2017 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sol J. Barer Mgmt For For For 3 Elect Jean-Michel Mgmt For For For Halfon 4 Elect Murray A. Mgmt For For For Goldberg 5 Elect Nechemia Peres Mgmt For For For 6 Elect Roberto A. Mgmt For For For Mignone 7 Elect Perry Nisen Mgmt For For For 8 Compensation Terms of Mgmt For For For Chair 9 Employment Terms of Mgmt For For For Interim President and CEO 10 Directors' Fees Mgmt For For For 11 Amendment to the 2015 Mgmt For For For Long-Term Equity-Based Incentive Plan 12 2017 Executive Mgmt For For For Incentive Compensation Plan 13 Reduction of Mgmt For For For Authorized Shares 14 Appointment of Auditor Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ The Berkeley Group Holdings plc Ticker Security ID: Meeting Date Meeting Status BKG CINS G1191G120 09/06/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Tony Pidgley Mgmt For For For 4 Elect Rob Perrins Mgmt For For For 5 Elect Richard J. Stearn Mgmt For For For 6 Elect Karl Whiteman Mgmt For For For 7 Elect Sean Ellis Mgmt For For For 8 Elect John Armitt Mgmt For For For 9 Elect Alison Nimmo Mgmt For For For 10 Elect Veronica Wadley Mgmt For For For 11 Elect Glyn A. Barker Mgmt For For For 12 Elect Adrian David LI Mgmt For Against Against Man Kiu 13 Elect Andy Myers Mgmt For For For 14 Elect Diana Mgmt For For For Brightmore-Armour 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares 21 Authorisation of Mgmt For For For Political Donations 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Tokyo Electron Ltd Ticker Security ID: Meeting Date Meeting Status 8035 CINS J86957115 06/19/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tetsuo Tsuneishi Mgmt For Against Against 3 Elect Toshiki Kawai Mgmt For For For 4 Elect Hirofumi Kitayama Mgmt For For For 5 Elect Masami Akimoto Mgmt For For For 6 Elect Tetsuroh Hori Mgmt For For For 7 Elect Sadao Sasaki Mgmt For For For 8 Elect Tatsuya Nagakubo Mgmt For For For 9 Elect Kiyoshi Sunohara Mgmt For For For 10 Elect Tetsuroh Higashi Mgmt For For For 11 Elect Hiroshi Inoue Mgmt For For For 12 Elect Charles D. Lake, Mgmt For For For II 13 Elect Michio Sasaki Mgmt For For For 14 Bonus Mgmt For Against Against 15 Equity Compensation Mgmt For For For Plan for Directors of the Company 16 Equity Compensation Mgmt For For For Plan for Executive Officers of the Company and its Subsidiaries. 17 Trust-Type Equity Mgmt For For For Compensation Plan ________________________________________________________________________________ Toyota Tsusho Corp. Ticker Security ID: Meeting Date Meeting Status 8015 CINS J92719111 06/21/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Jun Karube Mgmt For Against Against 4 Elect Ichiroh Kashitani Mgmt For For For 5 Elect Kuniaki Yamagiwa Mgmt For For For 6 Elect Sohichiroh Mgmt For For For Matsudaira 7 Elect Yuichi Ohi Mgmt For For For 8 Elect Yasuhiro Nagai Mgmt For For For 9 Elect Hiroshi Tominaga Mgmt For For For 10 Elect Hideyuki Iwamoto Mgmt For For For 11 Elect Yoriko Kawaguchi Mgmt For For For 12 Elect Kumi Fujisawa Mgmt For For For 13 Elect Kunihito Kohmoto Mgmt For For For 14 Elect Didier Leroy Mgmt For For For 15 Elect Shuhei Toyoda Mgmt For Against Against 16 Elect Yasushi Shiozaki Mgmt For For For 17 Elect Kazuo Yuhara Mgmt For For For 18 Elect Kazunori Tajima Mgmt For For For 19 Bonus Mgmt For For For ________________________________________________________________________________ UBS Group AG Ticker Security ID: Meeting Date Meeting Status UBSG CINS H892U1882 05/03/2018 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Compensation Report Mgmt For TNA N/A 3 Allocation of Profits; Mgmt For TNA N/A Dividends from Reserves 4 Ratification of Board Mgmt For TNA N/A and Management Acts 5 Executive Compensation Mgmt For TNA N/A (Variable) 6 Executive Compensation Mgmt For TNA N/A (Fixed) 7 Elect Axel A. Weber as Mgmt For TNA N/A Board Chair 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David H. Sidwell Mgmt For TNA N/A 10 Elect Reto Francioni Mgmt For TNA N/A 11 Elect Ann F. Godbehere Mgmt For TNA N/A 12 Elect Julie G. Mgmt For TNA N/A Richardson 13 Elect Isabelle Romy Mgmt For TNA N/A 14 Elect Robert W. Scully Mgmt For TNA N/A 15 Elect Beatrice Weder Mgmt For TNA N/A di Mauro 16 Elect Dieter Wemmer Mgmt For TNA N/A 17 Elect Jeremy Anderson Mgmt For TNA N/A 18 Elect Fred Hu Mgmt For TNA N/A 19 Elect Ann F. Godbehere Mgmt For TNA N/A as Compensation Committee Member 20 Elect Michel Demare as Mgmt For TNA N/A Compensation Committee Member 21 Elect Julie G. Mgmt For TNA N/A Richardson as Compensation Committee Member 22 Elect Dieter Wemmer as Mgmt For TNA N/A Compensation Committee Member 23 Board Compensation Mgmt For TNA N/A 24 Appointment of Mgmt For TNA N/A Independent Proxy 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Special Mgmt For TNA N/A Auditor 27 Non-Voting Meeting Note N/A N/A TNA N/A 28 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/26/2018 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 8 Remuneration Report Mgmt For Against Against 9 Ratification of Board Mgmt For For For Acts 10 Ratification of Mgmt For For For Auditor's Acts 11 Elect Jean-Christophe Mgmt For For For Tellier 12 Elect Kay Davies Mgmt For For For 13 Acknowledgement of Kay Mgmt For For For Davies' Independence 14 Elect Cedric Van Mgmt For For For Rijckevorsel 15 Appointment of Auditor Mgmt For For For 16 Adoption of Restricted Mgmt For For For Stock Plan 17 Change of Control Mgmt For For For Clause (EMTN Program) 18 Change of Control Mgmt For For For Clause (Amendment and Restatement Agreement) 19 Approval of Long-Term Mgmt For For For Incentive Plans 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Increase in Authorised Mgmt For For For Capital 22 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 05/02/2018 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Nils Andersen Mgmt For For For 5 Elect Laura M.L. Cha Mgmt For For For 6 Elect Vittorio Colao Mgmt For For For 7 Elect Marijn E. Dekkers Mgmt For For For 8 Elect Judith Hartmann Mgmt For For For 9 Elect Mary MA Xuezheng Mgmt For For For 10 Elect Strive T. Mgmt For For For Masiyiwa 11 Elect Youngme E. Moon Mgmt For For For 12 Elect Graeme D. Mgmt For For For Pitkethly 13 Elect Paul Polman Mgmt For For For 14 Elect John Rishton Mgmt For For For 15 Elect Feike Sijbesma Mgmt For For For 16 Elect Andrea Jung Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ UnipolSAI Assicurazioni S.p.A. Ticker Security ID: Meeting Date Meeting Status US CINS T9647G103 04/23/2018 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Mgmt For For For Allocation of Profits 4 Elect Cristina De Mgmt For For For Benetti 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List Presented by Mgmt For N/A N/A Unipol Gruppo S.p.A. 8 List Presented by Mgmt For For For Group of Institutional Investors Representing 0.6% of Share Capital 9 Statutory Auditors' Mgmt For Abstain Against Fees 10 Remuneration Policy Mgmt For For For 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Amendments to Article Mgmt For For For 13 ________________________________________________________________________________ Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLVB CINS 928856301 04/05/2018 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Board, Mgmt For For For President, and CEO Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Matti Alahuhta Mgmt For For For 18 Elect Eckhard Cordes Mgmt For For For 19 Elect Eric A. Elzvik Mgmt For For For 20 Elect James W. Griffith Mgmt For For For 21 Elect Martin Lundstedt Mgmt For For For 22 Elect Kathryn V. Mgmt For For For Marinello 23 Elect Martina Merz Mgmt For Against Against 24 Elect Hanne de Mora Mgmt For For For 25 Elect Helena Stjernholm Mgmt For Against Against 26 Elect Carl-Henric Mgmt For For For Svanberg 27 Elect Carl-Henric Mgmt For For For Svanberg as Chair 28 Authority to Set Mgmt For For For Auditor's Fees 29 Appointment of Auditor Mgmt For For For 30 Nomination Committee Mgmt For For For 31 Remuneration Guidelines Mgmt For For For 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Charitable Donations ________________________________________________________________________________ Vonovia SE Ticker Security ID: Meeting Date Meeting Status VNA CINS D9581T100 05/09/2018 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Jurgen Fitschen Mgmt For For For 11 Elect Burkhard Drescher Mgmt For For For 12 Elect Vitus Eckert Mgmt For For For 13 Elect Edgar Ernst Mgmt For For For 14 Elect Florian Funck Mgmt For For For 15 Elect Ute M. Mgmt For For For Geipel-Faber 16 Elect Daniel Just Mgmt For For For 17 Elect Hildegard Muller Mgmt For For For 18 Elect Klaus Rauscher Mgmt For For For 19 Elect Ariane Reinhart Mgmt For For For 20 Elect Clara-Christina Mgmt For For For Streit 21 Elect Christian Ulbrich Mgmt For For For 22 Increase in Authorised Mgmt For For For Capital 23 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 24 Authority to Mgmt For For For Repurchase and Reissue Shares 25 Authority to Mgmt For For For Repurchase Shares Using Equity Derivatives 26 Approval of Mgmt For For For Intra-Company Control Agreement with GAGFAH Holding GmbH ________________________________________________________________________________ WH Group Limited Ticker Security ID: Meeting Date Meeting Status 288 CINS G96007102 06/04/2018 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect WAN Long Mgmt For Against Against 5 Elect JIAO Shuge Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Allocation of Mgmt For For For Profits/Dividends 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Yamaha Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7272 ISIN JP3942800008 03/23/2018 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Hiroyuki Yanagi Mgmt For For For 3 Elect Yoshihiro Hidaka Mgmt For For For 4 Elect Katsuaki Watanabe Mgmt For For For 5 Elect Toshizumi Katoh Mgmt For For For 6 Elect Katsuhito Yamaji Mgmt For For For 7 Elect Makoto Shimamoto Mgmt For For For 8 Elect Tatsumi Ohkawa Mgmt For For For 9 Elect Takuya Nakata Mgmt For Against Against 10 Elect Atsushi Niimi Mgmt For For For 11 Elect Genichi Mgmt For For For Tamatsuka 12 Elect Takehiro Kamigama Mgmt For Against Against 13 Elect Masatake Yone as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Yangzijiang Shipbuilding (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status BS6 CINS Y9728A102 04/27/2018 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Timothy Teck Mgmt For For For Leng CHEN 5 Elect XU Wen Jiong Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Yangzijiang Shipbuilding (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status BS6 CINS Y9728A102 04/27/2018 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of Mgmt For For For Constitution ________________________________________________________________________________ Zurich Insurance Group Ltd. Ticker Security ID: Meeting Date Meeting Status ZURN CINS H9870Y105 04/04/2018 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board Mgmt For TNA N/A and Management Acts 7 Elect Michel M. Lies Mgmt For TNA N/A as Board Chair 8 Elect Joan L. Amble Mgmt For TNA N/A 9 Elect Catherine P. Mgmt For TNA N/A Bessant 10 Elect Alison J. Mgmt For TNA N/A Carnwath 11 Elect Christoph Franz Mgmt For TNA N/A 12 Elect Jeffrey L. Hayman Mgmt For TNA N/A 13 Elect Monica Machler Mgmt For TNA N/A 14 Elect Kishore Mahbubani Mgmt For TNA N/A 15 Elect David T. Nish Mgmt For TNA N/A 16 Elect Jasmin Staiblin Mgmt For TNA N/A 17 Elect Christoph Franz Mgmt For TNA N/A as Compensation Committee Member 18 Elect Kishore Mgmt For TNA N/A Mahbubani as Compensation Committee Member 19 Elect Catherine P. Mgmt For TNA N/A Bessant as Compensation Committee Member 20 Elect Michel M. Lies Mgmt For TNA N/A as Compensation Committee Member 21 Appointment of Mgmt For TNA N/A Independent Proxy 22 Appointment of Auditor Mgmt For TNA N/A 23 Board Compensation Mgmt For TNA N/A 24 Executive Compensation Mgmt For TNA N/A 25 Increase in Authorised Mgmt For TNA N/A Capital 26 Non-Voting Meeting Note N/A N/A TNA N/A Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roxanne S. Austin Mgmt For For For 1.2 Elect Richard A. Mgmt For For For Gonzalez 1.3 Elect Rebecca B. Mgmt For For For Roberts 1.4 Elect Glenn F. Tilton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Elimination of Mgmt For For For Supermajority Requirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 9 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Amos Mgmt For For For 2 Elect W. Paul Bowers Mgmt For For For 3 Elect Toshihiko Mgmt For For For Fukuzawa 4 Elect Douglas W. Mgmt For For For Johnson 5 Elect Robert B. Johnson Mgmt For For For 6 Elect Thomas J. Kenny Mgmt For For For 7 Elect Karole F. Lloyd Mgmt For For For 8 Elect Joseph L. Mgmt For For For Moskowitz 9 Elect Barbara K. Rimer Mgmt For For For 10 Elect Katherine T. Mgmt For For For Rohrer 11 Elect Melvin T. Stith Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alliance Data Systems Corporation Ticker Security ID: Meeting Date Meeting Status ADS CUSIP 018581108 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce K. Anderson Mgmt For For For 2 Elect Roger H. Ballou Mgmt For For For 3 Elect Kelly J. Barlow Mgmt For For For 4 Elect E. Linn Draper, Mgmt For For For Jr. 5 Elect Edward J. Mgmt For For For Heffernan 6 Elect Kenneth R. Jensen Mgmt For For For 7 Elect Robert A. Mgmt For For For Minicucci 8 Elect Timothy J. Mgmt For For For Theriault 9 Elect Laurie A. Tucker Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allison Transmission Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ALSN CUSIP 01973R101 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stan A. Askren Mgmt For For For 2 Elect Lawrence E. Dewey Mgmt For For For 3 Elect David C. Everitt Mgmt For For For 4 Elect Alvaro Mgmt For For For Garcia-Tunon 5 Elect David S. Graziosi Mgmt For For For 6 Elect William R. Harker Mgmt For For For 7 Elect Richard P. Lavin Mgmt For For For 8 Elect Thomas W. Rabaut Mgmt For For For 9 Elect Richard V. Mgmt For For For Reynolds 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AMC Networks Inc. Ticker Security ID: Meeting Date Meeting Status AMCX CUSIP 00164V103 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan F. Mgmt For For For Miller 1.2 Elect Leonard Tow Mgmt For For For 1.3 Elect David E. Van Mgmt For For For Zandt 1.4 Elect Carl E. Vogel Mgmt For For For 1.5 Elect Robert C. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Mgmt For For For Cracchiolo 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect Jeffrey Noddle Mgmt For For For 6 Elect Robert F. Mgmt For For For Sharpe, Jr. 7 Elect Christopher J. Mgmt For For For Williams 8 Elect W. Edward Walter Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Robert A. Bradway Mgmt For For For 3 Elect Brian J. Druker Mgmt For For For 4 Elect Robert A. Eckert Mgmt For For For 5 Elect Greg C. Garland Mgmt For For For 6 Elect Fred Hassan Mgmt For For For 7 Elect Rebecca M. Mgmt For For For Henderson 8 Elect Frank C. Mgmt For For For Herringer 9 Elect Charles M. Mgmt For For For Holley, Jr. 10 Elect Tyler Jacks Mgmt For For For 11 Elect Ellen J. Kullman Mgmt For For For 12 Elect Ronald D. Sugar Mgmt For For For 13 Elect R. Sanders Mgmt For For For Williams 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ Andeavor Ticker Security ID: Meeting Date Meeting Status ANDV CUSIP 03349M105 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Paul L. Foster Mgmt For Against Against 3 Elect Edward G. Galante Mgmt For For For 4 Elect Gregory J. Goff Mgmt For For For 5 Elect David Lilley Mgmt For For For 6 Elect Mary Pat McCarthy Mgmt For For For 7 Elect Jim W. Nokes Mgmt For For For 8 Elect William H. Mgmt For For For Schumann, III 9 Elect Jeff A. Stevens Mgmt For For For 10 Elect Susan Tomasky Mgmt For For For 11 Elect Michael E. Wiley Mgmt For For For 12 Elect Patrick Y. Yang Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Approval of the 2018 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Hay, III Mgmt For For For 2 Elect Julie A. Hill Mgmt For For For 3 Elect Antonio F. Neri Mgmt For For For 4 Elect Ramiro G. Peru Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Right to Call Special Mgmt For Abstain Against Meetings (20% Threshold) 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Apple Hospitality REIT, Inc. Ticker Security ID: Meeting Date Meeting Status APLE CUSIP 03784Y200 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce H. Matson Mgmt For For For 1.2 Elect Blythe J. Mgmt For For For McGarvie 1.3 Elect L. Hugh Redd Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Board Declassification Mgmt For For For Article Amendment ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For For For 2 Elect Timothy D. Cook Mgmt For For For 3 Elect Albert A. Gore Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Andrea Jung Mgmt For For For 6 Elect Arthur D. Mgmt For For For Levinson 7 Elect Ronald D. Sugar Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approve the Amended Mgmt For For For and Restated Apple Inc. Non-Employee Director Stock Plan 12 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw 13 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Human Rights Committee ________________________________________________________________________________ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Alexander A. Mgmt For For For Karsner 8 Elect Adrianna C. Ma Mgmt For For For 9 Elect Scott A. McGregor Mgmt For For For 10 Elect Dennis D. Powell Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Diversity Report ________________________________________________________________________________ Artisan Partners Asset Management Ticker Security ID: Meeting Date Meeting Status APAM CUSIP 04316A108 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Matthew R. Barger Mgmt For For For 1.2 Elect Seth W. Brennan Mgmt For For For 1.3 Elect Eric R. Colson Mgmt For For For 1.4 Elect Tench Coxe Mgmt For For For 1.5 Elect Stephanie G. Mgmt For For For DiMarco 1.6 Elect Jeffrey A. Mgmt For For For Joerres 1.7 Elect Andrew A. Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Richard W. Fisher Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect William E. Mgmt For For For Kennard 7 Elect Michael B. Mgmt For For For McCallister 8 Elect Beth E. Mooney Mgmt For For For 9 Elect Joyce M. Roche Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect Cindy B. Taylor Mgmt For For For 12 Elect Laura D'Andrea Mgmt For For For Tyson 13 Elect Geoffrey Y. Yang Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Stock Purchase and Mgmt For For For Deferral Plan 17 Approval of the 2018 Mgmt For For For Incentive Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw 20 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 21 Shareholder Proposal ShrHoldr Against For Against Regarding Lowering Threshold for Right to Act By Written Consent ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For Against Against 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Mgmt For For For Nowell, III 12 Elect Michael D. White Mgmt For For For 13 Elect Thomas D. Woods Mgmt For For For 14 Elect R. David Yost Mgmt For For For 15 Elect Maria T. Zuber Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ BankUnited Inc. Ticker Security ID: Meeting Date Meeting Status BKU CUSIP 06652K103 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Kanas Mgmt For For For 1.2 Elect Rajinder P. Singh Mgmt For For For 1.3 Elect Tere Blanca Mgmt For For For 1.4 Elect Eugene F. DeMark Mgmt For For For 1.5 Elect Michael J. Mgmt For For For Dowling 1.6 Elect Douglas J. Pauls Mgmt For For For 1.7 Elect A. Gail Prudenti Mgmt For For For 1.8 Elect William S. Mgmt For For For Rubenstein 1.9 Elect Sanjiv Sobti, Mgmt For For For Ph.D. 1.10 Elect Lynne Wines Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Berry Global Group Inc Ticker Security ID: Meeting Date Meeting Status BERY CUSIP 08579W103 03/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas E. Salmon MGMT For For For 2 Elect Robert V. MGMT For For For Seminara 3 Elect Paula A. Sneed MGMT For For For 4 Elect Robert A. Steele MGMT For For For 5 Amendment to the 2015 MGMT For For For Long-Term Incentive Plan 6 Ratification of Auditor MGMT For For For ________________________________________________________________________________ Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lisa M. Caputo Mgmt For For For 2 Elect J. Patrick Doyle Mgmt For For For 3 Elect Russell P. Fradin Mgmt For For For 4 Elect Kathy J. Higgins Mgmt For For For Victor 5 Elect Hubert Joly Mgmt For For For 6 Elect David W. Kenny Mgmt For For For 7 Elect Karen A. Mgmt For For For McLoughlin 8 Elect Thomas L. Millner Mgmt For For For 9 Elect Claudia F. Munce Mgmt For For For 10 Elect Richelle P. Mgmt For For For Parham 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander J. Mgmt For For For Denner 2 Elect Caroline D. Dorsa Mgmt For For For 3 Elect Nancy L. Leaming Mgmt For For For 4 Elect Richard C. Mgmt For For For Mulligan 5 Elect Robert W. Pangia Mgmt For For For 6 Elect Stelios Mgmt For For For Papadopoulos 7 Elect Brian S. Posner Mgmt For For For 8 Elect Eric K. Rowinsky Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Stephen A. Mgmt For For For Sherwin 11 Elect Michel Vounatsos Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jan Carlson Mgmt For Against Against 2 Elect Dennis C. Cuneo Mgmt For For For 3 Elect Michael S. Hanley Mgmt For For For 4 Elect Roger A. Krone Mgmt For For For 5 Elect John R. Mgmt For For For McKernan, Jr. 6 Elect Alexis P. Michas Mgmt For For For 7 Elect Vicki L. Sato Mgmt For For For 8 Elect Thomas T. Mgmt For For For Stallkamp 9 Elect James R. Verrier Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2018 Mgmt For For For Stock Incentive Plan 13 Permit Removal of Mgmt For For For Directors Without Cause 14 Permit Shareholders to Mgmt For For For Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendments ________________________________________________________________________________ Broadcom Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y09827109 03/23/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation/Change Mgmt For For For of Continuance ________________________________________________________________________________ Broadcom Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y09827109 04/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect James V. Diller, Mgmt For For For Sr. 3 Elect Gayla J. Delly Mgmt For For For 4 Elect Lewis C. Mgmt For For For Eggebrecht 5 Elect Kenneth Y. Hao Mgmt For For For 6 Elect Eddy W. Mgmt For For For Hartenstein 7 Elect Check Kian Low Mgmt For For For 8 Elect Donald Macleod Mgmt For For For 9 Elect Peter J. Marks Mgmt For For For 10 Elect Dr. Henry S. Mgmt For For For Samueli 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Ordinary and Special Preference Shares 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect Aparna Mgmt For For For Chennapragada 3 Elect Ann Fritz Hackett Mgmt For Against Against 4 Elect Lewis Hay, III Mgmt For For For 5 Elect Benjamin P. Mgmt For For For Jenkins, III 6 Elect Peter Thomas Mgmt For For For Killalea 7 Elect Pierre E. Leroy Mgmt For For For 8 Elect Peter E. Raskind Mgmt For For For 9 Elect Mayo A. Shattuck Mgmt For For For III 10 Elect Bradford H. Mgmt For For For Warner 11 Elect Catherine G. West Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Mgmt For Against Against Ownership Threshold for Shareholders to Call a Special Meeting ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kelly A. Ayotte Mgmt For For For 2 Elect David L. Calhoun Mgmt For For For 3 Elect Daniel M. Mgmt For For For Dickinson 4 Elect Juan Gallardo Mgmt For For For 5 Elect Dennis A. Mgmt For For For Muilenburg 6 Elect William A. Osborn Mgmt For For For 7 Elect Debra L. Reed Mgmt For For For 8 Elect Edward B. Rust, Mgmt For For For Jr. 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Jim Umpleby III Mgmt For For For 11 Elect Miles D. White Mgmt For Against Against 12 Elect Rayford Wilkins Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 16 Shareholder Proposal ShrHoldr Against For Against Regarding Amendment to Clawback Policy 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Expertise on Board ________________________________________________________________________________ Cigna Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Eric J. Foss Mgmt For For For 3 Elect Isaiah Harris, Mgmt For For For Jr. 4 Elect Roman Martinez IV Mgmt For For For 5 Elect John M. Partridge Mgmt For For For 6 Elect James E. Rogers Mgmt For For For 7 Elect Eric C. Wiseman Mgmt For For For 8 Elect Donna F. Zarcone Mgmt For For For 9 Elect William D. Mgmt For Against Against Zollars 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Bunch Mgmt For For For 2 Elect Caroline Maury Mgmt For For For Devine 3 Elect John V. Faraci Mgmt For For For 4 Elect Jody L Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Ryan M. Lance Mgmt For For For 7 Elect Sharmila Mulligan Mgmt For For For 8 Elect Arjun N. Murti Mgmt For For For 9 Elect Robert A. Niblock Mgmt For For For 10 Elect Harald J. Norvik Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Use of GAAP Metrics in Executive Compensation ________________________________________________________________________________ CubeSmart Ticker Security ID: Meeting Date Meeting Status CUBE CUSIP 229663109 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Piero Bussani Mgmt For For For 1.2 Elect Dorothy Dowling Mgmt For For For 1.3 Elect John W. Fain Mgmt For For For 1.4 Elect Marianne M. Keler Mgmt For For For 1.5 Elect Christopher P. Mgmt For For For Marr 1.6 Elect Deborah Ratner Mgmt For For For Salzberg 1.7 Elect John F. Remondi Mgmt For For For 1.8 Elect Jeffrey F. Rogatz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect Richard J. Mgmt For For For Freeland 3 Elect Robert J. Mgmt For For For Bernhard 4 Elect Franklin R. Mgmt For For For Chang-Diaz 5 Elect Bruno V. Di Leo Mgmt For For For Allen 6 Elect Stephen B. Dobbs Mgmt For For For 7 Elect Robert K. Herdman Mgmt For For For 8 Elect Alexis M. Herman Mgmt For For For 9 Elect Thomas J. Lynch Mgmt For For For 10 Elect William I. Miller Mgmt For For For 11 Elect Georgia R. Nelson Mgmt For For For 12 Elect Karen H. Quintos Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment Regarding Mgmt For For For Shareholders Ability to Amend Bylaws 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 11/07/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/29/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward H. Bastian Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Daniel A. Carp Mgmt For For For 4 Elect Ashton B. Carter Mgmt For For For 5 Elect David G. DeWalt Mgmt For For For 6 Elect William H. Mgmt For For For Easter III 7 Elect Michael P. Huerta Mgmt For For For 8 Elect Jeanne P. Jackson Mgmt For For For 9 Elect George N. Mattson Mgmt For For For 10 Elect Douglas R Ralph Mgmt For For For 11 Elect Sergio A. L. Rial Mgmt For For For 12 Elect Kathy N. Waller Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Joseph F. Eazor Mgmt For For For 6 Elect Cynthia A. Mgmt For For For Glassman 7 Elect Thomas G. Maheras Mgmt For For For 8 Elect Michael H. Moskow Mgmt For For For 9 Elect David W. Nelms Mgmt For For For 10 Elect Mark A. Thierer Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Weinbach 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29272W109 01/29/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bill G. Armstrong Mgmt For For For 2 Elect James C. Johnson Mgmt For For For 3 Elect W. Patrick Mgmt For For For McGinnis 4 Elect Robert V. Vitale Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect Wei Sun Mgmt For For For Christianson 3 Elect Fabrizio Freda Mgmt For For For 4 Elect Jane Lauder Mgmt For For For 5 Elect Leonard A. Lauder Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Ann C. Berzin Mgmt For For For 3 Elect Christopher M. Mgmt For For For Crane 4 Elect Yves C. de Mgmt For For For Balmann 5 Elect Nicholas Mgmt For For For DeBenedictis 6 Elect Linda P. Jojo Mgmt For For For 7 Elect Paul L. Joskow Mgmt For For For 8 Elect Robert J. Lawless Mgmt For For For 9 Elect Richard W. Mies Mgmt For For For 10 Elect John W. Rogers, Mgmt For For For Jr. 11 Elect Mayo A. Shattuck Mgmt For For For III 12 Elect Stephen D. Mgmt For Against Against Steinour 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maura C. Breen Mgmt For For For 2 Elect William J. Mgmt For For For DeLaney 3 Elect Elder Granger Mgmt For For For 4 Elect Nicholas J. Mgmt For For For LaHowchic 5 Elect Thomas P. Mac Mgmt For Against Against Mahon 6 Elect Kathleen M. Mgmt For For For Mazzarella 7 Elect Frank Mgmt For For For Mergenthaler 8 Elect Woodrow A. Mgmt For For For Myers, Jr. 9 Elect Roderick A. Mgmt For For For Palmore 10 Elect George Paz Mgmt For For For 11 Elect William L. Roper Mgmt For For For 12 Elect Seymour Sternberg Mgmt For For For 13 Elect Timothy Wentworth Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Cyber Risk Report ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan K. Avery Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Ursula M. Burns Mgmt For For For 4 Elect Kenneth C. Mgmt For For For Frazier 5 Elect Steven A. Mgmt For For For Kandarian 6 Elect Douglas R. Mgmt For For For Oberhelman 7 Elect Samuel J. Mgmt For For For Palmisano 8 Elect Steven S Mgmt For For For Reinemund 9 Elect William C. Weldon Mgmt For For For 10 Elect Darren W. Woods Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 15 Shareholder Proposal ShrHoldr Against For Against Regarding Disclosure of Director Skills Matrix 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ First American Financial Corporation Ticker Security ID: Meeting Date Meeting Status FAF CUSIP 31847R102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis J. Gilmore Mgmt For For For 1.2 Elect Margaret M. Mgmt For For For McCarthy 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul T. Addison Mgmt For For For 1.2 Elect Michael J. Mgmt For For For Anderson 1.3 Elect Steven J. Mgmt For For For Demetriou 1.4 Elect Julia L. Johnson Mgmt For For For 1.5 Elect Charles E. Jones Mgmt For For For 1.6 Elect Donald T. Misheff Mgmt For For For 1.7 Elect Thomas N. Mgmt For For For Mitchell 1.8 Elect James F. O'Neil Mgmt For For For III 1.9 Elect Christopher D. Mgmt For For For Pappas 1.10 Elect Sandra Pianalto Mgmt For For For 1.11 Elect Luis A. Reyes Mgmt For For For 1.12 Elect Jerry Sue Mgmt For For For Thornton 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Adoption of Majority Mgmt For For For Vote for Uncontested Director Elections 6 Adoption of Proxy Mgmt For For For Access 7 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Freeport-McMoRan Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/05/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard C. Mgmt For For For Adkerson 2 Elect Gerald J. Ford Mgmt For For For 3 Elect Lydia H. Kennard Mgmt For For For 4 Elect Jon C. Madonna Mgmt For For For 5 Elect Courtney R. Mgmt For For For Mather 6 Elect Dustan E. McCoy Mgmt For For For 7 Elect Frances F. Mgmt For For For Townsend 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gaming And Leisure Properties, Inc. Ticker Security ID: Meeting Date Meeting Status GLPI CUSIP 36467J108 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Handler Mgmt For For For 1.2 Elect Joseph W. Mgmt For For For Marshall, III 1.3 Elect James B. Perry Mgmt For For For 1.4 Elect Barry F. Schwartz Mgmt For For For 1.5 Elect Earl Shanks Mgmt For For For 1.6 Elect E. Scott Urdang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors ________________________________________________________________________________ GCI Liberty Inc Ticker Security ID: Meeting Date Meeting Status GLIBA CUSIP 36164V305 05/07/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation from Mgmt For Against Against Alaska to Delaware 2 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Linda R. Gooden Mgmt For For For 3 Elect Joseph Jimenez Mgmt For For For 4 Elect Jane L. Mendillo Mgmt For For For 5 Elect Michael G. Mullen Mgmt For For For 6 Elect James J. Mulva Mgmt For For For 7 Elect Patricia F. Russo Mgmt For For For 8 Elect Thomas M. Schoewe Mgmt For For For 9 Elect Theodore M. Solso Mgmt For For For 10 Elect Carol M. Mgmt For For For Stephenson 11 Elect Devin N. Wenig Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Company Fleet Greenhouse Gas Emissions ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Jacqueline K. Mgmt For For For Barton 3 Elect Kelly A. Kramer Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John C. Martin Mgmt For For For 6 Elect John F. Milligan Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Gayle E. Wilson Mgmt For For For 9 Elect Per Wold-Olsen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Herbalife Ltd. Ticker Security ID: Meeting Date Meeting Status HLF CUSIP G4412G101 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael O. Mgmt For For For Johnson 2 Elect Jeffrey T. Dunn Mgmt For For For 3 Elect Richard H. Mgmt For For For Carmona 4 Elect Jonathan Mgmt For For For Christodoro 5 Elect Hunter C. Gary Mgmt For For For 6 Elect Nicholas Graziano Mgmt For For For 7 Elect Alan LeFevre Mgmt For For For 8 Elect Jesse A. Lynn Mgmt For For For 9 Elect Juan Miguel Mgmt For Against Against Mendoza 10 Elect Michael Mgmt For For For Montelongo 11 Elect James L. Nelson Mgmt For For For 12 Elect Maria Otero Mgmt For For For 13 Elect Margarita Mgmt For For For Palau-Hernandez 14 Elect John Tartol Mgmt For Against Against 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Company Name Change Mgmt For For For 17 Amendment of the Mgmt For For For Memorandum and Articles of Association 18 Stock Split Mgmt For For For 19 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anne-Marie N. Mgmt For For For Ainsworth 2 Elect Douglas Y. Bech Mgmt For For For 3 Elect Anna C. Catalano Mgmt For For For 4 Elect George Damiris Mgmt For For For 5 Elect Leldon E. Echols Mgmt For For For 6 Elect R. Kevin Hardage Mgmt For Abstain Against 7 Elect Michael C. Mgmt For For For Jennings 8 Elect Robert J. Mgmt For For For Kostelnik 9 Elect James H. Lee Mgmt For For For 10 Elect Franklin Myers Mgmt For For For 11 Elect Michael E. Rose Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Host Hotels & Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary L. Baglivo Mgmt For For For 2 Elect Sheila C. Bair Mgmt For For For 3 Elect Ann McLaughlin Mgmt For For For Korologos 4 Elect Richard E. Mgmt For For For Marriott 5 Elect Sandeep Lakhmi Mgmt For For For Mathrani 6 Elect John B. Morse, Mgmt For For For Jr. 7 Elect Mary Hogan Mgmt For For For Preusse 8 Elect Walter C. Mgmt For For For Rakowich 9 Elect James F. Risoleo Mgmt For For For 10 Elect Gordon H. Smith Mgmt For For For 11 Elect A. William Stein Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ HP Inc. Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 40434L105 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida M. Alvarez Mgmt For For For 2 Elect Shumeet Banerji Mgmt For Against Against 3 Elect Robert R. Bennett Mgmt For For For 4 Elect Charles V. Bergh Mgmt For For For 5 Elect Stacy Mgmt For For For Brown-Philpot 6 Elect Stephanie A. Mgmt For For For Burns 7 Elect Mary Anne Citrino Mgmt For For For 8 Elect Stacey J. Mobley Mgmt For For For 9 Elect Subra Suresh Mgmt For For For 10 Elect Dion J. Weisler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter R. Huntsman Mgmt For For For 1.2 Elect Nolan D. Mgmt For For For Archibald 1.3 Elect Mary C. Beckerle Mgmt For For For 1.4 Elect M. Anthony Burns Mgmt For For For 1.5 Elect Daniele Ferrari Mgmt For For For 1.6 Elect Robert J. Mgmt For For For Margetts 1.7 Elect Wayne A. Reaud Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Stephen B. Burke Mgmt For For For 4 Elect Todd A. Combs Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Mellody Hobson Mgmt For For For 9 Elect Laban P. Mgmt For For For Jackson, Jr. 10 Elect Michael A. Neal Mgmt For For For 11 Elect Lee R. Raymond Mgmt For For For 12 Elect William C. Weldon Mgmt For Against Against 13 Ratification of Mgmt For Against Against Ownership Threshold for Shareholders to Call a Special Meeting 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the Mgmt For For For Long-Term Incentive Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 19 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 11/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin B. Anstice Mgmt For For For 1.2 Elect Eric K. Brandt Mgmt For For For 1.3 Elect Michael R. Cannon Mgmt For For For 1.4 Elect Youssef A. Mgmt For For For El-Mansy 1.5 Elect Christine A. Mgmt For For For Heckart 1.6 Elect Young Bum Koh Mgmt For For For 1.7 Elect Catherine P. Lego Mgmt For For For 1.8 Elect Stephen Newberry Mgmt For For For 1.9 Elect Abhijit Y. Mgmt For For For Talwalkar 1.10 Elect Rick Lih-Shyng Mgmt For Withhold Against Tsai 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Bott Mgmt For For For 2 Elect Thomas P. Capo Mgmt For For For 3 Elect Jonathan F. Mgmt For For For Foster 4 Elect Mary Lou Jepsen Mgmt For For For 5 Elect Kathleen A. Mgmt For For For Ligocki 6 Elect Conrad L. Mgmt For For For Mallett, Jr. 7 Elect Raymond E. Scott Mgmt For For For 8 Elect Gregory C. Smith Mgmt For For For 9 Elect Henry D. G. Mgmt For For For Wallace 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Leidos Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LDOS CUSIP 525327102 05/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory R. Mgmt For For For Dahlberg 2 Elect David G. Fubini Mgmt For For For 3 Elect Miriam E. John Mgmt For For For 4 Elect Frank Kendall III Mgmt For For For 5 Elect Harry M.J. Mgmt For For For Kraemer, Jr. 6 Elect Roger A. Krone Mgmt For For For 7 Elect Gary S. May Mgmt For For For 8 Elect Surya N. Mgmt For For For Mohapatra 9 Elect Lawrence C. Mgmt For For For Nussdorf 10 Elect Robert S. Shapard Mgmt For For For 11 Elect Susan M. Mgmt For For For Stalnecker 12 Elect Noel B. Williams Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Liberty Property Trust Ticker Security ID: Meeting Date Meeting Status LPT CUSIP 531172104 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas C. Mgmt For For For DeLoach, Jr. 1.2 Elect Katherine E. Mgmt For For For Dietze 1.3 Elect Antonio F. Mgmt For For For Fernandez 1.4 Elect Daniel P. Garton Mgmt For For For 1.5 Elect Robert G Gifford Mgmt For For For 1.6 Elect William P. Mgmt For For For Hankowsky 1.7 Elect David L. Mgmt For For For Lingerfelt 1.8 Elect Marguerite Nader Mgmt For For For 1.9 Elect Fredric J. Mgmt For For For Tomczyk 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amend the Trust's Mgmt For For For Bylaws 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Deirdre P. Mgmt For For For Connelly 2 Elect William H. Mgmt For For For Cunningham 3 Elect Dennis R. Glass Mgmt For For For 4 Elect George W. Mgmt For For For Henderson, III 5 Elect Eric G. Johnson Mgmt For For For 6 Elect Gary C. Kelly Mgmt For For For 7 Elect M. Leanne Lachman Mgmt For For For 8 Elect Michael F. Mee Mgmt For For For 9 Elect Patrick S. Mgmt For For For Pittard 10 Elect Isaiah Tidwell Mgmt For For For 11 Elect Lynn M. Utter Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ LyondellBasell Industries N.V. Ticker Security ID: Meeting Date Meeting Status LYB CUSIP N53745100 06/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Articles Mgmt For For For (Change in Governance Structure) 2 Elect Bhavesh V. Patel Mgmt For For For 3 Elect Robert G. Gwin Mgmt For For For 4 Elect Jacques Aigrain Mgmt For For For 5 Elect Lincoln Benet Mgmt For For For 6 Elect Jagjeet S. Bindra Mgmt For For For 7 Elect Robin Buchanan Mgmt For For For 8 Elect Stephen F. Cooper Mgmt For For For 9 Elect Nance K. Dicciani Mgmt For For For 10 Elect Claire S. Farley Mgmt For For For 11 Elect Isabella D. Goren Mgmt For For For 12 Elect Bruce A. Smith Mgmt For For For 13 Elect Rudolf ("Rudy") Mgmt For For For M.J. van der Meer 14 Elect Bhavesh V. Patel Mgmt For For For 15 Elect Thomas Aebischer Mgmt For For For 16 Elect Daniel Coombs Mgmt For For For 17 Elect Jeffrey A. Kaplan Mgmt For For For 18 Elect James D. Mgmt For For For Guilfoyle 19 Adoption of Dutch Mgmt For For For Statutory Annual Accounts for 2017 20 Discharge from Mgmt For For For Liability of Members of the Management 21 Discharge from Mgmt For For For Liability from Members of the Supervisory Board 22 Appointment of Mgmt For For For PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 23 Ratification of Auditor Mgmt For For For 24 Allocation of Dividends Mgmt For For For 25 Advisory Vote on Mgmt For For For Executive Compensation 26 Authority to Mgmt For For For Repurchase Shares 27 Authority to Cancel Mgmt For For For Shares 28 Amendment to the Mgmt For For For Global Employee Stock Purchase Plan ________________________________________________________________________________ Macy's Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect John A. Bryant Mgmt For For For 3 Elect Deirdre P. Mgmt For For For Connelly 4 Elect Jeff Gennette Mgmt For For For 5 Elect Leslie D. Hale Mgmt For For For 6 Elect William H. Mgmt For For For Lenehan 7 Elect Sara L. Levinson Mgmt For For For 8 Elect Joyce M. Roche Mgmt For For For 9 Elect Paul C. Varga Mgmt For For For 10 Elect Marna C. Mgmt For For For Whittington 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of 2018 Mgmt For For For Equity and Incentive Compensation Plan ________________________________________________________________________________ ManpowerGroup Inc. Ticker Security ID: Meeting Date Meeting Status MAN CUSIP 56418H100 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gina R. Boswell Mgmt For For For 2 Elect Cari M. Dominguez Mgmt For For For 3 Elect William A. Downe Mgmt For For For 4 Elect John F. Ferraro Mgmt For For For 5 Elect Patricia Mgmt For For For Hemingway Hall 6 Elect Julie M. Howard Mgmt For Against Against 7 Elect Ulice Payne, Jr. Mgmt For For For 8 Elect Jonas Prising Mgmt For For For 9 Elect Paul Read Mgmt For For For 10 Elect Elizabeth P. Mgmt For For For Sartain 11 Elect Michael J. Van Mgmt For For For Handel 12 Elect John R. Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abdulaziz F. Mgmt For For For Alkhayyal 2 Elect Donna A. James Mgmt For For For 3 Elect James E. Rohr Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Elimination of Mgmt For For For Supermajority Requirement for Bylaw Amendments 8 Elimination of Mgmt For For For Supermajority Requirement for Certificate Amendments and Director Removal 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Medical Properties Trust Inc Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward K. Aldag, Mgmt For For For Jr. 2 Elect G. Steven Dawson Mgmt For For For 3 Elect R. Steven Hamner Mgmt For Against Against 4 Elect Elizabeth N. Mgmt For For For Pitman 5 Elect C. Reynolds Mgmt For For For Thompson, III 6 Elect D. Paul Sparks Mgmt For For For Jr. 7 Elect Michael G. Mgmt For For For Stewart 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 01/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert L. Bailey Mgmt For For For 2 Elect Richard M. Beyer Mgmt For For For 3 Elect Patrick J. Byrne Mgmt For For For 4 Elect Mercedes Johnson Mgmt For For For 5 Elect Sanjay Mehrotra Mgmt For For For 6 Elect Lawrence N. Mgmt For For For Mondry 7 Elect Robert E. Switz Mgmt For For For 8 Employee Stock Mgmt For For For Purchase Plan 9 Approval of Mgmt For For For Performance Goals Under Executive Officer Performance Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elizabeth Corley Mgmt For For For 2 Elect Alistair Darling Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect Jami Miscik Mgmt For For For 8 Elect Dennis M. Nally Mgmt For For For 9 Elect Hutham S. Olayan Mgmt For For For 10 Elect Ryohsuke Mgmt For For For Tamakoshi 11 Elect Perry M. Traquina Mgmt For For For 12 Elect Rayford Wilkins, Mgmt For For For Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting ________________________________________________________________________________ Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 06/29/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Heather Bresch Mgmt For For For 2 Elect Robert J. Mgmt For For For Cindrich 3 Elect Robert J. Coury Mgmt For For For 4 Elect JoEllen Lyons Mgmt For For For Dillon 5 Elect Neil F. Dimick Mgmt For For For 6 Elect Melina Higgins Mgmt For For For 7 Elect Harry A. Korman Mgmt For For For 8 Elect Rajiv Malik Mgmt For For For 9 Elect Mark Parrish Mgmt For For For 10 Elect Pauline van der Mgmt For For For Meer Mohr 11 Elect Randall L. Mgmt For For For Vanderveen 12 Elect Sjoerd S. Mgmt For For For Vollebregt 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Adoption of Dutch Mgmt For For For Annual Accounts 15 Ratification of Auditor Mgmt For For For 16 Appointment of Auditor Mgmt For For For for the Dutch Annual Accounts 17 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 06/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nevin N. Andersen Mgmt For For For 2 Elect Daniel W. Mgmt For For For Campbell 3 Elect Andrew D. Lipman Mgmt For For For 4 Elect Steven J. Lund Mgmt For For For 5 Elect Neil H. Offen Mgmt For For For 6 Elect Thomas R. Pisano Mgmt For For For 7 Elect Zheqing Shen Mgmt For For For 8 Elect Ritch N. Wood Mgmt For For For 9 Elect Edwina D. Mgmt For For For Woodbury 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For For For 1.2 Elect Michael J. Boskin Mgmt For Withhold Against 1.3 Elect Safra A. Catz Mgmt For For For 1.4 Elect Bruce R. Chizen Mgmt For Withhold Against 1.5 Elect George H. Mgmt For Withhold Against Conrades 1.6 Elect Lawrence J. Mgmt For For For Ellison 1.7 Elect Hector Mgmt For For For Garcia-Molina 1.8 Elect Jeffrey O. Henley Mgmt For For For 1.9 Elect Mark V. Hurd Mgmt For For For 1.10 Elect Renee J. James Mgmt For Withhold Against 1.11 Elect Leon E. Panetta Mgmt For For For 1.12 Elect Naomi O. Seligman Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to 2000 Long Mgmt For For For Term-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw ________________________________________________________________________________ Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cesar Conde Mgmt For For For 2 Elect Adrienne D. Mgmt For For For Elsner 3 Elect J. Brian Ferguson Mgmt For For For 4 Elect Ralph F. Hake Mgmt For For For 5 Elect Edward F. Mgmt For For For Lonergan 6 Elect Maryann T. Mannen Mgmt For For For 7 Elect W. Howard Morris Mgmt For For For 8 Elect Suzanne P. Mgmt For For For Nimocks 9 Elect Michael H. Thaman Mgmt For For For 10 Elect John D. Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Park Hotels & Resorts Inc. Ticker Security ID: Meeting Date Meeting Status PK CUSIP 700517105 04/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Mgmt For For For Baltimore, Jr. 1.2 Elect Gordon M. Bethune Mgmt For For For 1.3 Elect Patricia M. Mgmt For For For Bedient 1.4 Elect Geoffrey Garrett Mgmt For For For 1.5 Elect Christie B. Kelly Mgmt For For For 1.6 Elect Joseph I. Mgmt For For For Lieberman 1.7 Elect Timothy J. Mgmt For Withhold Against Naughton 1.8 Elect Stephen I. Sadove Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Nimbley Mgmt For For For 2 Elect Spencer Abraham Mgmt For For For 3 Elect Wayne A. Budd Mgmt For For For 4 Elect S. Eugene Edwards Mgmt For For For 5 Elect William E. Hantke Mgmt For For For 6 Elect Edward F. Kosnik Mgmt For For For 7 Elect Robert J. Lavinia Mgmt For For For 8 Elect Kimberly S. Lubel Mgmt For For For 9 Elect George E. Ogden Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2017 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ People's United Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John P. Barnes Mgmt For For For 2 Elect Collin P. Baron Mgmt For Against Against 3 Elect Kevin T. Mgmt For For For Bottomley 4 Elect George P. Carter Mgmt For For For 5 Elect Jane P. Chwick Mgmt For For For 6 Elect William F. Cruger Mgmt For For For 7 Elect John K. Dwight Mgmt For For For 8 Elect Jerry Franklin Mgmt For For For 9 Elect Janet M. Hansen Mgmt For For For 10 Elect Nancy McAllister Mgmt For For For 11 Elect Mark W. Richards Mgmt For For For 12 Elect Kirk W. Walters Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Mgmt For For For Ausiello 2 Elect Ronald E. Mgmt For For For Blaylock 3 Elect Albert Bourla Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Joseph J. Mgmt For For For Echevarria 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect James M. Kilts Mgmt For For For 8 Elect Dan R. Littman Mgmt For For For 9 Elect Shantanu Narayen Mgmt For For For 10 Elect Suzanne Nora Mgmt For For For Johnson 11 Elect Ian C. Read Mgmt For For For 12 Elect James C. Smith Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the French Mgmt For For For Sub-Plan under the 2014 Stock Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Brian Ferguson Mgmt For For For 2 Elect Harold W. McGraw Mgmt For For For III 3 Elect Victoria J. Mgmt For For For Tschinkel 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilberto Tomazoni Mgmt For Withhold Against 1.2 Elect Denilson Molina Mgmt For For For 1.3 Elect Wallim Cruz de Mgmt For For For Vasconcellos Junior 1.4 Elect William W. Mgmt For For For Lovette 1.5 Elect Andre Noguiera Mgmt For For For de Souza 1.6 Elect David E. Bell Mgmt For For For 1.7 Elect Michael L. Cooper Mgmt For For For 1.8 Elect Charles Macaluso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Water Stewardship Policy 5 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity ________________________________________________________________________________ Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Baltimore, Jr. 2 Elect Gilbert F. Mgmt For For For Casellas 3 Elect Mark B. Grier Mgmt For For For 4 Elect Martina Mgmt For For For Hund-Mejean 5 Elect Karl J. Krapek Mgmt For For For 6 Elect Peter R. Lighte Mgmt For For For 7 Elect George Paz Mgmt For For For 8 Elect Sandra Pianalto Mgmt For For For 9 Elect Christine A. Poon Mgmt For For For 10 Elect Douglas A. Mgmt For For For Scovanner 11 Elect John R. Mgmt For For For Strangfeld 12 Elect Michael A. Todman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Independent Board Chairman ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Willie A. Deese Mgmt For For For 2 Elect William V. Hickey Mgmt For For For 3 Elect Ralph Izzo Mgmt For For For 4 Elect Shirley Ann Mgmt For For For Jackson 5 Elect David Lilley Mgmt For For For 6 Elect Barry H. Mgmt For For For Ostrowsky 7 Elect Thomas A. Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard J. Swift Mgmt For For For 10 Elect Susan Tomasky Mgmt For For For 11 Elect Alfred W. Zollar Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian P. Anderson Mgmt For For For 2 Elect Bryce Blair Mgmt For For For 3 Elect Richard W. Mgmt For For For Dreiling 4 Elect Thomas J. Mgmt For For For Folliard 5 Elect Cheryl W. Grise Mgmt For For For 6 Elect Andre J. Hawaux Mgmt For For For 7 Elect Ryan R. Marshall Mgmt For For For 8 Elect John R. Peshkin Mgmt For For For 9 Elect Scott F. Powers Mgmt For For For 10 Elect William J. Pulte Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Biegler Mgmt For For For 2 Elect J. Veronica Mgmt For For For Biggins 3 Elect Douglas H. Brooks Mgmt For For For 4 Elect William H. Mgmt For For For Cunningham 5 Elect John G. Denison Mgmt For For For 6 Elect Thomas W. Mgmt For For For Gilligan 7 Elect Gary C. Kelly Mgmt For For For 8 Elect Grace D. Lieblein Mgmt For For For 9 Elect Nancy B. Loeffler Mgmt For For For 10 Elect John T. Montford Mgmt For For For 11 Elect Ron Ricks Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Spirit AeroSystems Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SPR CUSIP 848574109 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles L. Mgmt For For For Chadwell 2 Elect Irene M. Esteves Mgmt For For For 3 Elect Paul Fulchino Mgmt For For For 4 Elect Thomas C. Mgmt For For For Gentile, III 5 Elect Richard A. Mgmt For For For Gephardt 6 Elect Robert D. Johnson Mgmt For For For 7 Elect Ronald Kadish Mgmt For For For 8 Elect John L. Plueger Mgmt For For For 9 Elect Laura H. Wright Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Proposal to Lower the Mgmt For Against Against Threshold of Shareholders Required to Call a Special Meeting 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Spirit Realty Capital, Inc. Ticker Security ID: Meeting Date Meeting Status SRC CUSIP 84860W102 06/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jackson Hsieh Mgmt For For For 1.2 Elect Kevin M. Charlton Mgmt For For For 1.3 Elect Todd A. Dunn Mgmt For For For 1.4 Elect Richard I. Mgmt For For For Gilchrist 1.5 Elect Sheli Z. Mgmt For For For Rosenberg 1.6 Elect Thomas D. Mgmt For For For Senkbeil 1.7 Elect Nicholas P. Mgmt For For For Shepherd 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kennett F. Burnes Mgmt For For For 2 Elect Patrick de Mgmt For For For Saint-Aignan 3 Elect Lynn A. Dugle Mgmt For For For 4 Elect Amelia C. Fawcett Mgmt For For For 5 Elect William C. Freda Mgmt For For For 6 Elect Linda A. Hill Mgmt For For For 7 Elect Joseph L. Hooley Mgmt For For For 8 Elect Sara Mathew Mgmt For For For 9 Elect William L. Meaney Mgmt For For For 10 Elect Sean O'Sullivan Mgmt For For For 11 Elect Richard P. Sergel Mgmt For For For 12 Elect Gregory L. Summe Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Elimination of Mgmt For For For Supermajority Requirement 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ STORE Capital Corporation Ticker Security ID: Meeting Date Meeting Status STOR CUSIP 862121100 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph M. Donovan Mgmt For For For 1.2 Elect Mary Fedewa Mgmt For For For 1.3 Elect Morton H. Mgmt For For For Fleischer 1.4 Elect William F. Hipp Mgmt For For For 1.5 Elect Catherine D. Rice Mgmt For For For 1.6 Elect Einar A. Seadler Mgmt For For For 1.7 Elect Mark N. Sklar Mgmt For For For 1.8 Elect Quentin P. Mgmt For For For Smith, Jr. 1.9 Elect Christopher H. Mgmt For For For Volk 2 Approval of Amended Mgmt For For For and Restated Charter 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Agnes Bundy Mgmt For For For Scanlan 2 Elect Dallas S. Clement Mgmt For For For 3 Elect Paul R. Garcia Mgmt For For For 4 Elect M. Douglas Mgmt For For For Ivester 5 Elect Donna S. Morea Mgmt For For For 6 Elect David M. Mgmt For For For Ratcliffe 7 Elect William H. Mgmt For For For Rogers, Jr. 8 Elect Frank P. Mgmt For For For Scruggs, Jr. 9 Elect Bruce L. Tanner Mgmt For For For 10 Elect Steven C. Mgmt For For For Voorhees 11 Elect Thomas R. Watjen Mgmt For For For 12 Elect Phail Wynn, Jr. Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2018 Mgmt For For For Omnibus Incentive Compensation Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect H. Lawrence Mgmt For For For Culp, Jr. 5 Elect Freeman A. Mgmt For For For Hrabowski III 6 Elect Robert F. Mgmt For For For MacLellan 7 Elect Brian C. Rogers Mgmt For For For 8 Elect Olympia J. Snowe Mgmt For For For 9 Elect William J. Mgmt For For For Stromberg 10 Elect Richard R. Verma Mgmt For For For 11 Elect Sandra S. Mgmt For For For Wijnberg 12 Elect Alan D. Wilson Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Charter Amendment to Mgmt For For For Eliminate the Provision That Limits Voting of Share Ownership 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Mgmt For For For Baker, Jr. 3 Elect Brian C. Cornell Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Henrique De Mgmt For For For Castro 6 Elect Robert L. Edwards Mgmt For For For 7 Elect Melanie L. Healey Mgmt For For For 8 Elect Don Knauss Mgmt For For For 9 Elect Monica C. Lozano Mgmt For For For 10 Elect Mary E. Minnick Mgmt For For For 11 Elect Kenneth L. Mgmt For For For Salazar 12 Elect Dmitri L. Mgmt For For For Stockton 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ TCF Financial Corporation Ticker Security ID: Meeting Date Meeting Status TCF CUSIP 872275102 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William F. Bieber Mgmt For For For 1.3 Elect Theodore J. Bigos Mgmt For For For 1.4 Elect Craig R. Dahl Mgmt For For For 1.5 Elect Karen L. Mgmt For For For Grandstrand 1.6 Elect Thomas F. Jasper Mgmt For For For 1.7 Elect George G. Johnson Mgmt For For For 1.8 Elect Richard H. King Mgmt For For For 1.9 Elect Vance K. Opperman Mgmt For For For 1.10 Elect James M. Ramstad Mgmt For For For 1.11 Elect Roger J. Sit Mgmt For For For 1.12 Elect Julie H. Sullivan Mgmt For For For 1.13 Elect Barry N. Winslow Mgmt For For For 2 Amendment to the 2015 Mgmt For For For Omnibus Incentive Plan 3 Amendment to the Mgmt For For For Directors Stock Grant Program 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Charles L. Mgmt For For For Harrington 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect Holly K. Koeppel Mgmt For Against Against 6 Elect James H. Miller Mgmt For For For 7 Elect Alain Monie Mgmt For For For 8 Elect John B. Morse, Mgmt For For For Jr. 9 Elect Moises Naim Mgmt For For For 10 Elect Jeffrey W. Ubben Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Ratification of Mgmt For Against Against Special Meeting Provisions 14 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Two Degree Scenario Analysis Report ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Bradway Mgmt For For For 2 Elect David L. Calhoun Mgmt For For For 3 Elect Arthur D. Mgmt For For For Collins, Jr. 4 Elect Kenneth M. Mgmt For For For Duberstein 5 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 6 Elect Lynn J. Good Mgmt For For For 7 Elect Lawrence W. Mgmt For For For Kellner 8 Elect Caroline B. Mgmt For For For Kennedy 9 Elect Edward M. Liddy Mgmt For For For 10 Elect Dennis A. Mgmt For For For Muilenburg 11 Elect Susan C. Schwab Mgmt For For For 12 Elect Ronald A. Mgmt For For For Williams 13 Elect Mike S. Mgmt For For For Zafirovski 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against Against For Regarding Board Size ________________________________________________________________________________ The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Bunch Mgmt For Against Against 2 Elect Debra A. Cafaro Mgmt For For For 3 Elect Marjorie Rodgers Mgmt For For For Cheshire 4 Elect William S. Mgmt For For For Demchak 5 Elect Andrew T. Mgmt For For For Feldstein 6 Elect Daniel R. Hesse Mgmt For For For 7 Elect Richard B. Kelson Mgmt For For For 8 Elect Linda R. Medler Mgmt For For For 9 Elect Martin Pfinsgraff Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect Gregory D. Wasson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Toll Brothers, Inc. Ticker Security ID: Meeting Date Meeting Status TOL CUSIP 889478103 03/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert I. Toll Mgmt For For For 2 Elect Douglas C. Mgmt For For For Yearley, Jr. 3 Elect Edward G. Boehne Mgmt For For For 4 Elect Richard J. Mgmt For For For Braemer 5 Elect Christine N. Mgmt For For For Garvey 6 Elect Carl B. Marbach Mgmt For For For 7 Elect John A. McLean Mgmt For For For 8 Elect Stephen A. Novick Mgmt For For For 9 Elect Wendell E Mgmt For For For Prichett 10 Elect Paul E. Shapiro Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Tyson Mgmt For For For 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Dean Banks Mgmt For For For 4 Elect Mike D. Beebe Mgmt For Against Against 5 Elect Mikel A. Durham Mgmt For Against Against 6 Elect Tom Hayes Mgmt For For For 7 Elect Kevin M. McNamara Mgmt For For For 8 Elect Cheryl S. Miller Mgmt For For For 9 Elect Jeffrey K. Mgmt For For For Schomburger 10 Elect Robert Thurber Mgmt For Against Against 11 Elect Barbara A. Tyson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2000 Mgmt For For For Stock Incentive Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Water Stewardship Policy ________________________________________________________________________________ United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose B. Alvarez Mgmt For For For 2 Elect Jenne K. Britell Mgmt For For For 3 Elect Marc A Bruno Mgmt For For For 4 Elect Bobby J. Griffin Mgmt For For For 5 Elect Terri L Kelly Mgmt For For For 6 Elect Michael J. Mgmt For For For Kneeland 7 Elect Gracia C. Martore Mgmt For For For 8 Elect Jason D. Mgmt For For For Papastavrou 9 Elect Filippo Passerini Mgmt For For For 10 Elect Donald C. Roof Mgmt For For For 11 Elect Shiv Singh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Richard T. Burke Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Stephen J. Mgmt For For For Hemsley 5 Elect Michele J. Hooper Mgmt For For For 6 Elect F. William Mgmt For For For Mcabb, III 7 Elect Valerie C. Mgmt For For For Montgomery Rice 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Kenneth I. Shine Mgmt For For For 10 Elect David S. Wichmann Mgmt For For For 11 Elect Gail R. Wilensky Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Paulett Mgmt For For For Eberhart 2 Elect Joseph W. Gorder Mgmt For For For 3 Elect Kimberly S. Mgmt For For For Greene 4 Elect Deborah P. Mgmt For For For Majoras 5 Elect Donald L. Nickles Mgmt For For For 6 Elect Philip J. Mgmt For For For Pfeiffer 7 Elect Robert A. Mgmt For For For Profusek 8 Elect Stephen M. Waters Mgmt For For For 9 Elect Randall J. Mgmt For For For Weisenburger 10 Elect Rayford Wilkins Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Elimination of Mgmt For For For Supermajority Requirement 14 Approval of Mgmt For For For Shareholder Written Consent Right ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard L. Mgmt For For For Carrion 4 Elect Melanie L. Healey Mgmt For For For 5 Elect M. Frances Keeth Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Clarence Otis, Mgmt For For For Jr. 8 Elect Rodney E. Slater Mgmt For For For 9 Elect Kathryn A. Tesija Mgmt For For For 10 Elect Gregory D. Wasson Mgmt For For For 11 Elect Gregory G. Weaver Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Cybersecurity 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Deferral Plan ________________________________________________________________________________ W.P. Carey Inc. Ticker Security ID: Meeting Date Meeting Status WPC CUSIP 92936U109 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark A. Alexander Mgmt For For For 2 Elect Peter J. Farrell Mgmt For For For 3 Elect Robert Flanagan Mgmt For For For 4 Elect Jason Fox Mgmt For For For 5 Elect Benjamin H. Mgmt For For For Griswold, IV 6 Elect Axel K.A. Hansing Mgmt For For For 7 Elect Jean Hoysradt Mgmt For For For 8 Elect Margaret G. Lewis Mgmt For For For 9 Elect Christopher J. Mgmt For For For Niehaus 10 Elect Nick J.M. van Mgmt For For For Ommen 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walmart Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen J. Mgmt For For For Easterbrook 2 Elect Timothy P. Flynn Mgmt For For For 3 Elect Sarah J. Friar Mgmt For For For 4 Elect Carla A. Harris Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Marissa A. Mayer Mgmt For For For 7 Elect C. Douglas Mgmt For For For McMillon 8 Elect Gregory B. Penner Mgmt For For For 9 Elect Steven S Mgmt For For For Reinemund 10 Elect S. Robson Walton Mgmt For For For 11 Elect Steuart L. Walton Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Racial and Ethnic Pay Equity Report ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Kathleen A. Cote Mgmt For For For 3 Elect Henry T. DeNero Mgmt For For For 4 Elect Michael D. Mgmt For For For Lambert 5 Elect Len J. Lauer Mgmt For For For 6 Elect Matthew E. Mgmt For For For Massengill 7 Elect Stephen D. Mgmt For For For Milligan 8 Elect Paula A. Price Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Amendment and Mgmt For For For Restatement of the 2004 Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westlake Chemical Corporation Ticker Security ID: Meeting Date Meeting Status WLK CUSIP 960413102 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Chao Mgmt For Withhold Against 1.2 Elect Mark A. McCollum Mgmt For Withhold Against 1.3 Elect R. Bruce Mgmt For For For Northcutt 1.4 Elect H. John Riley, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL BEHAVIORAL SMALL CAP VALUE EQUITY FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Abercrombie & Fitch Co. Ticker Security ID: Meeting Date Meeting Status ANF CUSIP 002896207 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Mgmt For For For Anderson 2 Elect James B. Bachmann Mgmt For For For 3 Elect Bonnie R. Brooks Mgmt For For For 4 Elect Terry Burman Mgmt For For For 5 Elect Sarah M. Mgmt For For For Gallagher 6 Elect Michael E. Mgmt For For For Greenlees 7 Elect Archie M. Griffin Mgmt For For For 8 Elect Fran Horowitz Mgmt For For For 9 Elect Charles R. Perrin Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2016 Mgmt For For For Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Acco Brands Corporation Ticker Security ID: Meeting Date Meeting Status ACCO CUSIP 00081T108 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Buzzard Mgmt For For For 2 Elect Kathleen S. Mgmt For For For Dvorak 3 Elect Boris Elisman Mgmt For For For 4 Elect Pradeep Jotwani Mgmt For For For 5 Elect Robert J. Keller Mgmt For For For 6 Elect Thomas Kroeger Mgmt For For For 7 Elect Ronald M. Mgmt For For For Lombardi 8 Elect Graciela Mgmt For For For Monteagudo 9 Elect Michael Norkus Mgmt For For For 10 Elect E. Mark Rajkowski Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Adtalem Global Education Inc Ticker Security ID: Meeting Date Meeting Status ATGE CUSIP 00737L103 11/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lyle Logan Mgmt For For For 1.2 Elect Michael W. Mgmt For For For Malafronte 1.3 Elect Ronald L. Taylor Mgmt For For For 1.4 Elect Lisa W. Wardell Mgmt For For For 1.5 Elect Ann Weaver Hart Mgmt For For For 1.6 Elect James D. White Mgmt For For For 1.7 Elect William W. Burke Mgmt For For For 1.8 Elect Kathy Boden Mgmt For For For Holland 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the 2013 Mgmt For For For Incentive Plan ________________________________________________________________________________ AdvanSix Inc Ticker Security ID: Meeting Date Meeting Status ASIX CUSIP 00773T101 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul E. Huck Mgmt For For For 2 Elect Daniel F. Sansone Mgmt For For For 3 Elect Sharon S Spurlin Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AG Mortgage Investment Trust Inc Ticker Security ID: Meeting Date Meeting Status MITT CUSIP 001228105 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur S. Mgmt For For For Ainsberg 1.2 Elect Andrew L. Berger Mgmt For For For 1.3 Elect T.J. Durkin Mgmt For For For 1.4 Elect Debra A. Hess Mgmt For For For 1.5 Elect Joseph LaManna Mgmt For For For 1.6 Elect Peter Linneman Mgmt For For For 1.7 Elect David Roberts Mgmt For For For 1.8 Elect Brian C. Sigman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Akebia Therapeutics Inc. Ticker Security ID: Meeting Date Meeting Status AKBA CUSIP 00972D105 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael D. Mgmt For For For Clayman 1.2 Elect Duane Nash Mgmt For For For 1.3 Elect Ronald C. Mgmt For For For Renaud, Jr. 1.4 Elect John P. Butler Mgmt For For For 1.5 Elect Muneer A. Satter Mgmt For For For 1.6 Elect Michael S. Wyzga Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allison Transmission Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ALSN CUSIP 01973R101 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stan A. Askren Mgmt For For For 2 Elect Lawrence E. Dewey Mgmt For For For 3 Elect David C. Everitt Mgmt For For For 4 Elect Alvaro Mgmt For For For Garcia-Tunon 5 Elect David S. Graziosi Mgmt For For For 6 Elect William R. Harker Mgmt For For For 7 Elect Richard P. Lavin Mgmt For For For 8 Elect Thomas W. Rabaut Mgmt For For For 9 Elect Richard V. Mgmt For For For Reynolds 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 05/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mara G. Aspinall Mgmt For For For 2 Elect Paul M. Black Mgmt For For For 3 Elect Greg Garrison Mgmt For For For 4 Elect Jonathan J. Judge Mgmt For For For 5 Elect Michael A. Klayko Mgmt For For For 6 Elect Yancey L. Spruill Mgmt For For For 7 Elect Dave B. Stevens Mgmt For For For 8 Elect David D. Stevens Mgmt For For For 9 Amendment to the Mgmt For For For Employee Stock Purchase Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Equity Investment Life Holding Company Ticker Security ID: Meeting Date Meeting Status AEL CUSIP 025676206 06/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brenda J. Cushing Mgmt For For For 1.2 Elect David S. Mulcahy Mgmt For For For 1.3 Elect A.J. Strickland, Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Amkor Technology, Inc. Ticker Security ID: Meeting Date Meeting Status AMKR CUSIP 031652100 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James J. Kim Mgmt For For For 1.2 Elect Stephen D. Kelley Mgmt For For For 1.3 Elect Douglas A. Mgmt For For For Alexander 1.4 Elect Roger A. Carolin Mgmt For For For 1.5 Elect Winston J. Mgmt For For For Churchill 1.6 Elect John T. Kim Mgmt For For For 1.7 Elect Susan Y. Kim Mgmt For For For 1.8 Elect MaryFrances Mgmt For For For McCourt 1.9 Elect Robert R. Morse Mgmt For For For 1.10 Elect David N. Watson Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AngioDynamics, Inc. Ticker Security ID: Meeting Date Meeting Status ANGO CUSIP 03475V101 10/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eileen O'Shea Mgmt For For For Auen 1.2 Elect James C. Clemmer Mgmt For For For 1.3 Elect Howard W. Mgmt For For For Donnelly 1.4 Elect Jan Stern Reed Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Apple Hospitality REIT, Inc. Ticker Security ID: Meeting Date Meeting Status APLE CUSIP 03784Y200 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce H. Matson Mgmt For For For 1.2 Elect Blythe J. Mgmt For For For McGarvie 1.3 Elect L. Hugh Redd Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Board Declassification Mgmt For For For Article Amendment ________________________________________________________________________________ ArcBest Corporation Ticker Security ID: Meeting Date Meeting Status ARCB CUSIP 03937C105 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eduardo F Conrado Mgmt For For For 1.2 Elect Stephen E. Gorman Mgmt For For For 1.3 Elect Michael P. Hogan Mgmt For For For 1.4 Elect William M. Legg Mgmt For For For 1.5 Elect Kathleen D. Mgmt For For For McElligott 1.6 Elect Judy R. Mgmt For For For McReynolds 1.7 Elect Craig E. Philip Mgmt For For For 1.8 Elect Steven L. Spinner Mgmt For For For 1.9 Elect Janice E. Stipp Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2005 Mgmt For For For Ownership Incentive Plan ________________________________________________________________________________ Arch Coal Inc. Ticker Security ID: Meeting Date Meeting Status ARCH CUSIP 039380407 04/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patrick J. Mgmt For For For Bartels, Jr. 2 Elect James N. Chapman Mgmt For For For 3 Elect John W. Eaves Mgmt For For For 4 Elect Sherman K. Mgmt For For For Edmiston 5 Elect Patrick A Mgmt For For For Krieghauser 6 Elect Richard A. Mgmt For For For Navarre 7 Elect Scott D. Vogel Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Armour Residential REIT, Inc. Ticker Security ID: Meeting Date Meeting Status ARR CUSIP 042315507 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott J. Ulm Mgmt For For For 1.2 Elect Jeffrey J. Zimmer Mgmt For For For 1.3 Elect Daniel C. Staton Mgmt For For For 1.4 Elect Marc H. Bell Mgmt For Withhold Against 1.5 Elect Carolyn Downey Mgmt For For For 1.6 Elect Thomas K. Guba Mgmt For For For 1.7 Elect Robert C. Hain Mgmt For For For 1.8 Elect John P. Hollihan Mgmt For For For III 1.9 Elect Stewart J. Mgmt For For For Paperin 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Associated Banc-Corp Ticker Security ID: Meeting Date Meeting Status ASB CUSIP 045487105 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John F. Bergstrom Mgmt For For For 1.2 Elect Michael T. Mgmt For For For Crowley, Jr. 1.3 Elect Philip B. Flynn Mgmt For For For 1.4 Elect R. Jay Gerken Mgmt For For For 1.5 Elect Judith P. Greffin Mgmt For For For 1.6 Elect William R. Mgmt For For For Hutchinson 1.7 Elect Robert A. Jeffe Mgmt For For For 1.8 Elect Eileen A. Mgmt For For For Kamerick 1.9 Elect Gale E. Klappa Mgmt For For For 1.10 Elect Richard T. Lommen Mgmt For For For 1.11 Elect Cory L. Nettles Mgmt For For For 1.12 Elect Karen T. van Lith Mgmt For For For 1.13 Elect John B. Williams Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Assured Guaranty Ltd. Ticker Security ID: Meeting Date Meeting Status AGO CUSIP G0585R106 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francisco L. Mgmt For For For Borges 2 Elect G. Lawrence Buhl Mgmt For For For 3 Elect Dominic J. Mgmt For For For Frederico 4 Elect Bonnie L. Howard Mgmt For For For 5 Elect Thomas W. Jones Mgmt For For For 6 Elect Patrick W. Kenny Mgmt For For For 7 Elect Alan J. Kreczko Mgmt For For For 8 Elect Simon W. Leathes Mgmt For For For 9 Elect Michael T. O'Kane Mgmt For For For 10 Elect Yukiko Omura Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Elect Howard W. Albert Mgmt For For For 14 Elect Robert A. Mgmt For For For Bailenson 15 Elect Russel B. Brewer Mgmt For For For II 16 Elect Gary Burnet Mgmt For For For 17 Elect Ling Chow Mgmt For For For 18 Elect Stephen Mgmt For For For Donnarumma 19 Elect Dominic J. Mgmt For For For Frederico 20 Elect Walter A. Scott Mgmt For For For 21 Ratification of Mgmt For For For Subsidiary Auditor ________________________________________________________________________________ Atlas Air Worldwide Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AAWW CUSIP 049164205 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert F. Agnew Mgmt For For For 2 Elect Timothy J. Mgmt For For For Bernlohr 3 Elect Charles F. Mgmt For For For Bolden, Jr. 4 Elect William J. Flynn Mgmt For For For 5 Elect Bobby J. Griffin Mgmt For For For 6 Elect Carol B. Hallett Mgmt For For For 7 Elect Jane H. Lute Mgmt For For For 8 Elect Duncan J. McNabb Mgmt For For For 9 Elect Sheila A. Stamps Mgmt For For For 10 Elect John K. Wulff Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2018 Incentive Plan Mgmt For For For ________________________________________________________________________________ AVX Corporation Ticker Security ID: Meeting Date Meeting Status AVX CUSIP 002444107 08/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hideo Tanimoto Mgmt For For For 1.2 Elect Donald B. Mgmt For For For Christiansen 1.3 Elect Shohichi Aoki Mgmt For For For 1.4 Elect Hiroshi Fure Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ BankUnited Inc. Ticker Security ID: Meeting Date Meeting Status BKU CUSIP 06652K103 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Kanas Mgmt For For For 1.2 Elect Rajinder P. Singh Mgmt For For For 1.3 Elect Tere Blanca Mgmt For For For 1.4 Elect Eugene F. DeMark Mgmt For For For 1.5 Elect Michael J. Mgmt For For For Dowling 1.6 Elect Douglas J. Pauls Mgmt For For For 1.7 Elect A. Gail Prudenti Mgmt For For For 1.8 Elect William S. Mgmt For For For Rubenstein 1.9 Elect Sanjiv Sobti, Mgmt For For For Ph.D. 1.10 Elect Lynne Wines Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Barrett Business Services, Inc. Ticker Security ID: Meeting Date Meeting Status BBSI CUSIP 068463108 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Carley Mgmt For For For 2 Elect Michael L. Elich Mgmt For For For 3 Elect James B. Hicks Mgmt For For For 4 Elect Thomas B. Cusick Mgmt For For For 5 Elect Jon L. Justesen Mgmt For For For 6 Elect Anthony Meeker Mgmt For For For 7 Elect Vincent P. Price Mgmt For For For 8 Amendment Regarding Mgmt For For For Shareholder Ability to Amend Bylaws 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Beazer Homes USA, Inc. Ticker Security ID: Meeting Date Meeting Status BZH CUSIP 07556Q881 02/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elizabeth S. Mgmt For For For Acton 2 Elect Laurent Alpert Mgmt For For For 3 Elect Brian C. Beazer Mgmt For For For 4 Elect Peter G. Mgmt For For For Leemputte 5 Elect Allan P. Merrill Mgmt For For For 6 Elect Peter M. Orser Mgmt For For For 7 Elect Norma A. Mgmt For For For Provencio 8 Elect Danny R. Shepherd Mgmt For For For 9 Elect Stephen P. Mgmt For For For Zelnak, Jr. 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Benchmark Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status BHE CUSIP 08160H101 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce A. Carlson Mgmt For For For 1.2 Elect Douglas G. Duncan Mgmt For For For 1.3 Elect Robert K. Gifford Mgmt For For For 1.4 Elect Kenneth T. Mgmt For For For Lamneck 1.5 Elect Jeffrey McCreary Mgmt For For For 1.6 Elect David W. Scheible Mgmt For For For 1.7 Elect Paul J. Tufano Mgmt For For For 1.8 Elect Clay C. Williams Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Berkshire Hills Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status BHLB CUSIP 084680107 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul T. Bossidy Mgmt For For For 1.2 Elect David M. Brunelle Mgmt For For For 1.3 Elect Robert M. Curley Mgmt For For For 1.4 Elect Michael P. Daly Mgmt For For For 1.5 Elect Cornelius D. Mgmt For For For Mahoney 1.6 Elect Pamela A. Massad Mgmt For For For 1.7 Elect Richard J. Murphy Mgmt For For For 1.8 Elect William J. Ryan Mgmt For For For 1.9 Elect D. Jeffrey Mgmt For For For Templeton 2 Increase of Authorized Mgmt For For For Common Stock 3 Increase of Preferred Mgmt For For For Stock 4 Approval of 2018 Mgmt For For For Equity Incentive Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Berry Global Group, Inc. Ticker Security ID: Meeting Date Meeting Status BERY CUSIP 08579W103 03/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas E. Salmon Mgmt For For For 2 Elect Robert V. Mgmt For For For Seminara 3 Elect Paula A. Sneed Mgmt For For For 4 Elect Robert A. Steele Mgmt For For For 5 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey P. Berger Mgmt For For For 1.2 Elect James R. Chambers Mgmt For For For 1.3 Elect Marla C. Mgmt For For For Gottschalk 1.4 Elect Cynthia T. Mgmt For For For Jamison 1.5 Elect Philip E. Mallott Mgmt For For For 1.6 Elect Nancy A. Reardon Mgmt For For For 1.7 Elect Wendy L. Mgmt For For For Schoppert 1.8 Elect Russell Solt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boise Cascade Company Ticker Security ID: Meeting Date Meeting Status BCC CUSIP 09739D100 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas K. Corrick Mgmt For For For 2 Elect Richard H. Mgmt For For For Fleming 3 Elect Mack L. Hogans Mgmt For For For 4 Elect Christopher J. Mgmt For For For McGowan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boston Beer Company, Inc. Ticker Security ID: Meeting Date Meeting Status SAM CUSIP 100557107 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Spillane Mgmt For For For 1.2 Elect Gregg A. Tanner Mgmt For For For 1.3 Elect Jean-Michel Mgmt For For For Valette 2 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Brixmor Property Group Inc Ticker Security ID: Meeting Date Meeting Status BRX CUSIP 11120U105 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Taylor Mgmt For For For 2 Elect John G. Schreiber Mgmt For For For 3 Elect Michael Berman Mgmt For For For 4 Elect Sheryl M Crosland Mgmt For For For 5 Elect Thomas W. Dickson Mgmt For For For 6 Elect Daniel B. Hurwitz Mgmt For For For 7 Elect William D. Rahm Mgmt For For For 8 Elect Gabrielle Mgmt For For For Sulzberger 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Buckle Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 06/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel J. Mgmt For For For Hirschfeld 1.2 Elect Dennis H. Nelson Mgmt For For For 1.3 Elect Thomas B. Heacock Mgmt For Withhold Against 1.4 Elect Karl G. Smith Mgmt For For For 1.5 Elect Robert E. Mgmt For For For Campbell 1.6 Elect Bill L. Fairfield Mgmt For For For 1.7 Elect Bruce L. Hoberman Mgmt For Withhold Against 1.8 Elect Michael E. Huss Mgmt For For For 1.9 Elect John P. Peetz, Mgmt For For For III 1.10 Elect Karen B. Rhoads Mgmt For For For 1.11 Elect James E. Shada Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2018 Mgmt For For For Management Incentive Plan 4 Amendment to the 2005 Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Camden National Corporation Ticker Security ID: Meeting Date Meeting Status CAC CUSIP 133034108 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ann W. Bresnahan Mgmt For For For 2 Elect Gregory A. Dufour Mgmt For For For 3 Elect S. Catherine Mgmt For For For Longley 4 Elect Carl J. Soderberg Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Carolina Financial Corp Ticker Security ID: Meeting Date Meeting Status CARO CUSIP 143873107 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Beverly Ladley Mgmt For For For 1.2 Elect Robert M. Moise Mgmt For For For 1.3 Elect David L. Morrow Mgmt For For For 1.4 Elect Jerold L. Rexroad Mgmt For For For 1.5 Elect Claudius E. Mgmt For For For Watts, IV 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cathay General Bancorp Ticker Security ID: Meeting Date Meeting Status CATY CUSIP 149150104 05/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael M. Y. Mgmt For For For Chang 2 Elect Jane Jelenko Mgmt For For For 3 Elect Pin Tai Mgmt For For For 4 Elect Anthony M. Tang Mgmt For For For 5 Elect Peter Wu Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chatham Lodging Trust Ticker Security ID: Meeting Date Meeting Status CLDT CUSIP 16208T102 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C. Gerald Mgmt For For For Goldsmith 1.2 Elect Rolf E. Ruhfus Mgmt For For For 1.3 Elect Jeffrey H. Fisher Mgmt For For For 1.4 Elect Thomas J. Crocker Mgmt For For For 1.5 Elect Robert Perlmutter Mgmt For For For 1.6 Elect Jack P. DeBoer Mgmt For For For 1.7 Elect Miles L. Berger Mgmt For For For 1.8 Elect Edwin B. Brewer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Childrens Place Inc Ticker Security ID: Meeting Date Meeting Status PLCE CUSIP 168905107 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Alutto Mgmt For For For 2 Elect John E. Bachman Mgmt For For For 3 Elect Marla Malcolm Mgmt For For For Beck 4 Elect Jane T. Elfers Mgmt For For For 5 Elect Joseph Gromek Mgmt For For For 6 Elect Norman S. Mgmt For For For Matthews 7 Elect Robert L. Mettler Mgmt For For For 8 Elect Stanley W. Mgmt For For For Reynolds 9 Elect Susan Sobbott Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Chimera Investment Corporation Ticker Security ID: Meeting Date Meeting Status CIM CUSIP 16934Q208 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Teresa Bryce Mgmt For For For Bazemore 2 Elect Dennis M. Mahoney Mgmt For For For 3 Elect Debra W. Still Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Citi Trends, Inc. Ticker Security ID: Meeting Date Meeting Status CTRN CUSIP 17306X102 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Laurens M. Goff Mgmt For For For 2 Elect Margaret L. Mgmt For For For Jenkins 3 Elect Bruce D. Smith Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Ratify Exclusive Forum Mgmt For Against Against Provision 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CNO Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary C. Bhojwani Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Stephen N. David Mgmt For For For 4 Elect Robert C. Greving Mgmt For For For 5 Elect Mary Henderson Mgmt For For For 6 Elect Charles J. Mgmt For For For Jacklin 7 Elect Daniel R. Maurer Mgmt For For For 8 Elect Neal C. Schneider Mgmt For For For 9 Elect Frederick J. Mgmt For For For Sievert 10 Approval of Employee Mgmt For For For Stock Purchase Plan 11 Amendment to Mgmt For For For Shareholder Rights Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Community Health Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CYH CUSIP 203668108 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John A. Clerico Mgmt For For For 2 Elect Michael Dinkins Mgmt For For For 3 Elect James S. Ely III Mgmt For For For 4 Elect John A. Fry Mgmt For For For 5 Elect Tim L. Hingtgen Mgmt For For For 6 Elect William Norris Mgmt For For For Jennings 7 Elect K. Ranga Krishnan Mgmt For For For 8 Elect Julia B. North Mgmt For For For 9 Elect Wayne T. Smith Mgmt For For For 10 Elect H. James Williams Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2009 Mgmt For For For Stock Option and Award Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Sourcing ________________________________________________________________________________ Community Trust Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status CTBI CUSIP 204149108 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles J. Baird Mgmt For For For 1.2 Elect Nick Carter Mgmt For For For 1.3 Elect Jean R. Hale Mgmt For For For 1.4 Elect James E. McGhee Mgmt For For For II 1.5 Elect M. Lynn Parrish Mgmt For For For 1.6 Elect James R. Ramsey Mgmt For For For 1.7 Elect Anthony W. St. Mgmt For For For Charles 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Concert Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CNCE CUSIP 206022105 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Barton Hutt Mgmt For For For 1.2 Elect Wilfred E. Jaeger Mgmt For For For 1.3 Elect Roger D. Tung Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Conn's, Inc. Ticker Security ID: Meeting Date Meeting Status CONN CUSIP 208242107 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James H. Haworth Mgmt For For For 2 Elect Kelly M. Malson Mgmt For For For 3 Elect Bob L. Martin Mgmt For For For 4 Elect Douglas H. Martin Mgmt For For For 5 Elect Norman L. Miller Mgmt For For For 6 Elect William E. Mgmt For For For Saunders, Jr. 7 Elect William (David) Mgmt For Against Against Schofman 8 Elect Oded Shein Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Cousins Properties Incorporated Ticker Security ID: Meeting Date Meeting Status CUZ CUSIP 222795106 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles T. Mgmt For For For Cannada 2 Elect Edward M. Casal Mgmt For For For 3 Elect Robert M. Chapman Mgmt For For For 4 Elect Lawrence L. Mgmt For For For Gellerstedt, III 5 Elect Lillian C. Mgmt For For For Giornelli 6 Elect S. Taylor Glover Mgmt For For For 7 Elect Donna W. Hyland Mgmt For For For 8 Elect R. Dary Stone Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CRA International, Inc. Ticker Security ID: Meeting Date Meeting Status CRAI CUSIP 12618T105 07/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rowland T. Mgmt For For For Moriarty 1.2 Elect William F. Mgmt For For For Concannon 1.3 Elect Robert A. Whitman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 5 Reapproval of the Cash Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Customers Bancorp, Inc Ticker Security ID: Meeting Date Meeting Status CUBI CUSIP 23204G100 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay S. Sidhu Mgmt For For For 1.2 Elect Bhanu Choudhrie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ CytomX Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status CTMX CUSIP 23284F105 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles S. Fuchs Mgmt For For For 2 Elect Hoyoung Huh Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Deckers Outdoor Corporation Ticker Security ID: Meeting Date Meeting Status DECK CUSIP 243537107 12/14/2017 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kirsten J. Mgmt N/A TNA N/A Feldman 1.2 Elect Steve Fuller Mgmt N/A TNA N/A 1.3 Elect Anne Waterman Mgmt N/A TNA N/A 1.4 Elect Mgmt. Nominee Mgmt N/A TNA N/A Michael F. Devine, III 1.5 Elect Mgmt. Nominee Mgmt N/A TNA N/A Nelson C. Chan 1.6 Elect Mgmt. Nominee Mgmt N/A TNA N/A David Powers 1.7 Elect Mgmt. Nominee Mgmt N/A TNA N/A James Quinn 1.8 Elect Mgmt. Nominee Mgmt N/A TNA N/A Lauri Shanahan 1.9 Elect Mgmt. Nominee Mgmt N/A TNA N/A Bonita C. Stewart 2 Shareholder Proposal ShrHoldr N/A TNA N/A Regarding Repeal of Bylaw Amendments 3 Ratification of Auditor Mgmt N/A TNA N/A 4 Frequency of Advisory Mgmt N/A TNA N/A Vote on Executive Compensation 5 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation ________________________________________________________________________________ Deckers Outdoor Corporation Ticker Security ID: Meeting Date Meeting Status DECK CUSIP 243537107 12/14/2017 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Gibbons Mgmt For For For 1.2 Elect Karyn O. Barsa Mgmt For For For 1.3 Elect Nelson C. Chan Mgmt For For For 1.4 Elect Michael F. Mgmt For For For Devine, III 1.5 Elect John G. Perenchio Mgmt For For For 1.6 Elect David Powers Mgmt For For For 1.7 Elect James Quinn Mgmt For For For 1.8 Elect Lauri Shanahan Mgmt For For For 1.9 Elect Bonita C. Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Repeal of Bylaw Amendments ________________________________________________________________________________ DiamondRock Hospitality Company Ticker Security ID: Meeting Date Meeting Status DRH CUSIP 252784301 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William W. Mgmt For For For McCarten 2 Elect Daniel J. Mgmt For For For Altobello 3 Elect Timothy R. Chi Mgmt For For For 4 Elect Maureen L. McAvey Mgmt For For For 5 Elect Gilbert T. Ray Mgmt For Against Against 6 Elect William J. Shaw Mgmt For For For 7 Elect Bruce D. Mgmt For For For Wardinski 8 Elect Mark W. Brugger Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dillard's, Inc. Ticker Security ID: Meeting Date Meeting Status DDS CUSIP 254067101 05/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank R. Mori Mgmt For For For 2 Elect Reynie Rutledge Mgmt For For For 3 Elect J.C. Watts, Jr. Mgmt For For For 4 Elect Nick White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Diodes Incorporated Ticker Security ID: Meeting Date Meeting Status DIOD CUSIP 254543101 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C.H. Chen Mgmt For For For 1.2 Elect Michael R. Mgmt For For For Giordano 1.3 Elect LU Keh-Shew Mgmt For For For 1.4 Elect Raymond Soong Mgmt For Withhold Against 1.5 Elect Peter M. Menard Mgmt For For For 1.6 Elect Christina Mgmt For For For Wen-chi Sung 1.7 Elect Michael K.C. Tsai Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Domtar Corporation Ticker Security ID: Meeting Date Meeting Status UFS CUSIP 257559203 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Giannella Alvarez Mgmt For For For 2 Elect Robert E. Apple Mgmt For For For 3 Elect David J. Mgmt For For For Illingworth 4 Elect Brian M. Levitt Mgmt For For For 5 Elect David G. Maffucci Mgmt For For For 6 Elect Pamela B. Strobel Mgmt For For For 7 Elect Denis A. Turcotte Mgmt For For For 8 Elect John D. Williams Mgmt For For For 9 Elect Mary A. Winston Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dynex Capital, Inc. Ticker Security ID: Meeting Date Meeting Status DX CUSIP 26817Q506 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Byron L. Boston Mgmt For For For 2 Elect Michael R. Hughes Mgmt For For For 3 Elect Barry Igdaloff Mgmt For For For 4 Elect Valerie A. Mosley Mgmt For For For 5 Elect Robert A. Mgmt For For For Salcetti 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Approval of the 2018 Mgmt For For For Stock Incentive Plan 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ El Paso Electric Company Ticker Security ID: Meeting Date Meeting Status EE CUSIP 283677854 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond Palacios Mgmt For For For Jr. 2 Elect Stephen N. Mgmt For For For Wertheimer 3 Elect Charles A. Mgmt For For For Yamarone 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Encompass Health Corporation Ticker Security ID: Meeting Date Meeting Status EHC CUSIP 421924309 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John W. Chidsey Mgmt For For For 2 Elect Donald L. Correll Mgmt For For For 3 Elect Yvonne M. Curl Mgmt For For For 4 Elect Charles M. Elson Mgmt For For For 5 Elect Joan E. Herman Mgmt For For For 6 Elect Leo I. Higdon, Mgmt For For For Jr. 7 Elect Leslye G. Katz Mgmt For For For 8 Elect John E. Maupin, Mgmt For For For Jr. 9 Elect Nancy M. Mgmt For For For Schlichting 10 Elect L. Edward Shaw, Mgmt For For For Jr. 11 Elect Mark J. Tarr Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Enersys Ticker Security ID: Meeting Date Meeting Status ENS CUSIP 29275Y102 08/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Lehman Mgmt For For For 2 Elect Dennis S. Marlo Mgmt For For For 3 Elect Paul J. Tufano Mgmt For For For 4 Approval of the 2017 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Enterprise Financial Services Corp Ticker Security ID: Meeting Date Meeting Status EFSC CUSIP 293712105 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Q. Arnold Mgmt For For For 1.2 Elect Michael A. DeCola Mgmt For For For 1.3 Elect John S. Eulich Mgmt For For For 1.4 Elect Robert E. Guest, Mgmt For For For Jr. 1.5 Elect James M. Havel Mgmt For For For 1.6 Elect Judith S. Heeter Mgmt For For For 1.7 Elect Michael R. Holmes Mgmt For For For 1.8 Elect Nevada A. Kent IV Mgmt For For For 1.9 Elect James B. Lally Mgmt For For For 1.10 Elect Michael T. Mgmt For For For Normile 1.11 Elect Eloise E. Schmitz Mgmt For For For 1.12 Elect Sandra A. Van Mgmt For For For Trease 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2018 Mgmt For For For Stock Incentive Plan 5 Approval of the 2018 Mgmt For Against Against Employee Stock Purchase Plan ________________________________________________________________________________ Essent Group Limited Ticker Security ID: Meeting Date Meeting Status ESNT CUSIP G3198U102 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jane P. Chwick Mgmt For For For 1.2 Elect Aditya Dutt Mgmt For For For 1.3 Elect Roy J. Kasmar Mgmt For For For 1.4 Elect Angela L. Heise Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exterran Corporation Ticker Security ID: Meeting Date Meeting Status EXTN CUSIP 30227H106 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William M. Mgmt For For For Goodyear 2 Elect James C. Gouin Mgmt For For For 3 Elect John P. Ryan Mgmt For For For 4 Elect Christopher T. Mgmt For For For Seaver 5 Elect Mark R. Sotir Mgmt For For For 6 Elect Andrew J. Way Mgmt For For For 7 Elect Ieda Gomes Yell Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ Fairmount Santrol Holdings Inc Ticker Security ID: Meeting Date Meeting Status FMSA CUSIP 30555Q108 05/25/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ FCB Financial Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status FCB CUSIP 30255G103 05/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Mgmt For For For Certificate of Incorporation 2.1 Elect Kent S Ellert Mgmt For For For 2.2 Elect Gerald Luterman Mgmt For For For 2.3 Elect Howard R. Curd Mgmt For For For 2.4 Elect Paul A. Novelly Mgmt For Withhold Against 2.5 Elect Vincent S. Tese Mgmt For For For 2.6 Elect Thomas E. Mgmt For Withhold Against Constance 2.7 Elect Frederic V. Mgmt For For For Salerno 2.8 Elect Les J Lieberman Mgmt For For For 2.9 Elect Alan Berkinow Mgmt For For For 2.10 Elect William Mack Mgmt For For For 2.11 Elect Stuart I. Oran Mgmt For Withhold Against 2.12 Elect Kent S. Ellert Mgmt For For For 2.13 Elect Gerald Luterman Mgmt For For For 2.14 Elect Howard R. Curd Mgmt For For For 2.15 Elect Paul A. Novelly Mgmt For Withhold Against 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fidelity & Guaranty Life Ticker Security ID: Meeting Date Meeting Status FGL CUSIP 315785105 09/29/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Bawden Mgmt For For For 1.2 Elect L. John H. Mgmt For For For Tweedie 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fidelity Southern Corporation Ticker Security ID: Meeting Date Meeting Status LION CUSIP 316394105 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James B. Miller, Mgmt For For For Jr. 2 Elect David R. Bockel Mgmt For For For 3 Elect Rodney D. Bullard Mgmt For For For 4 Elect Wm. Millard Mgmt For For For Choate 5 Elect Donald A. Harp, Mgmt For For For Jr. 6 Elect Kevin S. King Mgmt For For For 7 Elect William C. Mgmt For For For Lankford, Jr. 8 Elect Gloria A. O'Neal Mgmt For For For 9 Elect H. Palmer Mgmt For For For Proctor, Jr. 10 Elect W. Clyde Mgmt For For For Shepherd III 11 Elect Rankin M. Smith, Mgmt For For For Jr. 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2018 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Financial Institutions, Inc. Ticker Security ID: Meeting Date Meeting Status FISI CUSIP 317585404 06/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Karl V. Mgmt For For For Anderson, Jr. 1.2 Elect Dawn H. Burlew Mgmt For For For 1.3 Elect Robert N. Latella Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Commonwealth Financial Corporation Ticker Security ID: Meeting Date Meeting Status FCF CUSIP 319829107 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Julie A. Caponi Mgmt For For For 1.2 Elect Ray T. Charley Mgmt For For For 1.3 Elect Gary R. Claus Mgmt For For For 1.4 Elect David S. Dahlmann Mgmt For For For 1.5 Elect Johnston A. Glass Mgmt For For For 1.6 Elect Jon L. Gorney Mgmt For For For 1.7 Elect David W. Mgmt For For For Greenfield 1.8 Elect Bart E. Johnson Mgmt For For For 1.9 Elect Luke A. Latimer Mgmt For For For 1.10 Elect T. Michael Price Mgmt For For For 1.11 Elect Laurie Stern Mgmt For For For Singer 1.12 Elect Robert J. Ventura Mgmt For For For 1.13 Elect Stephen A. Wolfe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Defiance Financial Corp. Ticker Security ID: Meeting Date Meeting Status FDEF CUSIP 32006W106 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Beach Mgmt For For For 1.2 Elect Douglas A. Burgei Mgmt For For For 1.3 Elect Donald P. Hileman Mgmt For For For 1.4 Elect Samuel S. Mgmt For For For Strausbaugh 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2018 Mgmt For For For Equity Incentive Plan 4 Elimination of Mgmt For For For Supermajority Requirement to Amend the Company's Articles of Incorporation 5 Elimination of Mgmt For For For Supermajority Requirement to Amend the Company's Code of Regulations 6 Removal of the Mgmt For For For Supermajority Voting Standard Applicable to Amendments for Articles of Incorporation 7 Removal of the Mgmt For For For Supermajority Voting Standard Applicable to Approval of Certain Business Combinations 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Financial Bancorp. Ticker Security ID: Meeting Date Meeting Status FFBC CUSIP 320209109 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Wickliffe Ach Mgmt For For For 1.2 Elect Kathleen L. Mgmt For For For Bardwell 1.3 Elect William G. Barron Mgmt For For For 1.4 Elect Vincent A. Berta Mgmt For For For 1.5 Elect Cynthia O. Booth Mgmt For For For 1.6 Elect Archie M. Brown, Mgmt For For For Jr. 1.7 Elect Claude E. Davis Mgmt For For For 1.8 Elect Corinne R. Mgmt For For For Finnerty 1.9 Elect Erin P. Mgmt For For For Hoeflinger 1.10 Elect Susan L. Knust Mgmt For For For 1.11 Elect William J. Kramer Mgmt For For For 1.12 Elect John T. Mgmt For For For Neighbours 1.13 Elect Thomas M. O'Brien Mgmt For For For 1.14 Elect Richard E. Mgmt For For For Olszewski 1.15 Elect Maribeth S. Rahe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Horizon National Corporation Ticker Security ID: Meeting Date Meeting Status FHN CUSIP 320517105 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John C. Compton Mgmt For For For 2 Elect Mark A. Emkes Mgmt For For For 3 Elect Peter N. Foss Mgmt For For For 4 Elect Corydon J. Mgmt For For For Gilchrist 5 Elect D. Bryan Jordan Mgmt For For For 6 Elect Scott M. Mgmt For For For Niswonger 7 Elect Vicki R. Palmer Mgmt For For For 8 Elect Colin V. Reed Mgmt For For For 9 Elect Cecelia D. Mgmt For For For Stewart 10 Elect Rajesh Mgmt For For For Subramaniam 11 Elect R. Eugene Taylor Mgmt For For For 12 Elect Luke Yancy III Mgmt For For For 13 Technical Amendments Mgmt For For For to Charter 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Ahearn Mgmt For For For 2 Elect Sharon L. Allen Mgmt For For For 3 Elect Richard D. Mgmt For For For Chapman 4 Elect George A. Hambro Mgmt For For For 5 Elect Molly Joseph Mgmt For For For 6 Elect Craig Kennedy Mgmt For For For 7 Elect William J. Post Mgmt For For For 8 Elect Paul H. Stebbins Mgmt For Against Against 9 Elect Michael T. Mgmt For For For Sweeney 10 Elect Mark Widmar Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Conducting Business in Conflict-Affected Areas ________________________________________________________________________________ Flagstar Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status FBC CUSIP 337930705 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alessandro P. Mgmt For For For DiNello 2 Elect Jay J. Hansen Mgmt For For For 3 Elect John D. Lewis Mgmt For For For 4 Elect David J. Matlin Mgmt For For For 5 Elect Bruce E. Nyberg Mgmt For For For 6 Elect James A. Ovenden Mgmt For For For 7 Elect Peter Schoels Mgmt For For For 8 Elect David L. Mgmt For For For Treadwell 9 Elect Jennifer Whip Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Forestar Group Inc. Ticker Security ID: Meeting Date Meeting Status FOR CUSIP 346233109 10/03/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Fossil Group, Inc. Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 34988V106 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark R. Belgya Mgmt For For For 2 Elect William B. Mgmt For For For Chiasson 3 Elect Mauria A. Finley Mgmt For For For 4 Elect Kosta N. Mgmt For For For Kartsotis 5 Elect Diane L. Neal Mgmt For For For 6 Elect Thomas M. Nealon Mgmt For For For 7 Elect James E. Skinner Mgmt For For For 8 Elect Gail B. Tifford Mgmt For For For 9 Elect James M. Mgmt For For For Zimmerman 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment to the 2016 Mgmt For For For Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FreightCar America, Inc. Ticker Security ID: Meeting Date Meeting Status RAIL CUSIP 357023100 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James D. Cirar Mgmt For For For 1.2 Elect Malcolm F. Moore Mgmt For For For 1.3 Elect James R. Meyer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of 2018 Mgmt For Against Against Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fulton Financial Corporation Ticker Security ID: Meeting Date Meeting Status FULT CUSIP 360271100 05/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lisa Crutchfield Mgmt For For For 2 Elect Denise L. Devine Mgmt For For For 3 Elect Patrick J. Freer Mgmt For For For 4 Elect George W. Hodges Mgmt For For For 5 Elect Albert Morrison, Mgmt For For For III 6 Elect James R. Moxley, Mgmt For For For III 7 Elect R. Scott Smith, Mgmt For For For Jr. 8 Elect Scott A. Snyder Mgmt For For For 9 Elect Ronald H. Spair Mgmt For For For 10 Elect Mark F. Strauss Mgmt For For For 11 Elect Ernest J. Waters Mgmt For For For 12 Elect E. Philip Wenger Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Generac Holdings Inc. Ticker Security ID: Meeting Date Meeting Status GNRC CUSIP 368736104 06/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert D. Dixon Mgmt For For For 1.2 Elect David A. Ramon Mgmt For For For 1.3 Elect William Jenkins Mgmt For For For 1.4 Elect Kathryn Roedel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Getty Realty Corp. Ticker Security ID: Meeting Date Meeting Status GTY CUSIP 374297109 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leo Liebowitz Mgmt For For For 2 Elect Milton Cooper Mgmt For For For 3 Elect Philip E. Mgmt For For For Coviello 4 Elect Christopher J. Mgmt For For For Constant 5 Elect Richard E. Montag Mgmt For For For 6 Elect Howard B. Mgmt For For For Safenowitz 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Increase of Authorized Mgmt For For For Common and Preferred Stock 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Government Properties Income Trust Ticker Security ID: Meeting Date Meeting Status GOV CUSIP 38376A103 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara D. Mgmt For For For Gilmore 2 Elect Elena Poptodorova Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gray Television, Inc. Ticker Security ID: Meeting Date Meeting Status GTN CUSIP 389375106 05/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hilton H. Mgmt For For For Howell, Jr. 1.2 Elect Howell W. Newton Mgmt For For For 1.3 Elect Richard L. Boger Mgmt For For For 1.4 Elect T.L. Elder Mgmt For For For 1.5 Elect Luis A. Garcia Mgmt For For For 1.6 Elect Richard B. Hare Mgmt For For For 1.7 Elect Robin R. Howell Mgmt For For For 1.8 Elect Elizabeth R. Mgmt For For For Neuhoff 1.9 Elect Hugh E. Norton Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock and Class A Common Stock 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Annual Conversion Right ________________________________________________________________________________ Great Ajax Corp. Ticker Security ID: Meeting Date Meeting Status AJX CUSIP 38983D300 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence Mgmt For For For Mendelsohn 1.2 Elect Russell Schaub Mgmt For For For 1.3 Elect Steven Begleiter Mgmt For Withhold Against 1.4 Elect John C. Condas Mgmt For For For 1.5 Elect Jonathan Mgmt For For For Bradford Handley, Jr. 1.6 Elect Paul M. Friedman Mgmt For For For 1.7 Elect J. Kirk Ogren, Mgmt For Withhold Against Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Greenbrier Cos. Inc. Ticker Security ID: Meeting Date Meeting Status GBX CUSIP 393657101 01/05/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William A. Furman Mgmt For For For 1.2 Elect Charles J. Mgmt For For For Swindells 1.3 Elect Kelly Williams Mgmt For For For 1.4 Elect Wanda F. Felton Mgmt For For For 1.5 Elect David L. Starling Mgmt For For For 2 Amendment to the 2017 Mgmt For For For Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hanmi Financial Corporation Ticker Security ID: Meeting Date Meeting Status HAFC CUSIP 410495204 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph K. Rho Mgmt For For For 2 Elect John J. Ahn Mgmt For For For 3 Elect Kiho Choi Mgmt For For For 4 Elect Christie K. Chu Mgmt For For For 5 Elect Harry Chung Mgmt For For For 6 Elect Scott Diehl Mgmt For For For 7 Elect Chong Guk Kum Mgmt For For For 8 Elect David L. Mgmt For For For Rosenblum 9 Elect Thomas J Williams Mgmt For For For 10 Elect Michael Yang Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Heartland Financial USA, Inc. Ticker Security ID: Meeting Date Meeting Status HTLF CUSIP 42234Q102 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynn B. Fuller Mgmt For For For 2 Elect R. Michael McCoy Mgmt For For For 3 Elect Martin J. Schmitz Mgmt For For For 4 Increase in Board Size Mgmt For For For 5 Increase the Director Mgmt For For For Retirement Age 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Heidrick & Struggles International, Inc. Ticker Security ID: Meeting Date Meeting Status HSII CUSIP 422819102 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth L. Mgmt For For For Axelrod 1.2 Elect Clare M. Chapman Mgmt For For For 1.3 Elect Gary E. Knell Mgmt For For For 1.4 Elect Lyle Logan Mgmt For For For 1.5 Elect Willem Mesdag Mgmt For For For 1.6 Elect Krishnan Mgmt For For For Rajagopalan 1.7 Elect Adam Warby Mgmt For For For 1.8 Elect Tracy R. Mgmt For For For Wolstencroft 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2012 Mgmt For For For GlobalShare Program ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred Fehsenfeld, Mgmt For For For Jr. 1.2 Elect Jim Schumacher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jane F. Aggers Mgmt For For For 1.2 Elect Terrance G. Mgmt For For For Finley 1.3 Elect Jeffry O. Mgmt For For For Rosenthal 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anne-Marie N. Mgmt For For For Ainsworth 2 Elect Douglas Y. Bech Mgmt For For For 3 Elect Anna C. Catalano Mgmt For For For 4 Elect George Damiris Mgmt For For For 5 Elect Leldon E. Echols Mgmt For For For 6 Elect R. Kevin Hardage Mgmt For Abstain Against 7 Elect Michael C. Mgmt For For For Jennings 8 Elect Robert J. Mgmt For For For Kostelnik 9 Elect James H. Lee Mgmt For For For 10 Elect Franklin Myers Mgmt For For For 11 Elect Michael E. Rose Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ HomeStreet, Inc. Ticker Security ID: Meeting Date Meeting Status HMST CUSIP 43785V102 05/24/2018 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Management ShrHoldr N/A TNA N/A Nominee Scott M. Boggs 2 Elect Management ShrHoldr N/A TNA N/A Nominee Douglas I. Smith 3 Elect Management ShrHoldr N/A TNA N/A Nominee Mark. R. Patterson 4 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 5 Frequency of Advisory Mgmt N/A TNA N/A Vote on Executive Compensation 6 Ratification of Auditor Mgmt N/A TNA N/A ________________________________________________________________________________ HomeStreet, Inc. Ticker Security ID: Meeting Date Meeting Status HMST CUSIP 43785V102 05/24/2018 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott M. Boggs Mgmt For For For 2 Elect Mark R. Patterson Mgmt For For For 3 Elect Douglas I. Smith Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hope Bancorp Inc Ticker Security ID: Meeting Date Meeting Status HOPE CUSIP 43940T109 07/06/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Byun Mgmt For For For 1.2 Elect Steven J. Didion Mgmt For For For 1.3 Elect Jinho Doo Mgmt For For For 1.4 Elect Daisy Y. Ha Mgmt For For For 1.5 Elect Jin Chul Jhung Mgmt For For For 1.6 Elect Kevin S. Kim Mgmt For For For 1.7 Elect Steven Koh Mgmt For For For 1.8 Elect Chung Hyun Lee Mgmt For For For 1.9 Elect William J. Lewis Mgmt For For For 1.10 Elect David P. Malone Mgmt For For For 1.11 Elect John R. Taylor Mgmt For For For 1.12 Elect Scott Yoon-Suk Mgmt For For For Whang 1.13 Elect Dale S. Zuehls Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hope Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status HOPE CUSIP 43940T109 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Byun Mgmt For For For 1.2 Elect Steven J. Didion Mgmt For For For 1.3 Elect Jinho Doo Mgmt For For For 1.4 Elect Daisy Y. Ha Mgmt For For For 1.5 Elect Jin Chul Jhung Mgmt For For For 1.6 Elect Kevin S. Kim Mgmt For For For 1.7 Elect Steven Koh Mgmt For For For 1.8 Elect Chung Hyun Lee Mgmt For For For 1.9 Elect William J. Lewis Mgmt For For For 1.10 Elect David P. Malone Mgmt For For For 1.11 Elect John R. Taylor Mgmt For For For 1.12 Elect Scott Yoon-Suk Mgmt For For For Whang 1.13 Elect Dale S. Zuehls Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Horizon Pharma plc Ticker Security ID: Meeting Date Meeting Status HZNP CUSIP G4617B105 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William F. Daniel Mgmt For For For 2 Elect H. Thomas Watkins Mgmt For For For 3 Elect Pascale Witz Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Authority to Mgmt For For For Repurchase Shares 8 Amendment to the 2014 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter R. Huntsman Mgmt For For For 1.2 Elect Nolan D. Mgmt For For For Archibald 1.3 Elect Mary C. Beckerle Mgmt For For For 1.4 Elect M. Anthony Burns Mgmt For For For 1.5 Elect Daniele Ferrari Mgmt For For For 1.6 Elect Robert J. Mgmt For For For Margetts 1.7 Elect Wayne A. Reaud Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ ICF International, Inc. Ticker Security ID: Meeting Date Meeting Status ICFI CUSIP 44925C103 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eileen O'Shea Mgmt For For For Auen 1.2 Elect Cheryl W. Grise Mgmt For For For 1.3 Elect Randall A. Mehl Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2018 Mgmt For For For Omnibus Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Idacorp, Inc. Ticker Security ID: Meeting Date Meeting Status IDA CUSIP 451107106 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darrel T. Mgmt For For For Anderson 1.2 Elect Thomas E. Carlile Mgmt For For For 1.3 Elect Richard J. Dahl Mgmt For For For 1.4 Elect Annette G. Elg Mgmt For For For 1.5 Elect Ronald W. Jibson Mgmt For For For 1.6 Elect Judith A. Mgmt For For For Johansen 1.7 Elect Dennis L. Johnson Mgmt For For For 1.8 Elect Christine King Mgmt For For For 1.9 Elect Richard J. Mgmt For For For Navarro 1.10 Elect Robert A. Mgmt For For For Tinstman 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Independence Realty Trust Inc Ticker Security ID: Meeting Date Meeting Status IRT CUSIP 45378A106 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott F. Mgmt For For For Schaeffer 2 Elect William C. Mgmt For Against Against Dunkelberg 3 Elect Richard D. Gebert Mgmt For For For 4 Elect Melinda H McClure Mgmt For For For 5 Elect Mack D. Prigden Mgmt For For For III 6 Elect Richard H. Ross Mgmt For For For 7 Elect DeForest B. Mgmt For For For Soaries, Jr. 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Independent Bank Corporation Ticker Security ID: Meeting Date Meeting Status IBCP CUSIP 453838609 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christina L. Mgmt For For For Keller 2 Elect Michael M. Mgmt For For For Magee, Jr. 3 Elect Matthew J. Missad Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Innoviva Inc Ticker Security ID: Meeting Date Meeting Status INVA CUSIP 45781M101 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George W. Mgmt For For For Bickerstaff 2 Elect Mark DiPaolo Mgmt For For For 3 Elect Jules A. Mgmt For For For Haimovitz 4 Elect Odysseas D. Mgmt For For For Kostas 5 Elect Sarah J. Mgmt For For For Schlesinger 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Invesco Mortgage Capital Inc. Ticker Security ID: Meeting Date Meeting Status IVR CUSIP 46131B100 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John S. Day Mgmt For For For 2 Elect Carolyn B. Mgmt For For For Handlon 3 Elect Edward J. Hardin Mgmt For For For 4 Elect James R. Lientz, Mgmt For For For Jr. 5 Elect Dennis P. Mgmt For For For Lockhart 6 Elect Gregory G. Mgmt For For For McGreevey 7 Elect Colin D. Meadows Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Iridium Communications Inc. Ticker Security ID: Meeting Date Meeting Status IRDM CUSIP 46269C102 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert H. Niehaus Mgmt For For For 1.2 Elect Thomas C. Mgmt For For For Canfield 1.3 Elect Matthew J. Desch Mgmt For For For 1.4 Elect Thomas J. Mgmt For Withhold Against Fitzpatrick 1.5 Elect Jane L. Harman Mgmt For For For 1.6 Elect Alvin B. Krongard Mgmt For For For 1.7 Elect Eric T. Olson Mgmt For For For 1.8 Elect Steven B. Mgmt For For For Pfeiffer 1.9 Elect Parker W. Rush Mgmt For For For 1.10 Elect Henrik O. Mgmt For For For Schliemann 1.11 Elect S. Scott Smith Mgmt For For For 1.12 Elect Barry J. West Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Jabil Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anousheh Ansari Mgmt For For For 1.2 Elect Martha F. Brooks Mgmt For For For 1.3 Elect Christopher S. Mgmt For For For Holland 1.4 Elect Timothy L. Main Mgmt For For For 1.5 Elect Mark T. Mondello Mgmt For For For 1.6 Elect John C. Plant Mgmt For For For 1.7 Elect Steven A. Raymund Mgmt For For For 1.8 Elect Thomas A. Sansone Mgmt For For For 1.9 Elect David M. Stout Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ K12 Inc. Ticker Security ID: Meeting Date Meeting Status LRN CUSIP 48273U102 12/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Aida M. Alvarez Mgmt For For For 1.2 Elect Craig R. Barrett Mgmt For For For 1.3 Elect Guillermo Bron Mgmt For For For 1.4 Elect Nathaniel A. Mgmt For For For Davis 1.5 Elect John M. Engler Mgmt For For For 1.6 Elect Steven B. Fink Mgmt For Withhold Against 1.7 Elect Liza McFadden Mgmt For For For 1.8 Elect Stuart Udell Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kaiser Aluminum Corporation Ticker Security ID: Meeting Date Meeting Status KALU CUSIP 483007704 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Foster Mgmt For For For 1.2 Elect L. Patrick Hassey Mgmt For For For 1.3 Elect Emily Liggett Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ KB Home Ticker Security ID: Meeting Date Meeting Status KBH CUSIP 48666K109 04/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dorene C. Mgmt For For For Dominguez 2 Elect Timothy W. Mgmt For For For Finchem 3 Elect Stuart A. Gabriel Mgmt For For For 4 Elect Thomas W. Mgmt For For For Gilligan 5 Elect Kenneth M. Mgmt For For For Jastrow II 6 Elect Robert L. Johnson Mgmt For Against Against 7 Elect Melissa Lora Mgmt For For For 8 Elect Jeffrey T. Mezger Mgmt For For For 9 Elect James C. Weaver Mgmt For For For 10 Elect Michael M. Wood Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to Mgmt For For For Shareholder Rights Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kimco Realty Corporation Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Milton Cooper Mgmt For For For 2 Elect Philip E. Mgmt For For For Coviello 3 Elect Richard G. Dooley Mgmt For Against Against 4 Elect Conor C. Flynn Mgmt For For For 5 Elect Joe Grills Mgmt For For For 6 Elect Frank Lourenso Mgmt For For For 7 Elect Colombe M. Mgmt For For For Nicholas 8 Elect Mary Hogan Mgmt For For For Preusse 9 Elect Richard B. Mgmt For For For Saltzman 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kronos Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status KRO CUSIP 50105F105 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith R. Coogan Mgmt For For For 1.2 Elect Loretta J. Feehan Mgmt For For For 1.3 Elect Robert D. Graham Mgmt For For For 1.4 Elect John E. Harper Mgmt For For For 1.5 Elect Meredith Wise Mgmt For For For Mendes 1.6 Elect Cecil H. Moore, Mgmt For Withhold Against Jr. 1.7 Elect Thomas P. Mgmt For For For Stafford 1.8 Elect R. Gerald Turner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Bott Mgmt For For For 2 Elect Thomas P. Capo Mgmt For For For 3 Elect Jonathan F. Mgmt For For For Foster 4 Elect Mary Lou Jepsen Mgmt For For For 5 Elect Kathleen A. Mgmt For For For Ligocki 6 Elect Conrad L. Mgmt For For For Mallett, Jr. 7 Elect Raymond E. Scott Mgmt For For For 8 Elect Gregory C. Smith Mgmt For For For 9 Elect Henry D. G. Mgmt For For For Wallace 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Liberty Property Trust Ticker Security ID: Meeting Date Meeting Status LPT CUSIP 531172104 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas C. Mgmt For For For DeLoach, Jr. 1.2 Elect Katherine E. Mgmt For For For Dietze 1.3 Elect Antonio F. Mgmt For For For Fernandez 1.4 Elect Daniel P. Garton Mgmt For For For 1.5 Elect Robert G Gifford Mgmt For For For 1.6 Elect William P. Mgmt For For For Hankowsky 1.7 Elect David L. Mgmt For For For Lingerfelt 1.8 Elect Marguerite Nader Mgmt For For For 1.9 Elect Fredric J. Mgmt For For For Tomczyk 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amend the Trust's Mgmt For For For Bylaws 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Louisiana-Pacific Corporation Ticker Security ID: Meeting Date Meeting Status LPX CUSIP 546347105 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ozey K. Horton, Mgmt For For For Jr. 2 Elect W. Bradley Mgmt For For For Southern 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ McGrath Rentcorp Ticker Security ID: Meeting Date Meeting Status MGRC CUSIP 580589109 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Dawson Mgmt For For For 1.2 Elect Elizabeth A. Mgmt For For For Fetter 1.3 Elect Joseph F. Hanna Mgmt For For For 1.4 Elect Bradley M. Mgmt For Withhold Against Shuster 1.5 Elect M. Richard Smith Mgmt For For For 1.6 Elect Dennis P. Mgmt For For For Stradford 1.7 Elect Ronald H. Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Medical Properties Trust Inc Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward K. Aldag, Mgmt For For For Jr. 2 Elect G. Steven Dawson Mgmt For For For 3 Elect R. Steven Hamner Mgmt For Against Against 4 Elect Elizabeth N. Mgmt For For For Pitman 5 Elect C. Reynolds Mgmt For For For Thompson, III 6 Elect D. Paul Sparks Mgmt For For For Jr. 7 Elect Michael G. Mgmt For For For Stewart 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Meritor, Inc. Ticker Security ID: Meeting Date Meeting Status MTOR CUSIP 59001K100 01/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jan A. Bertsch Mgmt For For For 1.2 Elect Rodger L. Boehm Mgmt For For For 1.3 Elect Lloyd G. Trotter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to Articles Mgmt For For For to Allow Shareholders to Amend the Bylaws ________________________________________________________________________________ MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robin Josephs Mgmt For For For 2 Elect George H. Krauss Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MGIC Investment Corporation Ticker Security ID: Meeting Date Meeting Status MTG CUSIP 552848103 07/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel A. Mgmt For For For Arrigoni 1.2 Elect Cassandra C. Carr Mgmt For For For 1.3 Elect C. Edward Chaplin Mgmt For For For 1.4 Elect Curt S. Culver Mgmt For For For 1.5 Elect Timothy A. Holt Mgmt For For For 1.6 Elect Kenneth M. Mgmt For For For Jastrow II 1.7 Elect Michael E. Lehman Mgmt For For For 1.8 Elect Gary A. Poliner Mgmt For For For 1.9 Elect Patrick Sinks Mgmt For For For 1.10 Elect Mark M. Zandi Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Molina Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status MOH CUSIP 60855R100 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Garrey E. Mgmt For For For Carruthers 2 Elect Daniel Cooperman Mgmt For For For 3 Elect Richard M. Mgmt For Against Against Schapiro 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Implement Proxy Access Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Monmouth Real Estate Investment Corporation Ticker Security ID: Meeting Date Meeting Status MNR CUSIP 609720107 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine B. Mgmt For For For Elflein 1.2 Elect Eugene W. Landy Mgmt For For For 1.3 Elect Michael P. Landy Mgmt For For For 1.4 Elect Samuel A. Landy Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MTGE Investment Corp Ticker Security ID: Meeting Date Meeting Status MTGE CUSIP 55378A105 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary D. Kain Mgmt For For For 2 Elect Julia L. Coronado Mgmt For For For 3 Elect Robert M. Couch Mgmt For For For 4 Elect Randy E. Dobbs Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect T. Jay Collins Mgmt For For For 2 Elect Steven A. Cosse Mgmt For For For 3 Elect Claiborne P. Mgmt For For For Deming 4 Elect Lawrence R. Mgmt For For For Dickerson 5 Elect Roger W. Jenkins Mgmt For For For 6 Elect Elisabeth W. Mgmt For For For Keller 7 Elect James V. Kelley Mgmt For For For 8 Elect Walentin Mirosh Mgmt For For For 9 Elect R. Madison Murphy Mgmt For For For 10 Elect Jeffrey W. Nolan Mgmt For For For 11 Elect Neal E. Schmale Mgmt For For For 12 Elect Laura A. Sugg Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2018 Mgmt For For For Stock Plan for Non-Employee Directors 15 Approval of the 2018 Mgmt For For For Long-Term Incentive Plan 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Fuel Gas Company Ticker Security ID: Meeting Date Meeting Status NFG CUSIP 636180101 03/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip C. Mgmt For For For Ackerman 1.2 Elect Stephen E. Ewing Mgmt For For For 1.3 Elect Rebecca Ranich Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Strategic and Financial Alternatives ________________________________________________________________________________ National Health Investors, Inc. Ticker Security ID: Meeting Date Meeting Status NHI CUSIP 63633D104 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert T. Webb Mgmt For For For 2 Amendment to the 2012 Mgmt For For For Stock Option Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nationstar Mortgage Holdings Inc. Ticker Security ID: Meeting Date Meeting Status NSM CUSIP 63861C109 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay Bray Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Navient Corporation Ticker Security ID: Meeting Date Meeting Status NAVI CUSIP 63938C108 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anna Escobedo Mgmt For For For Cabral 2 Elect William M. Mgmt For For For Diefenderfer III 3 Elect Katherine A. Mgmt For For For Lehman 4 Elect Linda A. Mills Mgmt For For For 5 Elect John F. Remondi Mgmt For For For 6 Elect Jane J. Thompson Mgmt For For For 7 Elect Laura S. Unger Mgmt For For For 8 Elect Barry Lawson Mgmt For For For Williams 9 Elect David L. Yowan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Governance Response to the Student Loan Crisis ________________________________________________________________________________ Nelnet, Inc. Ticker Security ID: Meeting Date Meeting Status NNI CUSIP 64031N108 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael S. Dunlap Mgmt For For For 2 Elect Stephen F. Mgmt For Abstain Against Butterfield 3 Elect Michael D. Mgmt For Against Against Reardon 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Directors Stock Compensation Plan 7 Update Provisions Mgmt For Against Against Regarding Limitation on Director Liability 8 Update Provisions Mgmt For Against Against Regarding Director and Officer Indemnification 9 Increase the Mgmt For Against Against Percentage of Votes Required in Order to Call Special Meetings from 10% to 25% 10 Non-Substantive Mgmt For Against Against Updates and Revisions to Articles ________________________________________________________________________________ New Media Investment Group Inc Ticker Security ID: Meeting Date Meeting Status NEWM CUSIP 64704V106 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laurence Tarica Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ New Residential Investment Corp. Ticker Security ID: Meeting Date Meeting Status NRZ CUSIP 64828T201 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Mgmt For For For Nierenberg 2 Elect Kevin J. Finnerty Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ New York Community Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status NYCB CUSIP 649445103 06/05/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen E. Clancy Mgmt For Against Against 2 Elect Hanif Dahya Mgmt For For For 3 Elect Joseph R. Mgmt For For For Ficalora 4 Elect James J. Mgmt For Against Against O'Donovan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ NorthWestern Corporation Ticker Security ID: Meeting Date Meeting Status NWE CUSIP 668074305 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P. Adik Mgmt For For For 1.2 Elect Anthony T. Clark Mgmt For For For 1.3 Elect Dana J. Dykhouse Mgmt For For For 1.4 Elect Jan R. Horsfall Mgmt For For For 1.5 Elect Britt E. Ide Mgmt For For For 1.6 Elect Julia L. Johnson Mgmt For For For 1.7 Elect Robert C. Rowe Mgmt For For For 1.8 Elect Linda G. Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ NRG Yield, Inc. Ticker Security ID: Meeting Date Meeting Status NYLD.A CUSIP 62942X306 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mauricio Mgmt For For For Gutierrez 1.2 Elect John F. Mgmt For For For Chlebowski, Jr. 1.3 Elect Kirkland B. Mgmt For For For Andrews 1.4 Elect John Chillemi Mgmt For For For 1.5 Elect Brian R. Ford Mgmt For For For 1.6 Elect Ferrell P. Mgmt For For For McClean 1.7 Elect Christopher S. Mgmt For For For Sotos 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Office Depot Inc. Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 07/20/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerry P. Smith Mgmt For For For 2 Elect Kristin A. Mgmt For For For Campbell 3 Elect Cynthia T. Mgmt For For For Jamison 4 Elect V. James Marino Mgmt For For For 5 Elect Francesca Ruiz Mgmt For For For De Luzuriaga 6 Elect David M. Mgmt For For For Szymanski 7 Elect Nigel Travis Mgmt For For For 8 Elect Joseph Mgmt For For For Vassalluzzo 9 Ratification of Auditor Mgmt For For For 10 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Oge Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP 670837103 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank A. Bozich Mgmt For For For 2 Elect James H. Brandi Mgmt For For For 3 Elect Peter D. Clarke Mgmt For For For 4 Elect Luke R. Corbett Mgmt For For For 5 Elect David L. Hauser Mgmt For For For 6 Elect Robert O. Lorenz Mgmt For For For 7 Elect Judy R. Mgmt For For For McReynolds 8 Elect J. Michael Sanner Mgmt For For For 9 Elect Sheila G. Talton Mgmt For For For 10 Elect Sean Trauschke Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Old National Bancorp Ticker Security ID: Meeting Date Meeting Status ONB CUSIP 680033107 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan W. Braun Mgmt For For For 1.2 Elect Andrew E. Goebel Mgmt For For For 1.3 Elect Jerome F. Henry, Mgmt For For For Jr 1.4 Elect Robert G. Jones Mgmt For For For 1.5 Elect Ryan C. Kitchell Mgmt For For For 1.6 Elect Phelps L. Lambert Mgmt For For For 1.7 Elect Thomas E. Salmon Mgmt For For For 1.8 Elect Randall T. Mgmt For For For Shepard 1.9 Elect Rebecca S. Mgmt For For For Skillman 1.10 Elect Kelly N. Stanley Mgmt For For For 1.11 Elect Derrick J. Mgmt For For For Stewart 1.12 Elect Katherine E. Mgmt For For For White 1.13 Elect Linda E. White Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Olin Corporation Ticker Security ID: Meeting Date Meeting Status OLN CUSIP 680665205 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald W. Bogus Mgmt For For For 2 Elect Earl L. Shipp Mgmt For For For 3 Elect Vincent J. Smith Mgmt For For For 4 Elect Carol A. Williams Mgmt For For For 5 Approval of the 2018 Mgmt For For For Long Term Incentive Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ON CUSIP 682189105 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Atsushi Abe Mgmt For For For 2 Elect Alan Campbell Mgmt For For For 3 Elect Curtis J. Mgmt For For For Crawford 4 Elect Gilles Delfassy Mgmt For For For 5 Elect Emmanuel T. Mgmt For For For Hernandez 6 Elect Keith D. Jackson Mgmt For For For 7 Elect Paul A. Mgmt For For For Mascarenas 8 Elect Daryl A. Mgmt For For For Ostrander 9 Elect Teresa M. Ressel Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oshkosh Corporation Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688239201 02/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith J. Allman Mgmt For For For 1.2 Elect Peter B. Hamilton Mgmt For For For 1.3 Elect Wilson R. Jones Mgmt For For For 1.4 Elect Leslie F. Kenne Mgmt For For For 1.5 Elect Kimberley Mgmt For For For Metcalf-Kupres 1.6 Elect Stephen C. Mizell Mgmt For For For 1.7 Elect Stephen D. Newlin Mgmt For Withhold Against 1.8 Elect Craig P. Omtvedt Mgmt For For For 1.9 Elect Duncan J. Palmer Mgmt For For For 1.10 Elect John S. Shiely Mgmt For For For 1.11 Elect William S. Mgmt For For For Wallace 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Proxy Access Bylaw ________________________________________________________________________________ Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cesar Conde Mgmt For For For 2 Elect Adrienne D. Mgmt For For For Elsner 3 Elect J. Brian Ferguson Mgmt For For For 4 Elect Ralph F. Hake Mgmt For For For 5 Elect Edward F. Mgmt For For For Lonergan 6 Elect Maryann T. Mannen Mgmt For For For 7 Elect W. Howard Morris Mgmt For For For 8 Elect Suzanne P. Mgmt For For For Nimocks 9 Elect Michael H. Thaman Mgmt For For For 10 Elect John D. Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Par Pacific Holdings Inc Ticker Security ID: Meeting Date Meeting Status PARR CUSIP 69888T207 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Melvyn N. Klein Mgmt For For For 1.2 Elect Robert S. Mgmt For Withhold Against Silberman 1.3 Elect Curtis V. Mgmt For For For Anastasio 1.4 Elect Timothy Clossey Mgmt For For For 1.5 Elect L. Melvin Cooper Mgmt For Withhold Against 1.6 Elect Walter A. Dods, Mgmt For For For Jr. 1.7 Elect Joseph Israel Mgmt For For For 1.8 Elect William Mgmt For Withhold Against Monteleone 1.9 Elect William C. Pate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2012 Mgmt For For For Long-Term Incentive Plan 5 Approval of the 2018 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Nimbley Mgmt For For For 2 Elect Spencer Abraham Mgmt For For For 3 Elect Wayne A. Budd Mgmt For For For 4 Elect S. Eugene Edwards Mgmt For For For 5 Elect William E. Hantke Mgmt For For For 6 Elect Edward F. Kosnik Mgmt For For For 7 Elect Robert J. Lavinia Mgmt For For For 8 Elect Kimberly S. Lubel Mgmt For For For 9 Elect George E. Ogden Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2017 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Mgmt For For For McLaughlin 1.2 Elect Jody S. Lindell Mgmt For For For 1.3 Elect Shlomo Yanai Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2005 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Peapack-Gladstone Financial Corporation Ticker Security ID: Meeting Date Meeting Status PGC CUSIP 704699107 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carmen M. Bowser Mgmt For For For 1.2 Elect Susan A. Cole Mgmt For For For 1.3 Elect Anthony J. Consi Mgmt For For For II 1.4 Elect Richard Mgmt For For For Daingerfield 1.5 Elect Edward A. Mgmt For For For Gramigna, Jr. 1.6 Elect Steven Kass Mgmt For For For 1.7 Elect Douglas L. Mgmt For For For Kennedy 1.8 Elect John D. Kissel Mgmt For For For 1.9 Elect James R. Lamb Mgmt For For For 1.10 Elect F. Duffield Mgmt For For For Meyercord 1.11 Elect Philip W. Smith Mgmt For Withhold Against III 1.12 Elect Tony Spinelli Mgmt For For For 1.13 Elect Beth Welsh Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Penn National Gaming, Inc. Ticker Security ID: Meeting Date Meeting Status PENN CUSIP 707569109 03/29/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition MGMT For For For 2 Right to Adjourn MGMT For For For Meeting ________________________________________________________________________________ Penn National Gaming, Inc. Ticker Security ID: Meeting Date Meeting Status PENN CUSIP 707569109 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Handler Mgmt For For For 1.2 Elect John M. Jacquemin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2018 Long Term Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ PennyMac Financial Services Inc Ticker Security ID: Meeting Date Meeting Status PFSI CUSIP 70932B101 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stanford L. Mgmt For For For Kurland 2 Elect David A. Spector Mgmt For For For 3 Elect Anne D. McCallion Mgmt For For For 4 Elect Matthew Botein Mgmt For For For 5 Elect James K. Hunt Mgmt For For For 6 Elect Patrick Kinsella Mgmt For For For 7 Elect Joseph F. Mgmt For For For Mazzella 8 Elect Farhad Nanji Mgmt For For For 9 Elect Theodore W. Tozer Mgmt For For For 10 Elect Mark Wiedman Mgmt For For For 11 Elect Emily Youssouf Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2013 Mgmt For Against Against Equity Incentive Plan ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilberto Tomazoni Mgmt For Withhold Against 1.2 Elect Denilson Molina Mgmt For For For 1.3 Elect Wallim Cruz de Mgmt For For For Vasconcellos Junior 1.4 Elect William W. Mgmt For For For Lovette 1.5 Elect Andre Noguiera Mgmt For For For de Souza 1.6 Elect David E. Bell Mgmt For For For 1.7 Elect Michael L. Cooper Mgmt For For For 1.8 Elect Charles Macaluso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Water Stewardship Policy 5 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity ________________________________________________________________________________ Pinnacle Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status PNK CUSIP 72348Y105 03/29/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Pinnacle Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status PNK CUSIP 72348Y105 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles L. Atwood Mgmt For For For 2 Elect Stephen C. Comer Mgmt For For For 3 Elect Ron Huberman Mgmt For For For 4 Elect James L. Mgmt For For For Martineau 5 Elect Desiree Rogers Mgmt For For For 6 Elect Carlos A. Mgmt For Against Against Ruisanchez 7 Elect Anthony M. Mgmt For For For Sanfilippo 8 Elect Jaynie Miller Mgmt For For For Studenmund 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Brandt Mgmt For For For 1.2 Elect Denis A. Cortese Mgmt For For For 1.3 Elect Richard P. Fox Mgmt For For For 1.4 Elect Michael L. Mgmt For For For Gallagher 1.5 Elect Dale E. Klein Mgmt For For For 1.6 Elect Humberto S. Lopez Mgmt For For For 1.7 Elect Kathryn L. Munro Mgmt For For For 1.8 Elect Bruce J. Mgmt For For For Nordstrom 1.9 Elect Paula J. Sims Mgmt For For For 1.10 Elect David P. Wagener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Piper Jaffray Companies Ticker Security ID: Meeting Date Meeting Status PJC CUSIP 724078100 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Chad R. Abraham Mgmt For For For 2 Elect Andrew S. Duff Mgmt For For For 3 Elect William R. Mgmt For For For Fitzgerald 4 Elect B. Kristine Mgmt For For For Johnson 5 Elect Addison L. Piper Mgmt For For For 6 Elect Sherry M. Smith Mgmt For For For 7 Elect Philip E. Soran Mgmt For For For 8 Elect Scott C. Taylor Mgmt For For For 9 Elect Michele Volpi Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Plexus Corp. Ticker Security ID: Meeting Date Meeting Status PLXS CUSIP 729132100 02/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralf R. Boer Mgmt For For For 1.2 Elect Stephen P. Mgmt For For For Cortinovis 1.3 Elect David J. Drury Mgmt For For For 1.4 Elect Joann M. Mgmt For For For Eisenhart 1.5 Elect Dean A. Foate Mgmt For For For 1.6 Elect Rainer Jueckstock Mgmt For For For 1.7 Elect Peter Kelly Mgmt For For For 1.8 Elect Todd P. Kelsey Mgmt For For For 1.9 Elect Paul A. Rooke Mgmt For For For 1.10 Elect Michael V. Mgmt For For For Schrock 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Popular, Inc. Ticker Security ID: Meeting Date Meeting Status BPOP CUSIP 733174700 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ignacio Alvarez Mgmt For For For 2 Elect Alejandro M. Mgmt For For For Ballester 3 Elect Richard L. Mgmt For For For Carrion 4 Elect Carlos A. Unanue Mgmt For For For 5 Amendment to Articles Mgmt For For For of Incorporation to Adopt Plurality Voting Standard in Contested Elections 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Portland General Electric Company Ticker Security ID: Meeting Date Meeting Status POR CUSIP 736508847 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John W. Mgmt For For For Ballantine 2 Elect Rodney L. Brown, Mgmt For For For Jr. 3 Elect Jack E. Davis Mgmt For For For 4 Elect David A. Dietzler Mgmt For For For 5 Elect Kirby A. Dyess Mgmt For For For 6 Elect Mark B. Ganz Mgmt For For For 7 Elect Kathryn J. Mgmt For For For Jackson 8 Elect Neil J. Nelson Mgmt For For For 9 Elect M. Lee Pelton Mgmt For For For 10 Elect Maria M. Pope Mgmt For For For 11 Elect Charles W. Mgmt For For For Shivery 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Stock Mgmt For For For Incentive Plan ________________________________________________________________________________ Primoris Services Corporation Ticker Security ID: Meeting Date Meeting Status PRIM CUSIP 74164F103 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Pratt Mgmt For For For 1.2 Elect Thomas E. Tucker Mgmt For For For 1.3 Elect Peter C. Brown Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Provident Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status PFS CUSIP 74386T105 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Mgmt For For For Martin 1.2 Elect John Pugliese Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Quality Systems, Inc. Ticker Security ID: Meeting Date Meeting Status QSII CUSIP 747582104 08/22/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Frantz Mgmt For For For 1.2 Elect Craig A. Mgmt For For For Barbarosh 1.3 Elect George H. Bristol Mgmt For For For 1.4 Elect Julie D. Mgmt For For For Klapstein 1.5 Elect James C. Malone Mgmt For For For 1.6 Elect Jeffrey H. Mgmt For For For Margolis 1.7 Elect Morris Panner Mgmt For For For 1.8 Elect Sheldon Razin Mgmt For For For 1.9 Elect Lance E. Mgmt For For For Rosenzweig 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2015 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Radian Group Inc. Ticker Security ID: Meeting Date Meeting Status RDN CUSIP 750236101 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert Wender Mgmt For For For 2 Elect David C. Carney Mgmt For For For 3 Elect Howard B. Culang Mgmt For For For 4 Elect Lisa W. Hess Mgmt For For For 5 Elect Stephen T. Mgmt For For For Hopkins 6 Elect Brian D. Mgmt For For For Montgomery 7 Elect Gaetano Muzio Mgmt For For For 8 Elect Gregory V. Serio Mgmt For For For 9 Elect Noel J. Spiegel Mgmt For For For 10 Elect Richard G. Mgmt For For For Thornberry 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amended and Restated Mgmt For For For Employee Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Radnet, Inc. Ticker Security ID: Meeting Date Meeting Status RDNT CUSIP 750491102 06/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard G. Berger Mgmt For For For 1.2 Elect Marvin S. Cadwell Mgmt For Withhold Against 1.3 Elect John V. Crues III Mgmt For Withhold Against 1.4 Elect Norman R. Hames Mgmt For For For 1.5 Elect Lawrence L. Mgmt For Withhold Against Levitt 1.6 Elect Michael L. Mgmt For For For Sherman 1.7 Elect David L. Swartz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia L. Guinn Mgmt For For For 2 Elect Frederick J. Mgmt For For For Sievert 3 Elect Stanley B. Tulin Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amend the Articles of Mgmt For For For Incorporation to Permit Shareholders to Amend Bylaws 6 Repeal of Classified Mgmt For For For Board 7 Elimination of Mgmt For For For Supermajority Requirement 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rexford Industrial Realty Inc Ticker Security ID: Meeting Date Meeting Status REXR CUSIP 76169C100 06/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Ziman Mgmt For Withhold Against 1.2 Elect Howard Schwimmer Mgmt For For For 1.3 Elect Michael S. Mgmt For For For Frankel 1.4 Elect Robert L. Antin Mgmt For For For 1.5 Elect Steven C. Good Mgmt For For For 1.6 Elect Diana Ingram Mgmt For For For 1.7 Elect Tyler H. Rose Mgmt For For For 1.8 Elect Peter E. Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Incentive Award Plan ________________________________________________________________________________ RLJ Lodging Trust Ticker Security ID: Meeting Date Meeting Status RLJ CUSIP 74965L101 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Johnson Mgmt For For For 1.2 Elect Leslie D. Hale Mgmt For For For 1.3 Elect B. Evan Bayh III Mgmt For For For 1.4 Elect Arthur R. Collins Mgmt For For For 1.5 Elect Nathaniel A. Mgmt For Withhold Against Davis 1.6 Elect Patricia L. Mgmt For For For Gibson 1.7 Elect Robert M. La Mgmt For For For Forgia 1.8 Elect Robert J. Mgmt For For For McCarthy 1.9 Elect Glenda G. McNeal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect Ganesh Moorthy Mgmt For For For 1.6 Elect Jeffrey J. Owens Mgmt For For For 1.7 Elect Helene Simonet Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rowan Companies plc Ticker Security ID: Meeting Date Meeting Status RDC CUSIP G7665A101 05/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William E. Mgmt For For For Albrecht 2 Elect Thomas P. Burke Mgmt For For For 3 Elect Thomas R. Hix Mgmt For For For 4 Elect Jack B. Moore Mgmt For For For 5 Elect Thierry Pilenko Mgmt For For For 6 Elect Suzanne P. Mgmt For For For Nimocks 7 Elect John J. Quicke Mgmt For For For 8 Elect Tore I. Sandvold Mgmt For For For 9 Elect Charles L. Szews Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Remuneration Report Mgmt For For For (UK - Advisory) 12 Accounts and Reports Mgmt For For For (UK) 13 Ratification of Auditor Mgmt For For For 14 Reappoint U.K. Mgmt For For For Statutory Auditor 15 Authority to Set U.K. Mgmt For For For Statutory Auditor's Fees 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) ________________________________________________________________________________ Rudolph Technologies, Inc Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leo Berlinghieri Mgmt For For For 2 Elect Michael P. Mgmt For For For Plisinsky 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2018 Mgmt For For For Stock Plan 5 Approval of the 2018 Mgmt For For For Employee Stock purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ S&T Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status STBA CUSIP 783859101 05/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Todd D. Brice Mgmt For For For 1.2 Elect Christina A. Mgmt For For For Cassotis 1.3 Elect Michael J. Mgmt For Withhold Against Donnelly 1.4 Elect James T. Gibson Mgmt For For For 1.5 Elect Jeffrey D. Grube Mgmt For For For 1.6 Elect Jerry D. Mgmt For For For Hostetter 1.7 Elect Frank W. Jones Mgmt For For For 1.8 Elect Robert E. Kane Mgmt For For For 1.9 Elect David L. Krieger Mgmt For For For 1.10 Elect James C. Miller Mgmt For For For 1.11 Elect Frank J. Mgmt For For For Palermo, Jr. 1.12 Elect Christine J. Mgmt For Withhold Against Toretti 1.13 Elect Steven J. Mgmt For Withhold Against Weingarten 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Sabra Health Care REIT, Inc. Ticker Security ID: Meeting Date Meeting Status SBRA CUSIP 78573L106 06/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Craig A. Mgmt For For For Barbarosh 2 Elect Robert A. Ettl Mgmt For For For 3 Elect Michael J. Foster Mgmt For For For 4 Elect Ronald G. Geary Mgmt For For For 5 Elect Raymond J. Lewis Mgmt For For For 6 Elect Jeffrey A. Mgmt For For For Malehorn 7 Elect Richard K. Matros Mgmt For For For 8 Elect Milton J. Walters Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Baker, Mgmt For For For III 1.2 Elect John Bierbusse Mgmt For For For 1.3 Elect Mike Cockrell Mgmt For Withhold Against 1.4 Elect Suzanne T. Mgmt For For For Mestayer 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Use of Antibiotics 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Sandy Spring Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status SASR CUSIP 800363103 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph F. Boyd, Mgmt For For For Jr. 1.2 Elect Joseph S. Mgmt For Withhold Against Bracewell 1.3 Elect Mark C. Michael Mgmt For For For 1.4 Elect Robert L. Mgmt For For For Orndorff 1.5 Elect Daniel J. Mgmt For Withhold Against Schrider 1.6 Elect Joe R. Reeder Mgmt For For For 1.7 Elect Shaza L. Andersen Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sanmina Corporation Ticker Security ID: Meeting Date Meeting Status SANM CUSIP 801056102 03/05/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Clarke Mgmt For For For 2 Elect Eugene A. Delaney Mgmt For For For 3 Elect William J. Mgmt For For For DeLaney 4 Elect Robert K. Eulau Mgmt For For For 5 Elect John P. Mgmt For For For Goldsberry 6 Elect Rita S. Lane Mgmt For For For 7 Elect Joseph G. Mgmt For For For Licata, Jr. 8 Elect Mario M. Rosati Mgmt For For For 9 Elect Wayne Shortridge Mgmt For Against Against 10 Elect Jure Sola Mgmt For For For 11 Elect Jackie M. Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2009 Mgmt For For For Incentive Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Santander Consumer USA Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SC CUSIP 80283M101 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mahesh Aditya Mgmt For For For 1.2 Elect Jose Doncel Mgmt For For For 1.3 Elect Stephen A. Mgmt For Withhold Against Ferriss 1.4 Elect Victor Hill Mgmt For For For 1.5 Elect Edith E. Holiday Mgmt For For For 1.6 Elect Javier Maldonado Mgmt For Withhold Against 1.7 Elect Robert J. Mgmt For Withhold Against McCarthy 1.8 Elect William F. Muir Mgmt For Withhold Against 1.9 Elect Scott Powell Mgmt For For For 1.10 Elect William Rainer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risk of Discrimination in Vehicle Lending ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rhonda D. Hunter Mgmt For For For 1.2 Elect John D. Carter Mgmt For For For 1.3 Elect Michael W. Mgmt For For For Sutherlin 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Schweitzer-Mauduit Ticker Security ID: Meeting Date Meeting Status SWM CUSIP 808541106 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kimberly E. Mgmt For For For Ritrievi 1.2 Elect John D. Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Scientific Games Corporation Ticker Security ID: Meeting Date Meeting Status SGMS CUSIP 80874P109 11/27/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation from Mgmt For Against Against Delaware to Nevada 2 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ Selective Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status SIGI CUSIP 816300107 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul D. Bauer Mgmt For For For 2 Elect John C. Burville Mgmt For For For 3 Elect Robert Kelly Mgmt For For For Doherty 4 Elect Thomas A. Mgmt For For For McCarthy 5 Elect H. Elizabeth Mgmt For For For Mitchell 6 Elect Michael J. Mgmt For For For Morrissey 7 Elect Gregory E. Murphy Mgmt For For For 8 Elect Cynthia S. Mgmt For For For Nicholson 9 Elect Ronald L. Mgmt For For For O'Kelley 10 Elect William M. Rue Mgmt For For For 11 Elect John S. Scheid Mgmt For For For 12 Elect J. Brian Thebault Mgmt For For For 13 Elect Philip H. Urban Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2014 Mgmt For For For Omnibus Stock Plan 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SkyWest, Inc. Ticker Security ID: Meeting Date Meeting Status SKYW CUSIP 830879102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry C. Atkin Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Russell A. Childs Mgmt For For For 1.4 Elect Henry J. Eyring Mgmt For For For 1.5 Elect Meredith S. Mgmt For For For Madden 1.6 Elect Ronald J. Mgmt For For For Mittelstaedt 1.7 Elect Andrew C. Roberts Mgmt For For For 1.8 Elect Keith E. Smith Mgmt For For For 1.9 Elect Steven F. Mgmt For For For Udvar-Hazy 1.10 Elect James L. Welch Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sleep Number Corp Ticker Security ID: Meeting Date Meeting Status SNBR CUSIP 83125X103 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel I. Alegre Mgmt For For For 1.2 Elect Stephen L. Gulis Mgmt For For For Jr. 1.3 Elect Brenda J. Mgmt For For For Lauderback 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spire Inc. Ticker Security ID: Meeting Date Meeting Status SR CUSIP 84857L101 01/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark A. Borer Mgmt For For For 1.2 Elect Maria V. Fogarty Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spirit AeroSystems Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SPR CUSIP 848574109 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles L. Mgmt For For For Chadwell 2 Elect Irene M. Esteves Mgmt For For For 3 Elect Paul Fulchino Mgmt For For For 4 Elect Thomas C. Mgmt For For For Gentile, III 5 Elect Richard A. Mgmt For For For Gephardt 6 Elect Robert D. Johnson Mgmt For For For 7 Elect Ronald Kadish Mgmt For For For 8 Elect John L. Plueger Mgmt For For For 9 Elect Laura H. Wright Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Proposal to Lower the Mgmt For Against Against Threshold of Shareholders Required to Call a Special Meeting 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ State National Companies Inc Ticker Security ID: Meeting Date Meeting Status SNC CUSIP 85711T305 10/24/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Stifel Financial Corp. Ticker Security ID: Meeting Date Meeting Status SF CUSIP 860630102 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kathleen Brown Mgmt For For For 1.2 Elect Ronald J. Mgmt For For For Kruszewski 1.3 Elect Maura A. Markus Mgmt For For For 1.4 Elect Thomas W. Weisel Mgmt For For For 1.5 Elect Michael J. Mgmt For For For Zimmerman 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SunCoke Energy Inc. Ticker Security ID: Meeting Date Meeting Status SXC CUSIP 86722A103 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alvin Bledsoe Mgmt For For For 2 Elect Susan R. Landahl Mgmt For For For 3 Amendment to Long-Term Mgmt For For For Performance Enhancement Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synovus Financial Corp. Ticker Security ID: Meeting Date Meeting Status SNV CUSIP 87161C501 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine A. Mgmt For For For Allen 2 Elect Tim E. Bentsen Mgmt For For For 3 Elect F. Dixon Brooke Mgmt For For For Jr. 4 Elect Stephen T. Butler Mgmt For For For 5 Elect Elizabeth W. Camp Mgmt For For For 6 Elect Diana M. Murphy Mgmt For For For 7 Elect Jerry W. Nix Mgmt For For For 8 Elect Harris Pastides Mgmt For For For 9 Elect Joseph J. Mgmt For For For Prochaska, Jr. 10 Elect John L. Mgmt For For For Stallworth 11 Elect Kessel D. Mgmt For For For Stelling 12 Elect Melvin T. Stith Mgmt For For For 13 Elect Barry L. Storey Mgmt For For For 14 Elect Philip W. Mgmt For For For Tomlinson 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tailored Brands, Inc. Ticker Security ID: Meeting Date Meeting Status TLRD CUSIP 87403A107 06/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dinesh S. Lathi Mgmt For For For 1.2 Elect David H. Edwab Mgmt For For For 1.3 Elect Douglas S. Ewert Mgmt For For For 1.4 Elect Irene Chang Britt Mgmt For For For 1.5 Elect Rinaldo S. Mgmt For For For Brutoco 1.6 Elect Sue Gove Mgmt For For For 1.7 Elect Theo Killion Mgmt For For For 1.8 Elect Grace Nichols Mgmt For For For 1.9 Elect Sheldon I. Stein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ TCF Financial Corporation Ticker Security ID: Meeting Date Meeting Status TCF CUSIP 872275102 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William F. Bieber Mgmt For For For 1.3 Elect Theodore J. Bigos Mgmt For For For 1.4 Elect Craig R. Dahl Mgmt For For For 1.5 Elect Karen L. Mgmt For For For Grandstrand 1.6 Elect Thomas F. Jasper Mgmt For For For 1.7 Elect George G. Johnson Mgmt For For For 1.8 Elect Richard H. King Mgmt For For For 1.9 Elect Vance K. Opperman Mgmt For For For 1.10 Elect James M. Ramstad Mgmt For For For 1.11 Elect Roger J. Sit Mgmt For For For 1.12 Elect Julie H. Sullivan Mgmt For For For 1.13 Elect Barry N. Winslow Mgmt For For For 2 Amendment to the 2015 Mgmt For For For Omnibus Incentive Plan 3 Amendment to the Mgmt For For For Directors Stock Grant Program 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tech Data Corporation Ticker Security ID: Meeting Date Meeting Status TECD CUSIP 878237106 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Adair Mgmt For For For 2 Elect Karen M. Dahut Mgmt For For For 3 Elect Robert M. Mgmt For For For Dutkowsky 4 Elect Harry J. Mgmt For For For Harczak, Jr. 5 Elect Bridgette P. Mgmt For For For Heller 6 Elect Richard T. Hume Mgmt For For For 7 Elect Kathleen Misunas Mgmt For For For 8 Elect Thomas I. Morgan Mgmt For For For 9 Elect Patrick G. Sayer Mgmt For For For 10 Elect Savio W. Tung Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Approval of the 2018 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Teradyne, Inc. Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael A. Mgmt For For For Bradley 2 Elect Edwin J. Gillis Mgmt For For For 3 Elect Timothy E. Mgmt For For For Guertin 4 Elect Mark E. Jagiela Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Marilyn Matz Mgmt For For For 7 Elect Paul J. Tufano Mgmt For Against Against 8 Elect Roy A. Vallee Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Terex Corporation Ticker Security ID: Meeting Date Meeting Status TEX CUSIP 880779103 05/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paula H.J. Mgmt For For For Cholmondeley 2 Elect Don DeFosset Mgmt For For For 3 Elect John L. Garrison Mgmt For For For Jr. 4 Elect Thomas J. Hansen Mgmt For For For 5 Elect Matthew Hepler Mgmt For For For 6 Elect Raimund Klinkner Mgmt For For For 7 Elect Andra Rush Mgmt For For For 8 Elect David A. Sachs Mgmt For For For 9 Elect Oren G. Shaffer Mgmt For For For 10 Elect David C. Wang Mgmt For For For 11 Elect Scott W. Wine Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2018 Omnibus Incentive Mgmt For For For Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Textainer Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status TGH CUSIP G8766E109 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Philip K. Brewer Mgmt For For For 2 Elect Hendrik Van der Mgmt For Against Against Merwe 3 Approval of Financial Mgmt For For For Statements 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ The AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Charles L. Mgmt For For For Harrington 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect Holly K. Koeppel Mgmt For Against Against 6 Elect James H. Miller Mgmt For For For 7 Elect Alain Monie Mgmt For For For 8 Elect John B. Morse, Mgmt For For For Jr. 9 Elect Moises Naim Mgmt For For For 10 Elect Jeffrey W. Ubben Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Ratification of Mgmt For Against Against Special Meeting Provisions 14 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Two Degree Scenario Analysis Report ________________________________________________________________________________ The Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status TBBK CUSIP 05969A105 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel G. Cohen Mgmt For For For 2 Elect Damian M. Mgmt For For For Kozlowski 3 Elect Walter T. Beach Mgmt For For For 4 Elect Michael J. Mgmt For For For Bradley 5 Elect John C. Chrystal Mgmt For For For 6 Elect Matthew Cohn Mgmt For For For 7 Elect John M. Eggemeyer Mgmt For For For 8 Elect Hersh Kozlov Mgmt For Against Against 9 Elect William H. Lamb Mgmt For For For 10 Elect James J. Mgmt For For For McEntee, III 11 Elect Mei-Mei Tuan Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Approval of the 2018 Mgmt For For For Equity incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tier Reit, Inc. Ticker Security ID: Meeting Date Meeting Status TIER CUSIP 88650V208 06/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard I. Mgmt For For For Gilchrist 1.2 Elect Scott W. Fordham Mgmt For For For 1.3 Elect R. Kent Griffin Mgmt For For For 1.4 Elect Thomas M. Herzog Mgmt For For For 1.5 Elect Dennis J. Martin Mgmt For For For 1.6 Elect Gregory J. Whyte Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Toll Brothers, Inc. Ticker Security ID: Meeting Date Meeting Status TOL CUSIP 889478103 03/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert I. Toll Mgmt For For For 2 Elect Douglas C. Mgmt For For For Yearley, Jr. 3 Elect Edward G. Boehne Mgmt For For For 4 Elect Richard J. Mgmt For For For Braemer 5 Elect Christine N. Mgmt For For For Garvey 6 Elect Carl B. Marbach Mgmt For For For 7 Elect John A. McLean Mgmt For For For 8 Elect Stephen A. Novick Mgmt For For For 9 Elect Wendell E Mgmt For For For Prichett 10 Elect Paul E. Shapiro Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tower International, Inc. Ticker Security ID: Meeting Date Meeting Status TOWR CUSIP 891826109 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas K. Brown Mgmt For For For 2 Elect James N. Chapman Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 01/19/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendments to Articles Mgmt For For For Regarding Additional Authorized Share Capital 3 Elect Frederik W. Mohn Mgmt For For For 4 Issuance of Shares Mgmt For For For Pursuant to Merger 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Losses Mgmt For For For 4 Renewal of Authorized Mgmt For For For Capital 5 Elect Glyn A. Barker Mgmt For For For 6 Elect Vanessa C.L. Mgmt For For For Chang 7 Elect Frederico F. Mgmt For For For Curado 8 Elect Chadwick C. Mgmt For For For Deaton 9 Elect Vincent J. Mgmt For For For Intrieri 10 Elect Samuel J. Mgmt For For For Merksamer 11 Elect Merrill A. Mgmt For For For "Pete" Miller, Jr. 12 Elect Frederik W. Mohn Mgmt For For For 13 Elect Edward R. Muller Mgmt For For For 14 Elect Tan Ek Kia Mgmt For For For 15 Elect Jeremy D. Thigpen Mgmt For For For 16 Elect Merrill A. Mgmt For For For "Pete" Miller, Jr. as Board Chair 17 Elect Frederico F. Mgmt For For For Curado as Compensation Committee Member 18 Elect Vincent J. Mgmt For For For Intrieri as Compensation Committee Member 19 Elect Tan Ek Kia as Mgmt For For For Compensation Committee Member 20 Appointment of Mgmt For For For Independent Proxy 21 Appointment of Auditor Mgmt For For For 22 Advisory Vote on Mgmt For For For Executive Compensation 23 Maximum Aggregate Mgmt For For For Board Compensation (Binding) 24 Maximum Aggregate Mgmt For For For Executive Compensation (Binding) 25 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Losses Mgmt For For For 4 Renewal of Authorized Mgmt For For For Capital 5 Elect Glyn A. Barker Mgmt For For For 6 Elect Vanessa C.L. Mgmt For For For Chang 7 Elect Frederico F. Mgmt For For For Curado 8 Elect Chadwick C. Mgmt For For For Deaton 9 Elect Vincent J. Mgmt For For For Intrieri 10 Elect Samuel J. Mgmt For For For Merksamer 11 Elect Merrill A. Mgmt For For For "Pete" Miller, Jr. 12 Elect Frederik W. Mohn Mgmt For For For 13 Elect Edward R. Muller Mgmt For For For 14 Elect Tan Ek Kia Mgmt For For For 15 Elect Jeremy D. Thigpen Mgmt For For For 16 Elect Merrill A. Mgmt For For For "Pete" Miller, Jr. as Board Chair 17 Elect Frederico F. Mgmt For For For Curado as Compensation Committee Member 18 Elect Vincent J. Mgmt For For For Intrieri as Compensation Committee Member 19 Elect Tan Ek Kia as Mgmt For For For Compensation Committee Member 20 Appointment of Mgmt For For For Independent Proxy 21 Appointment of Auditor Mgmt For For For 22 Advisory Vote on Mgmt For For For Executive Compensation 23 Maximum Aggregate Mgmt For For For Board Compensation (Binding) 24 Maximum Aggregate Mgmt For For For Executive Compensation (Binding) 25 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Trinity Industries, Inc. Ticker Security ID: Meeting Date Meeting Status TRN CUSIP 896522109 05/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John L. Adams Mgmt For For For 1.2 Elect Rhys J. Best Mgmt For For For 1.3 Elect David W. Biegler Mgmt For For For 1.4 Elect Antonio Carrillo Mgmt For For For 1.5 Elect Leldon E. Echols Mgmt For For For 1.6 Elect Ronald J. Gafford Mgmt For For For 1.7 Elect Charles W. Mgmt For For For Matthews 1.8 Elect Douglas L. Rock Mgmt For For For 1.9 Elect Dunia A. Shive Mgmt For For For 1.10 Elect Timothy R. Mgmt For For For Wallace 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Triple-S Management Corporation Ticker Security ID: Meeting Date Meeting Status GTS CUSIP 896749108 04/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis A. Mgmt For For For Clavell-Rodriguez 2 Elect Joseph A. Frick Mgmt For For For 3 Elect Roberto Mgmt For For For Garcia-Rodriguez 4 Elect Gail B. Marcus Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Triton International Limited Ticker Security ID: Meeting Date Meeting Status TRTN CUSIP G9078F107 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian M. Sondey Mgmt For For For 1.2 Elect Simon R. Vernon Mgmt For For For 1.3 Elect Robert W. Mgmt For For For Alspaugh 1.4 Elect Malcolm P. Baker Mgmt For For For 1.5 Elect David A. Coulter Mgmt For For For 1.6 Elect Claude Germain Mgmt For For For 1.7 Elect Kenneth Hanau Mgmt For For For 1.8 Elect John S. Hextall Mgmt For For For 1.9 Elect Robert L. Rosner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tronox Ltd. Ticker Security ID: Meeting Date Meeting Status TROX CUSIP Q9235V101 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffry N. Quinn Mgmt For For For 2 Elect Ilan Kaufthal Mgmt For For For 3 Elect Peter Johnston Mgmt For For For 4 Elect Wayne A. Hinman Mgmt For For For 5 Elect Andrew P. Hines Mgmt For For For 6 Elect Sipho A. Nkosi Mgmt For For For 7 Elect Ginger M. Jones Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Tronox Ltd. Ticker Security ID: Meeting Date Meeting Status TROX CUSIP Q9235V101 10/05/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ TrueBlue, Inc. Ticker Security ID: Meeting Date Meeting Status TBI CUSIP 89785X101 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen B. Brown Mgmt For For For 2 Elect Steven C. Cooper Mgmt For For For 3 Elect William C. Goings Mgmt For For For 4 Elect Kim Harris Jones Mgmt For For For 5 Elect Stephen M. Robb Mgmt For For For 6 Elect Jeffrey B. Mgmt For For For Sakaguchi 7 Elect Joseph P. Mgmt For For For Sambataro, Jr. 8 Elect Bonnie W. Soodik Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2016 Mgmt For For For Omnibus Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TrustCo Bank Corp NY Ticker Security ID: Meeting Date Meeting Status TRST CUSIP 898349105 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas O. Maggs Mgmt For For For 1.2 Elect Robert J. Mgmt For For For McCormick 1.3 Elect Lisa M. Ruetter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TTM Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TTMI CUSIP 87305R109 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rex D. Geveden Mgmt For For For 1.2 Elect Robert E. Klatell Mgmt For For For 1.3 Elect John G. Mayer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Umpqua Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UMPQ CUSIP 904214103 04/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peggy Y. Fowler Mgmt For For For 2 Elect Stephen M. Gambee Mgmt For For For 3 Elect James S. Greene Mgmt For For For 4 Elect Luis F. Machuca Mgmt For For For 5 Elect Cort L. O'Haver Mgmt For For For 6 Elect Maria M. Pope Mgmt For For For 7 Elect John F. Schultz Mgmt For For For 8 Elect Susan F. Stevens Mgmt For For For 9 Elect Hilliard C. Mgmt For For For Terry, III 10 Elect Bryan L. Timm Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Majority Mgmt For For For Vote for Election of Directors 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Unit Corporation Ticker Security ID: Meeting Date Meeting Status UNT CUSIP 909218109 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary R. Mgmt For For For Christopher 2 Elect Robert J. Mgmt For For For Sullivan, Jr. 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Financial Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status UBNK CUSIP 910304104 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H.W. Mgmt For For For Crawford 2 Elect Michael F. Mgmt For For For Crowley 3 Elect Raymond H. Mgmt For For For Lefurge 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Natural Foods, Inc. Ticker Security ID: Meeting Date Meeting Status UNFI CUSIP 911163103 12/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eric F. Artz Mgmt For For For 2 Elect Ann Torre Bates Mgmt For For For 3 Elect Denise M. Clark Mgmt For For For 4 Elect Daphne J. Mgmt For For For Dufresne 5 Elect Michael S. Funk Mgmt For For For 6 Elect James P. Mgmt For For For Heffernan 7 Elect Peter Roy Mgmt For For For 8 Elect Steven L. Spinner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment of the 2012 Mgmt For For For Equity Incentive Plan 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Approval of Severance Agreements 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose B. Alvarez Mgmt For For For 2 Elect Jenne K. Britell Mgmt For For For 3 Elect Marc A Bruno Mgmt For For For 4 Elect Bobby J. Griffin Mgmt For For For 5 Elect Terri L Kelly Mgmt For For For 6 Elect Michael J. Mgmt For For For Kneeland 7 Elect Gracia C. Martore Mgmt For For For 8 Elect Jason D. Mgmt For For For Papastavrou 9 Elect Filippo Passerini Mgmt For For For 10 Elect Donald C. Roof Mgmt For For For 11 Elect Shiv Singh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Universal Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UVE CUSIP 91359V107 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott P. Callahan Mgmt For For For 2 Elect Kimberly D. Mgmt For For For Cooper 3 Elect Sean P. Downes Mgmt For For For 4 Elect Darryl L. Lewis Mgmt For For For 5 Elect Ralph J. Palmieri Mgmt For For For 6 Elect Richard D. Mgmt For For For Peterson 7 Elect Michael A. Mgmt For For For Pietrangelo 8 Elect Ozzie A. Mgmt For For For Schindler 9 Elect Jon W. Springer Mgmt For For For 10 Elect Joel M. Wilentz Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 06/05/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward N. Antoian Mgmt For For For 2 Elect Sukhinder Singh Mgmt For For For Cassidy 3 Elect Harry S. Mgmt For Against Against Cherken, Jr. 4 Elect Scott Galloway Mgmt For For For 5 Elect Robert L. Hanson Mgmt For For For 6 Elect Margaret A. Hayne Mgmt For For For 7 Elect Richard A. Hayne Mgmt For For For 8 Elect Elizabeth Ann Mgmt For For For Lambert 9 Elect Joel S. Lawson Mgmt For For For III 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Valley National Bancorp Ticker Security ID: Meeting Date Meeting Status VLY CUSIP 919794107 04/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew B. Mgmt For For For Abramson 2 Elect Peter J. Baum Mgmt For For For 3 Elect Pamela R. Mgmt For For For Bronander 4 Elect Eric P. Edelstein Mgmt For For For 5 Elect Mary J. Steele Mgmt For Against Against Guilfoile 6 Elect Graham O. Jones Mgmt For Against Against 7 Elect Gerald Korde Mgmt For For For 8 Elect Michael L. Mgmt For For For LaRusso 9 Elect Marc J. Lenner Mgmt For For For 10 Elect Gerald H. Lipkin Mgmt For For For 11 Elect Ira Robbins Mgmt For For For 12 Elect Suresh L. Sani Mgmt For For For 13 Elect Jennifer W. Mgmt For For For Steans 14 Elect Jeffrey S. Wilks Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Valley National Bancorp Ticker Security ID: Meeting Date Meeting Status VLY CUSIP 919794107 12/14/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Vishay Intertechnology, Inc. Ticker Security ID: Meeting Date Meeting Status VSH CUSIP 928298108 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Zandman Mgmt For For For 1.2 Elect Ruta Zandman Mgmt For For For 1.3 Elect Ziv Shoshani Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Voya Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VOYA CUSIP 929089100 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynne Biggar Mgmt For For For 2 Elect Jane P. Chwick Mgmt For For For 3 Elect Ruth Ann M. Mgmt For For For Gillis 4 Elect J. Barry Griswell Mgmt For For For 5 Elect Rodney O. Mgmt For For For Martin, Jr. 6 Elect Byron H. Mgmt For For For Pollitt, Jr. 7 Elect Joseph V. Tripodi Mgmt For For For 8 Elect Deborah C. Wright Mgmt For For For 9 Elect David K. Zwiener Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Giromini 2 Elect Martin C. Jischke Mgmt For For For 3 Elect John G. Boss Mgmt For For For 4 Elect John E. Kunz Mgmt For For For 5 Elect Larry J. Magee Mgmt For For For 6 Elect Ann D. Murtlow Mgmt For For For 7 Elect Scott K. Sorensen Mgmt For For For 8 Elect Brent L. Yeagy Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walker & Dunlop Inc. Ticker Security ID: Meeting Date Meeting Status WD CUSIP 93148P102 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan J. Bowers Mgmt For For For 1.2 Elect Cynthia A. Mgmt For For For Hallenbeck 1.3 Elect Michael D. Malone Mgmt For For For 1.4 Elect John Rice Mgmt For For For 1.5 Elect Dana L. Schmaltz Mgmt For For For 1.6 Elect Howard W. Smith Mgmt For For For III 1.7 Elect William M. Walker Mgmt For For For 1.8 Elect Michael J. Warren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Washington Federal, Inc. Ticker Security ID: Meeting Date Meeting Status WAFD CUSIP 938824109 01/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent J. Beardall Mgmt For For For 1.2 Elect Mark Tabbutt Mgmt For For For 1.3 Elect Roy M. Whitehead Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Wellcare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard C. Breon Mgmt For For For 2 Elect Kenneth A. Mgmt For For For Burdick 3 Elect Amy Mgmt For For For Compton-Phillips 4 Elect H. James Dallas Mgmt For For For 5 Elect Kevin F. Hickey Mgmt For For For 6 Elect Christian P. Mgmt For For For Michalik 7 Elect Glenn D. Steele, Mgmt For For For Jr. 8 Elect William L. Mgmt For For For Trubeck 9 Elect Kathleen E. Walsh Mgmt For For For 10 Elect Paul E. Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ West Corporation Ticker Security ID: Meeting Date Meeting Status WSTC CUSIP 952355204 07/26/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ William Lyon Homes Ticker Security ID: Meeting Date Meeting Status WLH CUSIP 552074700 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas K. Mgmt For For For Ammerman 1.2 Elect Thomas F. Mgmt For For For Harrison 1.3 Elect Gary H. Hunt Mgmt For For For 1.4 Elect William H. Lyon Mgmt For For For 1.5 Elect Matthew R. Mgmt For For For Niemann 1.6 Elect Lynn Carlson Mgmt For For For Schell 1.7 Elect Matthew R. Zaist Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/30/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ken R. Bramlett, Mgmt For For For Jr. 1.2 Elect James R. Gilreath Mgmt For For For 1.3 Elect Janet Lewis Mgmt For For For Matricciani 1.4 Elect Scott J. Mgmt For For For Vassalluzzo 1.5 Elect Charles D. Way Mgmt For For For 1.6 Elect Darrell E. Mgmt For For For Whitaker 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Approval of the 2017 Mgmt For For For Stock Incentive Plan 5 Authorization of Board Mgmt For For For to Set Board Size 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 06/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry C. Atkin Mgmt For For For 2 Elect Gary L. Mgmt For For For Crittenden 3 Elect Suren K Gupta Mgmt For For For 4 Elect J. David Heaney Mgmt For For For 5 Elect Vivian S. Lee Mgmt For For For 6 Elect Edward F Murphy Mgmt For For For 7 Elect Roger B. Porter Mgmt For For For 8 Elect Stephen D. Quinn Mgmt For For For 9 Elect Harris H. Simmons Mgmt For For For 10 Elect Barbara A. Mgmt For For For Yastine 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL DIVERSIFIED INCOME FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Vanguard Group, Inc. Ticker Security ID: Meeting Date Meeting Status VASVX CUSIP 921946406 11/15/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mortimer J. Mgmt For For For Buckley 1.2 Elect Emerson U. Mgmt For For For Fullwood 1.3 Elect Amy Gutmann Mgmt For For For 1.4 Elect JoAnn Heffernan Mgmt For For For Heisen 1.5 Elect F. Joseph Mgmt For For For Loughrey 1.6 Elect Mark Loughridge Mgmt For For For 1.7 Elect Scott C. Malpass Mgmt For For For 1.8 Elect F. William Mgmt For For For McNabb, III 1.9 Elect Deanna M. Mgmt For For For Mulligan 1.10 Elect Andre F. Perold Mgmt For For For 1.11 Elect Sarah Bloom Mgmt For For For Raskin 1.12 Elect Peter F. Mgmt For For For Volanakis 2 Approval of Manager of Mgmt For For For Managers Structure 3 Approval of a Manager Mgmt For For For of Managers Structure with Wholly-Owned Subsidiaries Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL EQUITY INCOME FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect Edward M. Liddy Mgmt For For For 1.5 Elect Nancy McKinstry Mgmt For For For 1.6 Elect Phebe N. Mgmt For For For Novakovic 1.7 Elect William A. Osborn Mgmt For For For 1.8 Elect Samuel C. Scott Mgmt For For For III 1.9 Elect Daniel J. Starks Mgmt For For For 1.10 Elect John G. Stratton Mgmt For For For 1.11 Elect Glenn F. Tilton Mgmt For For For 1.12 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roxanne S. Austin Mgmt For For For 1.2 Elect Richard A. Mgmt For For For Gonzalez 1.3 Elect Rebecca B. Mgmt For For For Roberts 1.4 Elect Glenn F. Tilton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Elimination of Mgmt For For For Supermajority Requirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 9 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jaime Ardila Mgmt For For For Gomez 2 Elect Charles H. Mgmt For For For Giancarlo 3 Elect Herbert Hainer Mgmt For For For 4 Elect Marjorie Magner Mgmt For For For 5 Elect Nancy McKinstry Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Elect Gilles Pelisson Mgmt For For For 8 Elect Paula A. Price Mgmt For For For 9 Elect Arun Sarin Mgmt For For For 10 Elect Frank K. Tang Mgmt For For For 11 Elect Tracey T. Travis Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2010 Mgmt For For For Share Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Issuance of Treasury Mgmt For For For Shares 18 Internal Merger Mgmt For For For Transaction 19 Amendment to Articles Mgmt For For For Regarding Shareholder Approval of Internal Transactions ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent Roche Mgmt For For For 3 Elect James A. Champy Mgmt For For For 4 Elect Bruce R. Evans Mgmt For For For 5 Elect Edward H. Frank Mgmt For For For 6 Elect Mark M. Little Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect Kenton J. Mgmt For For For Sicchitano 9 Elect Lisa T. Su Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Hay, III Mgmt For For For 2 Elect Julie A. Hill Mgmt For For For 3 Elect Antonio F. Neri Mgmt For For For 4 Elect Ramiro G. Peru Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Right to Call Special Mgmt For Abstain Against Meetings (20% Threshold) 8 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. Robert Bartolo Mgmt For For For 2 Elect Jay A. Brown Mgmt For For For 3 Elect Cindy Christy Mgmt For For For 4 Elect Ari Q. Fitzgerald Mgmt For For For 5 Elect Robert E. Mgmt For For For Garrison II 6 Elect Andrea J. Mgmt For For For Goldsmith 7 Elect Lee W. Hogan Mgmt For For For 8 Elect Edward C. Mgmt For For For Hutcheson, Jr. 9 Elect J. Landis Martin Mgmt For For For 10 Elect Robert F. Mgmt For For For McKenzie 11 Elect Anthony J. Melone Mgmt For For For 12 Elect W. Benjamin Mgmt For For For Moreland 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CVS Health Corp Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 03/13/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Stock for MGMT For For For Merger 2 Right to Adjourn MGMT For For For Meeting ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 06/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Mgmt For For For Bracken 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Mgmt For For For Millon 9 Elect Mary L. Schapiro Mgmt For For For 10 Elect Richard J. Swift Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Reduce Threshold for Mgmt For For For Shareholders' Right to Call a Special Meeting 16 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ________________________________________________________________________________ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Joseph F. Eazor Mgmt For For For 6 Elect Cynthia A. Mgmt For For For Glassman 7 Elect Thomas G. Maheras Mgmt For For For 8 Elect Michael H. Moskow Mgmt For For For 9 Elect David W. Nelms Mgmt For For For 10 Elect Mark A. Thierer Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Weinbach 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela L. Carter Mgmt For For For 1.2 Elect Clarence P. Mgmt For For For Cazalot, Jr. 1.3 Elect Marcel R. Coutu Mgmt For For For 1.4 Elect Gregory L. Ebel Mgmt For For For 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles W. Mgmt For For For Fischer 1.7 Elect V. Maureen Mgmt For For For Kempston Darkes 1.8 Elect Michael McShane Mgmt For For For 1.9 Elect Al Monaco Mgmt For For For 1.10 Elect Michael E.J. Mgmt For For For Phelps 1.11 Elect Dan C. Tutcher Mgmt For Withhold Against 1.12 Elect Catherine L. Mgmt For For For Williams 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Linda R. Gooden Mgmt For For For 3 Elect Joseph Jimenez Mgmt For For For 4 Elect Jane L. Mendillo Mgmt For For For 5 Elect Michael G. Mullen Mgmt For For For 6 Elect James J. Mulva Mgmt For For For 7 Elect Patricia F. Russo Mgmt For For For 8 Elect Thomas M. Schoewe Mgmt For For For 9 Elect Theodore M. Solso Mgmt For For For 10 Elect Carol M. Mgmt For For For Stephenson 11 Elect Devin N. Wenig Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Company Fleet Greenhouse Gas Emissions ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Darius Adamczyk Mgmt For For For 2 Elect Duncan B. Angove Mgmt For For For 3 Elect William S. Ayer Mgmt For For For 4 Elect Kevin Burke Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect D. Scott Davis Mgmt For For For 7 Elect Linnet F. Deily Mgmt For For For 8 Elect Judd Gregg Mgmt For For For 9 Elect Clive Hollick Mgmt For For For 10 Elect Grace D. Lieblein Mgmt For For For 11 Elect George Paz Mgmt For For For 12 Elect Robin L. Mgmt For For For Washington 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Decrease in Threshold Mgmt For For For Required to Call a Special Meeting 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sarah E. Beshar Mgmt For For For 2 Elect Joseph R. Canion Mgmt For For For 3 Elect Martin L. Mgmt For For For Flanagan 4 Elect C. Robert Mgmt For For For Henrikson 5 Elect Ben F. Johnson Mgmt For For For III 6 Elect Denis Kessler Mgmt For Against Against 7 Elect Sir Nigel Mgmt For For For Sheinwald 8 Elect G. Richard Mgmt For For For Wagoner Jr. 9 Elect Phoebe A. Wood Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr For For For Regarding Simple Majority Vote ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary C. Beckerle Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Jennifer A. Mgmt For For For Doudna 5 Elect Alex Gorsky Mgmt For For For 6 Elect Mark B. McClellan Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For For For 8 Elect William D. Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect A. Eugene Mgmt For For For Washington 11 Elect Ronald A. Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Compliance Costs for the Purposes of Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ KAR Auction Services, Inc. Ticker Security ID: Meeting Date Meeting Status KAR CUSIP 48238T109 06/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Todd F. Bourell Mgmt For For For 2 Elect Donna R. Ecton Mgmt For For For 3 Elect James P. Hallett Mgmt For For For 4 Elect Mark E. Hill Mgmt For For For 5 Elect J. Mark Howell Mgmt For For For 6 Elect Lynn Jolliffe Mgmt For For For 7 Elect Michael T. Mgmt For For For Kestner 8 Elect John P. Larson Mgmt For For For 9 Elect Stephen E. Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David H. Mgmt For For For Batchelder 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Sandra B. Cochran Mgmt For Withhold Against 1.5 Elect Laurie Z. Douglas Mgmt For For For 1.6 Elect Richard W. Mgmt For For For Dreiling 1.7 Elect Marshall O. Mgmt For For For Larsen 1.8 Elect James H. Morgan Mgmt For For For 1.9 Elect Robert A. Niblock Mgmt For For For 1.10 Elect Brian C. Rogers Mgmt For For For 1.11 Elect Bertram L. Scott Mgmt For For For 1.12 Elect Lisa W. Wardell Mgmt For For For 1.13 Elect Eric C. Wiseman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Mgmt For For For Sullivan 2 Elect Tunc Doluca Mgmt For For For 3 Elect Tracy C. Accardi Mgmt For For For 4 Elect James R. Bergman Mgmt For Against Against 5 Elect Joseph R. Bronson Mgmt For For For 6 Elect Robert E. Grady Mgmt For For For 7 Elect William D. Mgmt For For For Watkins 8 Elect MaryAnn Wright Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Medtronic Plc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP G5960L103 12/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Craig Arnold Mgmt For For For 3 Elect Scott C. Donnelly Mgmt For For For 4 Elect Randall J. Hogan Mgmt For For For III 5 Elect Omar Ishrak Mgmt For For For 6 Elect Shirley Ann Mgmt For For For Jackson 7 Elect Michael O. Mgmt For For For Leavitt 8 Elect James T. Lenehan Mgmt For For For 9 Elect Elizabeth G. Mgmt For For For Nabel 10 Elect Denise M. O'Leary Mgmt For For For 11 Elect Kendall J. Powell Mgmt For Against Against 12 Elect Robert C. Pozen Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Amendment to the 2013 Mgmt For For For Stock Award and Incentive Plan ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Pamela J. Craig Mgmt For For For 4 Elect Kenneth C. Mgmt For For For Frazier 5 Elect Thomas H. Glocer Mgmt For For For 6 Elect Rochelle B. Mgmt For For For Lazarus 7 Elect John H. Mgmt For For For Noseworthy 8 Elect Paul B. Rothman Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Craig B. Thompson Mgmt For For For 11 Elect Inge G. Thulin Mgmt For For For 12 Elect Wendell P. Weeks Mgmt For Against Against 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/29/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Reid G. Hoffman Mgmt For For For 3 Elect Hugh F. Johnston Mgmt For For For 4 Elect Teri L. Mgmt For For For List-Stoll 5 Elect Satya Nadella Mgmt For For For 6 Elect Charles H. Noski Mgmt For For For 7 Elect Helmut G. W. Mgmt For For For Panke 8 Elect Sandra E. Mgmt For For For Peterson 9 Elect Penny S. Pritzker Mgmt For For For 10 Elect Charles W. Scharf Mgmt For For For 11 Elect Arne M. Sorenson Mgmt For For For 12 Elect John W. Stanton Mgmt For For For 13 Elect John W. Thompson Mgmt For For For 14 Elect Padmasree Warrior Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Approval of Material Mgmt For For For Terms of Performance Goals Under Executive Incentive Plan 19 Approval of the 2017 Mgmt For For For Stock Plan ________________________________________________________________________________ NASDAQ, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Melissa M. Mgmt For For For Arnoldi 2 Elect Charlene T. Mgmt For For For Begley 3 Elect Steven D. Black Mgmt For For For 4 Elect Adena T. Friedman Mgmt For For For 5 Elect Essa Kazim Mgmt For For For 6 Elect Thomas A. Kloet Mgmt For For For 7 Elect John D. Rainey Mgmt For For For 8 Elect Michael R. Mgmt For For For Splinter 9 Elect Jacob Wallenberg Mgmt For For For 10 Elect Lars Wedenborn Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the Mgmt For For For Equity Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Nielsen Holdings plc Ticker Security ID: Meeting Date Meeting Status NLSN CUSIP G6518L108 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Mgmt For For For Attwood, Jr. 2 Elect Mitch Barns Mgmt For For For 3 Elect Guerrino De Luca Mgmt For For For 4 Elect Karen M. Hoguet Mgmt For For For 5 Elect Harish M. Manwani Mgmt For For For 6 Elect Robert C. Pozen Mgmt For For For 7 Elect David Rawlinson Mgmt For For For 8 Elect Javier G. Teruel Mgmt For For For 9 Elect Lauren Zalaznick Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Statutory Auditor 12 Authority to Set Mgmt For For For Auditor's Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Remuneration Report Mgmt For For For (Advisory) 15 Remuneration Report Mgmt For For For (Binding) ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard I. Atkins Mgmt For For For 3 Elect Eugene L. Mgmt For For For Batchelder 4 Elect John E. Feick Mgmt For For For 5 Elect Margaret M. Foran Mgmt For For For 6 Elect Carlos M. Mgmt For For For Gutierrez 7 Elect Vicki A. Hollub Mgmt For For For 8 Elect William R. Klesse Mgmt For For For 9 Elect Jack B. Moore Mgmt For For For 10 Elect Avedick B. Mgmt For For For Poladian 11 Elect Elisse B. Walter Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Alan R. Batkin Mgmt For For For 3 Elect Mary C. Choksi Mgmt For For For 4 Elect Robert Charles Mgmt For For For Clark 5 Elect Leonard S. Mgmt For For For Coleman, Jr. 6 Elect Susan S. Denison Mgmt For For For 7 Elect Ronnie S. Hawkins Mgmt For For For 8 Elect Deborah J. Mgmt For For For Kissire 9 Elect Gracia C. Martore Mgmt For For For 10 Elect Linda Johnson Mgmt For For For Rice 11 Elect Valerie M. Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Cesar Conde Mgmt For For For 4 Elect Ian M. Cook Mgmt For For For 5 Elect Dina Dublon Mgmt For For For 6 Elect Richard W. Fisher Mgmt For For For 7 Elect William R. Mgmt For For For Johnson 8 Elect Indra K. Nooyi Mgmt For For For 9 Elect David C. Page Mgmt For For For 10 Elect Robert C. Pohlad Mgmt For For For 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Darren Walker Mgmt For For For 13 Elect Alberto Weisser Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Mgmt For For For Ausiello 2 Elect Ronald E. Mgmt For For For Blaylock 3 Elect Albert Bourla Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Joseph J. Mgmt For For For Echevarria 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect James M. Kilts Mgmt For For For 8 Elect Dan R. Littman Mgmt For For For 9 Elect Shantanu Narayen Mgmt For For For 10 Elect Suzanne Nora Mgmt For For For Johnson 11 Elect Ian C. Read Mgmt For For For 12 Elect James C. Smith Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the French Mgmt For For For Sub-Plan under the 2014 Stock Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/23/2018 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara T. Mgmt For For For Alexander 1.2 Elect Jeffry W. Mgmt For For For Henderson 1.3 Elect Thomas W. Horton Mgmt For For For 1.4 Elect Paul E. Jacobs Mgmt For For For 1.5 Elect Ann M. Livermore Mgmt For For For 1.6 Elect Harish M. Manwani Mgmt For For For 1.7 Elect Mark D. Mgmt For For For McLaughlin 1.8 Elect Steven M. Mgmt For For For Mollenkopf 1.9 Elect Clark T. Randt, Mgmt For For For Jr. 1.10 Elect Francisco Ros Mgmt For For For 1.11 Elect Anthony J. Mgmt For For For Vinciquerra 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2001 Mgmt For For For Employee Stock Purchase Plan 5 Elimination of Mgmt For For For Supermajority Requirements Relating to Removal of Directors 6 Elimination of Mgmt For For For Supermajority Requirements Relating to Amendments and Obsolete Provisions 7 Elimination of Mgmt For For For Supermajority Requirements Relating to Certain Transactions with Interested Stockholders 8 Shareholder Proposal ShrHoldr Against Against For Regarding Repeal of Bylaw Amendments ________________________________________________________________________________ Robert Half International Inc. Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold M. Mgmt For For For Messmer, Jr. 1.2 Elect Marc H. Morial Mgmt For For For 1.3 Elect Barbara J. Mgmt For For For Novogradac 1.4 Elect Robert J. Pace Mgmt For For For 1.5 Elect Fredrick A. Mgmt For For For Richman 1.6 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David C. Adams Mgmt For For For 2 Elect Karen L. Daniel Mgmt For For For 3 Elect Ruth Ann M. Mgmt For For For Gillis 4 Elect James P. Holden Mgmt For For For 5 Elect Nathan J. Jones Mgmt For For For 6 Elect Henry W. Knueppel Mgmt For For For 7 Elect W. Dudley Lehman Mgmt For For For 8 Elect Nicholas T. Mgmt For For For Pinchuk 9 Elect Gregg M. Sherrill Mgmt For For For 10 Elect Donald J. Mgmt For For For Stebbins 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Rodney C. Adkins Mgmt For For For 3 Elect Michael J. Burns Mgmt For For For 4 Elect William R. Mgmt For Against Against Johnson 5 Elect Candace Kendle Mgmt For For For 6 Elect Ann M. Livermore Mgmt For For For 7 Elect Rudy H.P. Markham Mgmt For For For 8 Elect Franck J. Moison Mgmt For For For 9 Elect Clark T. Randt, Mgmt For For For Jr. 10 Elect Christiana Shi Mgmt For For For 11 Elect John T. Stankey Mgmt For For For 12 Elect Carol B. Tome Mgmt For For For 13 Elect Kevin M. Warsh Mgmt For For For 14 2018 Omnibus Incentive Mgmt For For For Compensation Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 18 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard L. Mgmt For For For Carrion 4 Elect Melanie L. Healey Mgmt For For For 5 Elect M. Frances Keeth Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Clarence Otis, Mgmt For For For Jr. 8 Elect Rodney E. Slater Mgmt For For For 9 Elect Kathryn A. Tesija Mgmt For For For 10 Elect Gregory D. Wasson Mgmt For For For 11 Elect Gregory G. Weaver Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Cybersecurity 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Deferral Plan ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Celeste A. Clark Mgmt For For For 3 Elect Theodore F. Mgmt For For For Craver, Jr. 4 Elect Elizabeth A. Duke Mgmt For For For 5 Elect Donald M. James Mgmt For For For 6 Elect Maria R. Morris Mgmt For For For 7 Elect Karen B. Peetz Mgmt For For For 8 Elect Juan A. Pujadas Mgmt For For For 9 Elect James H. Quigley Mgmt For For For 10 Elect Ronald L. Sargent Mgmt For For For 11 Elect Timothy J. Sloan Mgmt For For For 12 Elect Suzanne M. Mgmt For For For Vautrinot 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For Against Against 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Social Responsibility 17 Shareholder Proposal ShrHoldr Against Against For Regarding Incentive Compensation Report Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL LONG/SHORT EQUITY FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Abiomed Inc. Ticker Security ID: Meeting Date Meeting Status ABMD CUSIP 003654100 08/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dorothy E. Puhy Mgmt For For For 1.2 Elect Paul G. Thomas Mgmt For For For 1.3 Elect Christopher D. Mgmt For For For Van Gorder 2 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Angie's List Inc. Ticker Security ID: Meeting Date Meeting Status ANGI CUSIP 034754101 09/29/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Bazaarvoice, Inc. Ticker Security ID: Meeting Date Meeting Status BV CUSIP 073271108 11/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig A. Mgmt For For For Barbarosh 1.2 Elect Thomas J. Mgmt For For For Meredith 2 Repeal of Classified Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CareDx, Inc. Ticker Security ID: Meeting Date Meeting Status CDNA CUSIP 14167L103 07/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael D. Mgmt For For For Goldberg 1.2 Elect Peter Maag Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Shares Mgmt For For For Upon Debenture Conversion ________________________________________________________________________________ Enduro Royalty Trust Ticker Security ID: Meeting Date Meeting Status NDRO CUSIP 29269K100 08/30/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Purchase and Sale Mgmt For For For Agreement with Chisholm Energy Holdings, LLC 2 Purchase and Sale Mgmt For For For Agreement with OXY USA, Inc. 3 Purchase and Sale Mgmt For For For Agreement with Forge Energy, LLC 4 Purchase and Sale Mgmt For For For Agreement with Summit West Resources LP 5 Purchase and Sale Mgmt For For For Agreement with DE Midland III LLC 6 Purchase and Sale Mgmt For For For Agreement with Parsley Energy, LP 7 Purchase and Sale Mgmt For For For Agreement with Tracker Resource Development III LLC 8 Purchase and Sale Mgmt For For For Agreement with QEP Energy Company 9 Amendments to the Mgmt For For For Trust Agreement 10 Amendments to the Mgmt For For For Conveyance of Net Profits Interest 11 Amendments to the Mgmt For For For Trust Agreement 12 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Global Eagle Entertainment Inc. Ticker Security ID: Meeting Date Meeting Status ENT CUSIP 37951D102 12/21/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert W. Reding Mgmt For For For 2 Elect Ronald Steger Mgmt For For For 3 Approve 2017 Omnibus Mgmt For For For Long-Term Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Iteris, Inc. Ticker Security ID: Meeting Date Meeting Status ITI CUSIP 46564T107 11/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Bergera Mgmt For For For 1.2 Elect Kevin C. Daly Mgmt For For For 1.3 Elect Scott E. Deeter Mgmt For For For 1.4 Elect Gerard M. Mooney Mgmt For For For 1.5 Elect Thomas L. Thomas Mgmt For For For 1.6 Elect Mikel H. Williams Mgmt For For For 2 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kingstone Companies, Inc. Ticker Security ID: Meeting Date Meeting Status KINS CUSIP 496719105 08/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry Goldstein Mgmt For For For 1.2 Elect Jay M. Haft Mgmt For Withhold Against 1.3 Elect Floyd R. Tupper Mgmt For For For 1.4 Elect William L. Yankus Mgmt For For For 1.5 Elect Carla A. D'Andre Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ magicJack VocalTec Ltd. Ticker Security ID: Meeting Date Meeting Status CALL CUSIP M6787E101 07/31/2017 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Employment Mgmt For Against Against Agreement and Equity Grants to CEO 2 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 3 Amendment to the 2013 Mgmt For Against Against Stock Incentive Plan 4 Amendment to the 2013 Mgmt For Against Against Israeli Stock Plan 5 Amend Compensation Mgmt For For For Policy 6 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Raymond James Financial, Inc. Ticker Security ID: Meeting Date Meeting Status RJF CUSIP 754730109 02/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles von Mgmt For For For Arentschildt 2 Elect Shelley G. Mgmt For For For Broader 3 Elect Jeffrey N. Mgmt For For For Edwards 4 Elect Benjamin C. Esty Mgmt For For For 5 Elect Francis S. Mgmt For For For Godbold 6 Elect Thomas A. James Mgmt For For For 7 Elect Gordon L. Johnson Mgmt For For For 8 Elect Rodrick C. Mgmt For For For McGeary 9 Elect Paul C. Reilly Mgmt For For For 10 Elect Robert P. Mgmt For For For Saltzman 11 Elect Susan N. Story Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RLJ Lodging Trust Ticker Security ID: Meeting Date Meeting Status RLJ CUSIP 74965L101 08/15/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 11/08/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For For For and Reduce Authorized Shares ________________________________________________________________________________ YuMe Inc Ticker Security ID: Meeting Date Meeting Status YUME CUSIP 98872B104 07/27/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect John Mutch Mgmt For For For 3 Elect Stephen Domenik Mgmt For For For 4 Elect Brian J. Kelley Mgmt For For For 5 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL MID VALUE FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Glenn Earle Mgmt For For For 4 Elect Niall Ferguson Mgmt For For For 5 Elect Sean M. Healey Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Patrick T. Ryan Mgmt For For For 8 Elect Karen Yerburgh Mgmt For For For 9 Elect Jide J. Zeitlin Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Elect Nathaniel Dalton Mgmt For For For ________________________________________________________________________________ Allison Transmission Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ALSN CUSIP 01973R101 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stan A. Askren Mgmt For For For 2 Elect Lawrence E. Dewey Mgmt For For For 3 Elect David C. Everitt Mgmt For For For 4 Elect Alvaro Mgmt For For For Garcia-Tunon 5 Elect David S. Graziosi Mgmt For For For 6 Elect William R. Harker Mgmt For For For 7 Elect Richard P. Lavin Mgmt For For For 8 Elect Thomas W. Rabaut Mgmt For For For 9 Elect Richard V. Mgmt For For For Reynolds 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wellington J. Mgmt For For For Denahan-Norris 2 Elect Michael Haylon Mgmt For For For 3 Elect Donnell A. Mgmt For For For Segalas 4 Elect Katie B. Fallon Mgmt For For For 5 Elect Vicki Williams Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ascena Retail Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASNA CUSIP 04351G101 12/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David R. Jaffe Mgmt For For For 2 Elect Catherine E. Mgmt For For For Buggeln 3 Elect Carl S. Rubin Mgmt For For For 4 Approval of the 2018 Mgmt For For For Employee Stock Purchase Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Assured Guaranty Ltd. Ticker Security ID: Meeting Date Meeting Status AGO CUSIP G0585R106 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francisco L. Mgmt For For For Borges 2 Elect G. Lawrence Buhl Mgmt For For For 3 Elect Dominic J. Mgmt For For For Frederico 4 Elect Bonnie L. Howard Mgmt For For For 5 Elect Thomas W. Jones Mgmt For For For 6 Elect Patrick W. Kenny Mgmt For For For 7 Elect Alan J. Kreczko Mgmt For For For 8 Elect Simon W. Leathes Mgmt For For For 9 Elect Michael T. O'Kane Mgmt For For For 10 Elect Yukiko Omura Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Elect Howard W. Albert Mgmt For For For 14 Elect Robert A. Mgmt For For For Bailenson 15 Elect Russel B. Brewer Mgmt For For For II 16 Elect Gary Burnet Mgmt For For For 17 Elect Ling Chow Mgmt For For For 18 Elect Stephen Mgmt For For For Donnarumma 19 Elect Dominic J. Mgmt For For For Frederico 20 Elect Walter A. Scott Mgmt For For For 21 Ratification of Mgmt For For For Subsidiary Auditor ________________________________________________________________________________ Axalta Coating Systems Limited Ticker Security ID: Meeting Date Meeting Status AXTA CUSIP G0750C108 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert M. Mgmt For For For McLaughlin 1.2 Elect Samuel L. Smolik Mgmt For For For 2 Board Declassification Mgmt For For For 3 Bylaw Amendment to Mgmt For For For Remove Provisions Relating to Former Controlling Shareholder 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2014 Mgmt For For For Incentive Award Plan ________________________________________________________________________________ CarMax, Inc. Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Bensen Mgmt For For For 2 Elect Ronald E. Mgmt For For For Blaylock 3 Elect Sona Chawla Mgmt For For For 4 Elect Thomas J. Mgmt For For For Folliard 5 Elect Shira D. Goodman Mgmt For For For 6 Elect Robert J. Hombach Mgmt For For For 7 Elect David W. Mgmt For For For McCreight 8 Elect William D. Nash Mgmt For For For 9 Elect Marcella Shinder Mgmt For For For 10 Elect Mitchell D. Mgmt For For For Steenrod 11 Elect William R. Tiefel Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ CBRE Group, Inc. Ticker Security ID: Meeting Date Meeting Status CBRE CUSIP 12504L109 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Beth F. Cobert Mgmt For For For 3 Elect Curtis F. Feeny Mgmt For For For 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Paula Rosput Mgmt For For For Reynolds 7 Elect Robert E. Mgmt For For For Sulentic 8 Elect Laura D'Andrea Mgmt For For For Tyson 9 Elect Ray Wirta Mgmt For For For 10 Elect Sanjiv Yajnik Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Decrease in Threshold Mgmt For Abstain Against Required to Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ CenturyLink, Inc. Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martha H. Bejar Mgmt For For For 1.2 Elect Virginia Boulet Mgmt For For For 1.3 Elect Peter C. Brown Mgmt For For For 1.4 Elect Kevin P. Chilton Mgmt For For For 1.5 Elect Steven T. Clontz Mgmt For For For 1.6 Elect T. Michael Glenn Mgmt For For For 1.7 Elect W. Bruce Hanks Mgmt For For For 1.8 Elect Mary L. Landrieu Mgmt For For For 1.9 Elect Harvey P. Perry Mgmt For For For 1.10 Elect Glen F. Post III Mgmt For For For 1.11 Elect Michael J. Mgmt For For For Roberts 1.12 Elect Laurie A. Siegel Mgmt For For For 1.13 Elect Jeffrey K. Storey Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Approval of 2018 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Billing Practices ________________________________________________________________________________ Civeo Corporation Ticker Security ID: Meeting Date Meeting Status CVEO CUSIP 17878Y108 03/28/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Civeo Corporation Ticker Security ID: Meeting Date Meeting Status CVEO CUSIP 17878Y108 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C. Ronald Mgmt For For For Blankenship 1.2 Elect Charles Mgmt For For For Szalkowski 1.3 Elect Ronald J. Mgmt For For For Gilbertson 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to 2014 Mgmt For For For Equity Participantion Plan ________________________________________________________________________________ Deckers Outdoor Corporation Ticker Security ID: Meeting Date Meeting Status DECK CUSIP 243537107 12/14/2017 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kirsten J. Mgmt N/A TNA N/A Feldman 1.2 Elect Steve Fuller Mgmt N/A TNA N/A 1.3 Elect Anne Waterman Mgmt N/A TNA N/A 1.4 Elect Mgmt. Nominee Mgmt N/A TNA N/A Michael F. Devine, III 1.5 Elect Mgmt. Nominee Mgmt N/A TNA N/A Nelson C. Chan 1.6 Elect Mgmt. Nominee Mgmt N/A TNA N/A David Powers 1.7 Elect Mgmt. Nominee Mgmt N/A TNA N/A James Quinn 1.8 Elect Mgmt. Nominee Mgmt N/A TNA N/A Lauri Shanahan 1.9 Elect Mgmt. Nominee Mgmt N/A TNA N/A Bonita C. Stewart 2 Shareholder Proposal ShrHoldr N/A TNA N/A Regarding Repeal of Bylaw Amendments 3 Ratification of Auditor Mgmt N/A TNA N/A 4 Frequency of Advisory Mgmt N/A TNA N/A Vote on Executive Compensation 5 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation ________________________________________________________________________________ Deckers Outdoor Corporation Ticker Security ID: Meeting Date Meeting Status DECK CUSIP 243537107 12/14/2017 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Gibbons Mgmt For For For 1.2 Elect Karyn O. Barsa Mgmt For For For 1.3 Elect Nelson C. Chan Mgmt For For For 1.4 Elect Michael F. Mgmt For For For Devine, III 1.5 Elect John G. Perenchio Mgmt For For For 1.6 Elect David Powers Mgmt For For For 1.7 Elect James Quinn Mgmt For For For 1.8 Elect Lauri Shanahan Mgmt For For For 1.9 Elect Bonita C. Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Repeal of Bylaw Amendments ________________________________________________________________________________ DHI Group, Inc. Ticker Security ID: Meeting Date Meeting Status DHX CUSIP 23331S100 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Art Zeile Mgmt For For For 2 Elect Jim Friedlich Mgmt For For For 3 Elect Golnar Mgmt For For For Sheikholeslami 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dollar General Corporation Ticker Security ID: Meeting Date Meeting Status DG CUSIP 256677105 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren F. Bryant Mgmt For For For 2 Elect Michael M. Mgmt For For For Calbert 3 Elect Sandra B. Cochran Mgmt For Against Against 4 Elect Patricia Mgmt For For For Fili-Krushel 5 Elect Timothy I. Mgmt For For For McGuire 6 Elect Paula A. Price Mgmt For Abstain Against 7 Elect William C. Mgmt For For For Rhodes, III 8 Elect Ralph E. Santana Mgmt For For For 9 Elect Todd J. Vasos Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ E*TRADE Financial Corporation Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Carbone 2 Elect James P. Healy Mgmt For For For 3 Elect Kevin T. Kabat Mgmt For For For 4 Elect Frederick W. Mgmt For For For Kanner 5 Elect James Lam Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Shelley B. Mgmt For For For Leibowitz 8 Elect Karl A. Roessner Mgmt For For For 9 Elect Rebecca Saeger Mgmt For For For 10 Elect Joseph L. Mgmt For For For Sclafani 11 Elect Gary H. Stern Mgmt For For For 12 Elect Donna L. Weaver Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of 2018 Mgmt For For For Employee Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fred D. Anderson Mgmt For For For Jr. 2 Elect Anthony J. Bates Mgmt For For For 3 Elect Adriane M. Brown Mgmt For For For 4 Elect Diana Farrell Mgmt For For For 5 Elect Logan D. Green Mgmt For For For 6 Elect Bonnie S. Hammer Mgmt For For For 7 Elect Kathleen C. Mitic Mgmt For Against Against 8 Elect Pierre M. Omidyar Mgmt For For For 9 Elect Paul S. Pressler Mgmt For For For 10 Elect Robert H. Swan Mgmt For For For 11 Elect Thomas J. Tierney Mgmt For For For 12 Elect Perry M. Traquina Mgmt For For For 13 Elect Devin N. Wenig Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Ratification of Mgmt For Against Against Special Meeting Provisions ________________________________________________________________________________ Enstar Group Limited Ticker Security ID: Meeting Date Meeting Status ESGR CUSIP G3075P101 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sandra L. Boss Mgmt For For For 2 Elect Hans-Peter Mgmt For For For Gerhardt 3 Elect Dominic F. Mgmt For For For Silvester 4 Elect Poul A. Winslow Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Election of Subsidiary Mgmt For For For Directors ________________________________________________________________________________ Fidelity National Information Services, Inc. Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ellen R. Alemany Mgmt For For For 2 Elect Keith W. Hughes Mgmt For For For 3 Elect David K. Hunt Mgmt For For For 4 Elect Stephan A. James Mgmt For For For 5 Elect Leslie M. Muma Mgmt For For For 6 Elect Gary A. Norcross Mgmt For For For 7 Elect Louise M. Parent Mgmt For For For 8 Elect James B. Mgmt For For For Stallings, Jr. 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Gentex Corporation Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP 371901109 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leslie Brown Mgmt For For For 1.2 Elect Gary Goode Mgmt For For For 1.3 Elect James Hollars Mgmt For For For 1.4 Elect John Mulder Mgmt For For For 1.5 Elect Richard O. Schaum Mgmt For For For 1.6 Elect Frederick Sotok Mgmt For For For 1.7 Elect James Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HCA Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Milton Johnson Mgmt For For For 2 Elect Robert J. Dennis Mgmt For Against Against 3 Elect Nancy-Ann DeParle Mgmt For For For 4 Elect Thomas F. Frist Mgmt For For For III 5 Elect William R. Frist Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday, Jr. 7 Elect Ann H. Lamont Mgmt For For For 8 Elect Geoffrey G. Mgmt For For For Meyers 9 Elect Michael W. Mgmt For For For Michelson 10 Elect Wayne J. Riley Mgmt For For For 11 Elect John W. Rowe Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph R. Bronson Mgmt For For For 2 Elect Juan Jose Suarez Mgmt For For For Coppel 3 Elect Robert C. Mgmt For For For Davidson, Jr. 4 Elect Steven J. Mgmt For For For Demetriou 5 Elect Ralph E. Eberhart Mgmt For For For 6 Elect Dawne S. Hickton Mgmt For For For 7 Elect Linda Fayne Mgmt For For For Levinson 8 Elect Robert A. Mgmt For For For McNamara 9 Elect Peter J. Mgmt For For For Robertson 10 Elect Chris M.T. Mgmt For For For Thompson 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Knowles Corp Ticker Security ID: Meeting Date Meeting Status KN CUSIP 49926D109 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Didier Hirsch Mgmt For For For 2 Elect Ronald Jankov Mgmt For For For 3 Elect Ye Jane Li Mgmt For For For 4 Elect Cheryl L. Shavers Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Amend the Certificate Mgmt For For For of Incorporation to Declassify the Board and Provide for Director Removal Without Cause 8 2018 Equity and Cash Mgmt For For For Incentive Plan ________________________________________________________________________________ Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Mgmt For For For Anderson 2 Elect Jean-Luc Mgmt For For For Belingard 3 Elect D. Gary Gilliland Mgmt For For For 4 Elect David P. King Mgmt For For For 5 Elect Garheng Kong Mgmt For For For 6 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 7 Elect Peter M. Neupert Mgmt For For For 8 Elect Richelle P. Mgmt For For For Parham 9 Elect Adam H. Schechter Mgmt For For For 10 Elect R. Sanders Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Leucadia National Corporation Ticker Security ID: Meeting Date Meeting Status LUK CUSIP 527288104 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For 2 Elect Linda L. Adamany Mgmt For For For 3 Elect Robert D. Beyer Mgmt For For For 4 Elect Francisco L. Mgmt For For For Borges 5 Elect W. Patrick Mgmt For For For Campbell 6 Elect Brian P. Friedman Mgmt For For For 7 Elect Richard B. Mgmt For For For Handler 8 Elect Robert E. Joyal Mgmt For For For 9 Elect Jeffrey C. Keil Mgmt For For For 10 Elect Michael T. O'Kane Mgmt For For For 11 Elect Stuart H. Reese Mgmt For For For 12 Elect Joseph S. Mgmt For For For Steinberg 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Deirdre P. Mgmt For For For Connelly 2 Elect William H. Mgmt For For For Cunningham 3 Elect Dennis R. Glass Mgmt For For For 4 Elect George W. Mgmt For For For Henderson, III 5 Elect Eric G. Johnson Mgmt For For For 6 Elect Gary C. Kelly Mgmt For For For 7 Elect M. Leanne Lachman Mgmt For For For 8 Elect Michael F. Mee Mgmt For For For 9 Elect Patrick S. Mgmt For For For Pittard 10 Elect Isaiah Tidwell Mgmt For For For 11 Elect Lynn M. Utter Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Markel Corporation Ticker Security ID: Meeting Date Meeting Status MKL CUSIP 570535104 05/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Alfred Mgmt For For For Broaddus, Jr. 2 Elect K. Bruce Connell Mgmt For For For 3 Elect Thomas S. Gayner Mgmt For For For 4 Elect Stewart M. Kasen Mgmt For For For 5 Elect Alan I. Kirshner Mgmt For For For 6 Elect Diane Leopold Mgmt For For For 7 Elect Lemuel E. Lewis Mgmt For For For 8 Elect Anthony F. Markel Mgmt For For For 9 Elect Steven A. Markel Mgmt For Against Against 10 Elect Darrell D. Martin Mgmt For Against Against 11 Elect Michael O'Reilly Mgmt For For For 12 Elect Michael J. Mgmt For Against Against Schewel 13 Elect Richard R. Whitt Mgmt For For For III 14 Elect Debora J. Wilson Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andy D. Bryant Mgmt For Against Against 2 Elect N. Anthony Coles Mgmt For For For 3 Elect John H. Mgmt For For For Hammergren 4 Elect M. Christine Mgmt For For For Jacobs 5 Elect Donald R. Knauss Mgmt For For For 6 Elect Marie L. Knowles Mgmt For For For 7 Elect Edward A. Mueller Mgmt For For For 8 Elect Susan R. Salka Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ MicroStrategy Incorporated Ticker Security ID: Meeting Date Meeting Status MSTR CUSIP 594972408 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Saylor Mgmt For For For 1.2 Elect Margaret Breya Mgmt For For For 1.3 Elect Stephen X. Graham Mgmt For For For 1.4 Elect Jarrod M. Patten Mgmt For For For 1.5 Elect Leslie J. Rechan Mgmt For For For 1.6 Elect Carl J. Mgmt For For For Rickertsen 2 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NCR Corporation Ticker Security ID: Meeting Date Meeting Status NCR CUSIP 62886E108 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Mgmt For For For Clemmer 1.2 Elect Robert P. DeRodes Mgmt For For For 1.3 Elect Deborah A. Mgmt For For For Farrington 1.4 Elect Kurt P. Kuehn Mgmt For For For 1.5 Elect William R. Nuti Mgmt For For For 1.6 Elect Matthew A. Mgmt For For For Thompson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ News Corporation Ticker Security ID: Meeting Date Meeting Status NWS CUSIP 65249B208 11/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect K. Rupert Murdoch Mgmt For For For 2 Elect Lachlan K. Mgmt For Against Against Murdoch 3 Elect Robert J. Thomson Mgmt For For For 4 Elect Kelly Ayotte Mgmt For For For 5 Elect Jose Maria Aznar Mgmt For For For 6 Elect Natalie Bancroft Mgmt For Against Against 7 Elect Peter L. Barnes Mgmt For For For 8 Elect Joel I. Klein Mgmt For For For 9 Elect James Murdoch Mgmt For Against Against 10 Elect Ana Paula Pessoa Mgmt For For For 11 Elect Masroor T. Mgmt For For For Siddiqui 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Alan R. Batkin Mgmt For For For 3 Elect Mary C. Choksi Mgmt For For For 4 Elect Robert Charles Mgmt For For For Clark 5 Elect Leonard S. Mgmt For For For Coleman, Jr. 6 Elect Susan S. Denison Mgmt For For For 7 Elect Ronnie S. Hawkins Mgmt For For For 8 Elect Deborah J. Mgmt For For For Kissire 9 Elect Gracia C. Martore Mgmt For For For 10 Elect Linda Johnson Mgmt For For For Rice 11 Elect Valerie M. Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Rayonier Advanced Materials Inc Ticker Security ID: Meeting Date Meeting Status RYAM CUSIP 75508B104 05/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Adair Mgmt For For For 2 Elect Julie Dill Mgmt For For For 3 Elect James F. Kirsch Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Amendment to the 2017 Mgmt For For For Incentive Stock Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Realogy Holdings Corp. Ticker Security ID: Meeting Date Meeting Status RLGY CUSIP 75605Y106 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fiona P. Dias Mgmt For For For 2 Elect Matthew J. Espe Mgmt For For For 3 Elect V. Ann Hailey Mgmt For For For 4 Elect Duncan L. Mgmt For For For Niederauer 5 Elect Ryan M. Schneider Mgmt For For For 6 Elect Sherry M. Smith Mgmt For For For 7 Elect Chris S. Terrill Mgmt For For For 8 Elect Michael J. Mgmt For For For Williams 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Approval of the 2018 Mgmt For For For Long Term Incentive Plan ________________________________________________________________________________ SeaWorld Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status SEAS CUSIP 81282V100 06/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Bension Mgmt For For For 2 Elect William Gray Mgmt For For For 3 Elect Thomas E. Moloney Mgmt For For For 4 Elect Yoshikazu Mgmt For For For Maruyama 5 Elect Scott I. Ross Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Sensata Technologies Holding N.V. Ticker Security ID: Meeting Date Meeting Status ST CUSIP N7902X106 02/16/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Articles Mgmt For For For 2 Reincorporation from Mgmt For For For the Netherlands to the United Kingdom ________________________________________________________________________________ Sensata Technologies Holding Plc Ticker Security ID: Meeting Date Meeting Status ST CUSIP G8060N102 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Edgerley Mgmt For For For 2 Elect Martha Sullivan Mgmt For For For 3 Elect James E. Mgmt For For For Heppelman 4 Elect Charles W. Peffer Mgmt For For For 5 Elect Kirk P. Pond Mgmt For For For 6 Elect Constance E. Mgmt For For For Skidmore 7 Elect Andrew Teich Mgmt For For For 8 Elect Thomas Wroe, Jr. Mgmt For For For 9 Elect Stephen M. Zide Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Appointment of UK Mgmt For For For Auditor 13 Authority to Set UK Mgmt For For For Auditor's Fees 14 Accounts and Reports Mgmt For For For 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Allot Mgmt For For For Shares Under Equity Incentive Plans 17 Authority to Allot Mgmt For For For Shares w/o Preemptive Rights Under Equity Incentive Plans ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Gass Mgmt For For For 2 Elect Catherine A. Kehr Mgmt For For For 3 Elect Greg D. Kerley Mgmt For For For 4 Elect Gary P. Luquette Mgmt For For For 5 Elect Jon A. Marshall Mgmt For For For 6 Elect Patrick M. Mgmt For For For Prevost 7 Elect Terry W. Rathert Mgmt For For For 8 Elect William J. Way Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stericycle, Inc. Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert S. Murley Mgmt For For For 2 Elect Charles A. Alutto Mgmt For For For 3 Elect Brian P. Anderson Mgmt For For For 4 Elect Lynn D. Bleil Mgmt For For For 5 Elect Thomas D. Brown Mgmt For For For 6 Elect Thomas F. Chen Mgmt For Against Against 7 Elect Mark C. Miller Mgmt For For For 8 Elect John Patience Mgmt For Against Against 9 Elect Mike S. Mgmt For For For Zafirovski 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 13 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Synchrony Financial Ticker Security ID: Meeting Date Meeting Status SYF CUSIP 87165B103 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Margaret M. Keane Mgmt For For For 2 Elect Paget L. Alves Mgmt For For For 3 Elect Arthur W. Mgmt For For For Coviello, Jr. 4 Elect William W. Mgmt For For For Graylin 5 Elect Roy A. Guthrie Mgmt For For For 6 Elect Richard C. Mgmt For For For Hartnack 7 Elect Jeffrey G. Naylor Mgmt For For For 8 Elect Laurel J. Richie Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect H. Lawrence Mgmt For For For Culp, Jr. 5 Elect Freeman A. Mgmt For For For Hrabowski III 6 Elect Robert F. Mgmt For For For MacLellan 7 Elect Brian C. Rogers Mgmt For For For 8 Elect Olympia J. Snowe Mgmt For For For 9 Elect William J. Mgmt For For For Stromberg 10 Elect Richard R. Verma Mgmt For For For 11 Elect Sandra S. Mgmt For For For Wijnberg 12 Elect Alan D. Wilson Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Charter Amendment to Mgmt For For For Eliminate the Provision That Limits Voting of Share Ownership 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Hikmet Ersek Mgmt For For For 3 Elect Richard A. Mgmt For For For Goodman 4 Elect Betsy D. Holden Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Joerres 6 Elect Roberto G. Mgmt For For For Mendoza 7 Elect Michael A. Mgmt For For For Miles, Jr. 8 Elect Robert W. Mgmt For For For Selander 9 Elect Frances F. Mgmt For For For Townsend 10 Elect Solomon D. Mgmt For For For Trujillo 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Reduction of Ownership Mgmt For For For Requirement to Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Trinity Industries, Inc. Ticker Security ID: Meeting Date Meeting Status TRN CUSIP 896522109 05/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John L. Adams Mgmt For For For 1.2 Elect Rhys J. Best Mgmt For For For 1.3 Elect David W. Biegler Mgmt For For For 1.4 Elect Antonio Carrillo Mgmt For For For 1.5 Elect Leldon E. Echols Mgmt For For For 1.6 Elect Ronald J. Gafford Mgmt For For For 1.7 Elect Charles W. Mgmt For For For Matthews 1.8 Elect Douglas L. Rock Mgmt For For For 1.9 Elect Dunia A. Shive Mgmt For For For 1.10 Elect Timothy R. Mgmt For For For Wallace 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zimmer Biomet Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZBH CUSIP 98956P102 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Gail K. Boudreaux Mgmt For For For 4 Elect Michael J. Mgmt For For For Farrell 5 Elect Larry C. Mgmt For For For Glasscock 6 Elect Robert A. Mgmt For For For Hagemann 7 Elect Bryan C Hanson Mgmt For For For 8 Elect Arthur J. Higgins Mgmt For Against Against 9 Elect Michael W. Mgmt For For For Michelson 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : Sterling Capital SMID Opportunites Fund Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 01/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Mgmt For For For Minicucci 2 Elect Adrian Gardner Mgmt For For For 3 Elect John T. McLennan Mgmt For For For 4 Elect Zohar Zisapel Mgmt For For For 5 Elect Julian A. Brodsky Mgmt For For For 6 Elect Eli Gelman Mgmt For For For 7 Elect James S. Kahan Mgmt For For For 8 Elect Richard T.C. Mgmt For For For LeFave 9 Elect Giora Yaron Mgmt For For For 10 Elect Baroness Ariane Mgmt For For For de Rothschild 11 Elect Rafael de la Vega Mgmt For For For 12 Increase Quarterly Mgmt For For For Dividend 13 Accounts and Reports Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ornella Barra Mgmt For Against Against 2 Elect Steven H. Collis Mgmt For For For 3 Elect Douglas R. Conant Mgmt For For For 4 Elect D. Mark Durcan Mgmt For For For 5 Elect Richard W. Mgmt For For For Gochnauer 6 Elect Lon R. Greenberg Mgmt For For For 7 Elect Jane E. Henney Mgmt For For For 8 Elect Kathleen Hyle Mgmt For For For 9 Elect Michael J. Long Mgmt For For For 10 Elect Henry W. McGee Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2011 Mgmt For For For Employee Stock Purchase Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 16 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Response to Opioid Epidemic ________________________________________________________________________________ Aramark Ticker Security ID: Meeting Date Meeting Status ARMK CUSIP 03852U106 01/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric J. Foss Mgmt For For For 1.2 Elect Pierre-Olivier Mgmt For For For Beckers-Vieujant 1.3 Elect Lisa G. Bisaccia Mgmt For For For 1.4 Elect Calvin Darden Mgmt For For For 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Irene M. Esteves Mgmt For For For 1.7 Elect Daniel J. Mgmt For For For Heinrich 1.8 Elect Sanjeev Mehra Mgmt For For For 1.9 Elect Patricia Morrison Mgmt For For For 1.10 Elect John A. Quelch Mgmt For For For 1.11 Elect Stephen I. Sadove Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Mgmt For For For Alspaugh 1.2 Elect Michael J. Cave Mgmt For For For 1.3 Elect Pedro Henrique Mgmt For For For Mariani 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Blackhawk Network Holdings Inc Ticker Security ID: Meeting Date Meeting Status HAWK CUSIP 09238E104 03/30/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ CarMax, Inc. Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Bensen Mgmt For For For 2 Elect Ronald E. Mgmt For For For Blaylock 3 Elect Sona Chawla Mgmt For For For 4 Elect Thomas J. Mgmt For For For Folliard 5 Elect Shira D. Goodman Mgmt For For For 6 Elect Robert J. Hombach Mgmt For For For 7 Elect David W. Mgmt For For For McCreight 8 Elect William D. Nash Mgmt For For For 9 Elect Marcella Shinder Mgmt For For For 10 Elect Mitchell D. Mgmt For For For Steenrod 11 Elect William R. Tiefel Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ CDK Global Inc. Ticker Security ID: Meeting Date Meeting Status CDK CUSIP 12508E101 11/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leslie A. Brun Mgmt For For For 1.2 Elect Willie A. Deese Mgmt For For For 1.3 Elect Amy J. Hillman Mgmt For For For 1.4 Elect Brian P. Mgmt For For For MacDonald 1.5 Elect Eileen J. Mgmt For For For Martinson 1.6 Elect Stephen A. Miles Mgmt For For For 1.7 Elect Robert E. Radway Mgmt For For For 1.8 Elect Stephen F. Mgmt For For For Schuckenbrock 1.9 Elect Frank S. Sowinski Mgmt For For For 1.10 Elect Robert M. Tarkoff Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Centene Corporation Ticker Security ID: Meeting Date Meeting Status CNC CUSIP 15135B101 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jessica L. Blume Mgmt For For For 2 Elect Frederick H. Mgmt For For For Eppinger 3 Elect David L. Steward Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fiserv, Inc. Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alison Davis Mgmt For For For 1.2 Elect Harry DiSimone Mgmt For For For 1.3 Elect John Y. Kim Mgmt For For For 1.4 Elect Dennis F. Lynch Mgmt For For For 1.5 Elect Denis J. O'Leary Mgmt For For For 1.6 Elect Glenn M. Renwick Mgmt For For For 1.7 Elect Kim M. Robak Mgmt For For For 1.8 Elect J.D. Sherman Mgmt For For For 1.9 Elect Doyle R. Simons Mgmt For For For 1.10 Elect Jeffery W. Yabuki Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Omnibus Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ________________________________________________________________________________ Genpact Limited Ticker Security ID: Meeting Date Meeting Status G CUSIP G3922B107 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N.V. Tyagarajan Mgmt For For For 2 Elect Robert Scott Mgmt For For For 3 Elect Amit Chandra Mgmt For For For 4 Elect Laura Conigliaro Mgmt For For For 5 Elect David Humphrey Mgmt For For For 6 Elect Carol Lindstrom Mgmt For For For 7 Elect James C. Madden Mgmt For For For 8 Elect Alex J. Mandl Mgmt For For For 9 Elect Cecelia Morken Mgmt For For For 10 Elect Mark Nunnelly Mgmt For For For 11 Elect Mark Verdi Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the Mgmt For For For Amendment to the Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gentex Corporation Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP 371901109 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leslie Brown Mgmt For For For 1.2 Elect Gary Goode Mgmt For For For 1.3 Elect James Hollars Mgmt For For For 1.4 Elect John Mulder Mgmt For For For 1.5 Elect Richard O. Schaum Mgmt For For For 1.6 Elect Frederick Sotok Mgmt For For For 1.7 Elect James Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 04/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William I. Jacobs Mgmt For For For 2 Elect Robert H.B. Mgmt For For For Baldwin, Jr. 3 Elect Alan M. Mgmt For For For Silberstein 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ INC Research Holdings Inc Ticker Security ID: Meeting Date Meeting Status INCR CUSIP 45329R109 07/31/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Share Issuance for Mgmt For For For Merger 3 Advisory Vote on Mgmt For For For Golden Parachutes 4 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Ingredion Incorporated Ticker Security ID: Meeting Date Meeting Status INGR CUSIP 457187102 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis Mgmt For For For Aranguren-Trellez 2 Elect David B. Fischer Mgmt For For For 3 Elect Ilene S. Gordon Mgmt For For For 4 Elect Paul Hanrahan Mgmt For For For 5 Elect Rhonda L. Jordan Mgmt For For For 6 Elect Gregory B. Kenny Mgmt For For For 7 Elect Barbara A. Klein Mgmt For For For 8 Elect Victoria J. Reich Mgmt For For For 9 Elect Jorge A. Uribe Mgmt For For For 10 Elect Dwayne A. Wilson Mgmt For For For 11 Elect James Zallie Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lydia I. Beebe Mgmt For For For 2 Elect Lu M. Cordova Mgmt For For For 3 Elect Robert J. Druten Mgmt For For For 4 Elect Terrence P. Dunn Mgmt For For For 5 Elect Antonio O. Mgmt For For For Garza, Jr. 6 Elect David Francisco Mgmt For For For Garza-Santos 7 Elect Janet H. Kennedy Mgmt For For For 8 Elect Mitchell J. Krebs Mgmt For For For 9 Elect Henry J Maier Mgmt For For For 10 Elect Thomas A. Mgmt For For For McDonnell 11 Elect Patrick J. Mgmt For For For Ottensmeyer 12 Elect Rodney E. Slater Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Mednax, Inc. Ticker Security ID: Meeting Date Meeting Status MD CUSIP 58502B106 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cesar L. Alvarez Mgmt For For For 1.2 Elect Karey D. Barker Mgmt For For For 1.3 Elect Waldemar A. Carlo Mgmt For For For 1.4 Elect Michael B. Mgmt For For For Fernandez 1.5 Elect Paul G. Gabos Mgmt For For For 1.6 Elect Pascal J. Mgmt For For For Goldschmidt 1.7 Elect Manuel Kadre Mgmt For For For 1.8 Elect Roger J. Medel Mgmt For For For 1.9 Elect Enrique J. Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lee K. Boothby Mgmt For For For 2 Elect Pamela J. Gardner Mgmt For For For 3 Elect Edgar R. Mgmt For For For Giesinger 4 Elect Steven Nance Mgmt For For For 5 Elect Roger B. Plank Mgmt For For For 6 Elect Thomas G. Ricks Mgmt For For For 7 Elect Juanita F. Romans Mgmt For For For 8 Elect John W. Schanck Mgmt For For For 9 Elect J. Terry Strange Mgmt For For For 10 Elect J. Kent Wells Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Norwegian Cruise Line Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status NCLH CUSIP G66721104 06/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Adam M. Aron Mgmt For For For 2 Elect Stella David Mgmt For For For 3 Elect Mary E. Landry Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Premier, Inc. Ticker Security ID: Meeting Date Meeting Status PINC CUSIP 74051N102 12/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric J. Bieber Mgmt For For For 1.2 Elect Stephen R. D'Arcy Mgmt For For For 1.3 Elect William B. Downey Mgmt For For For 1.4 Elect Philip A. Mgmt For For For Incarnati 1.5 Elect Marc D. Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian P. Anderson Mgmt For For For 2 Elect Bryce Blair Mgmt For For For 3 Elect Richard W. Mgmt For For For Dreiling 4 Elect Thomas J. Mgmt For For For Folliard 5 Elect Cheryl W. Grise Mgmt For For For 6 Elect Andre J. Hawaux Mgmt For For For 7 Elect Ryan R. Marshall Mgmt For For For 8 Elect John R. Peshkin Mgmt For For For 9 Elect Scott F. Powers Mgmt For For For 10 Elect William J. Pulte Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RenaissanceRe Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status RNR CUSIP G7496G103 05/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian G. J. Gray Mgmt For For For 2 Elect Duncan P. Hennes Mgmt For For For 3 Elect Kevin J. Mgmt For For For O'Donnell 4 Elect Val Rahmani Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect Ganesh Moorthy Mgmt For For For 1.6 Elect Jeffrey J. Owens Mgmt For For For 1.7 Elect Helene Simonet Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Servicemaster Global Holdings Inc Ticker Security ID: Meeting Date Meeting Status SERV CUSIP 81761R109 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L Cella Mgmt For For For 2 Elect John B Corness Mgmt For For For 3 Elect Stephen J. Sedita Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Syneos Health, Inc. Ticker Security ID: Meeting Date Meeting Status SYNH CUSIP 87166B102 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Allen Mgmt For For For 2 Elect Linda S. Harty Mgmt For For For 3 Elect Alistair Mgmt For For For Macdonald 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of the 2018 Mgmt For For For Equity Incentive Plan 6 Amendment to the 2016 Mgmt For For For Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Scotts Miracle-Gro Company Ticker Security ID: Meeting Date Meeting Status SMG CUSIP 810186106 01/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas N. Kelly, Mgmt For For For Jr. 1.2 Elect Peter E. Shumlin Mgmt For For For 1.3 Elect John R. Vines Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Townebank Ticker Security ID: Meeting Date Meeting Status TOWN CUSIP 89214P109 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jacqueline B. Mgmt For Against Against Amato 2 Elect Richard S. Bray Mgmt For Against Against 3 Elect Andrew S. Fine Mgmt For Against Against 4 Elect John R. Lawson, Mgmt For For For II 5 Elect W. Ashton Lewis Mgmt For Against Against 6 Elect R. Scott Morgan Mgmt For For For 7 Elect Robert M. Oman Mgmt For For For 8 Elect R. V. Owens III Mgmt For Against Against 9 Elect Elizabeth T. Mgmt For For For Patterson 10 Elect Richard T. Mgmt For For For Wheeler, Jr. 11 Elect Howard Jung Mgmt For For For 12 Elect Robert C. Hatley Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Universal Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status UHS CUSIP 913903100 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Auditor Mgmt For For For 2 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Waste Connections Inc Ticker Security ID: Meeting Date Meeting Status WCN CUSIP 94106B101 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald J. Mgmt For For For Mittelstaedt 1.2 Elect Robert H. Davis Mgmt For For For 1.3 Elect Edward E. Gullet Mgmt For For For 1.4 Elect Michael W. Harlan Mgmt For For For 1.5 Elect Larry S. Hughes Mgmt For For For 1.6 Elect Susan Lee Mgmt For For For 1.7 Elect William J. Mgmt For For For Razzouk 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ Webster Financial Corporation Ticker Security ID: Meeting Date Meeting Status WBS CUSIP 947890109 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Atwell Mgmt For For For 2 Elect Joel S. Becker Mgmt For For For 3 Elect John R. Ciulla Mgmt For For For 4 Elect John J. Crawford Mgmt For For For 5 Elect Elizabeth E. Mgmt For For For Flynn 6 Elect Laurence C. Morse Mgmt For For For 7 Elect Karen R. Osar Mgmt For For For 8 Elect Mark Pettie Mgmt For For For 9 Elect James C. Smith Mgmt For For For 10 Elect Lauren C. States Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL SPECIAL OPPORTUNITIES FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Reveta Bowers Mgmt For For For 2 Elect Robert J. Corti Mgmt For For For 3 Elect Hendrik Hartong Mgmt For For For III 4 Elect Brian G. Kelly Mgmt For For For 5 Elect Robert A. Kotick Mgmt For For For 6 Elect Barry Meyer Mgmt For For For 7 Elect Robert J. Morgado Mgmt For For For 8 Elect Peter Nolan Mgmt For For For 9 Elect Casey Wasserman Mgmt For For For 10 Elect Elaine P. Wynn Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 06/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jill Greenthal Mgmt For For For 2 Elect Daniel Hesse Mgmt For For For 3 Elect F. Thomson Mgmt For For For Leighton 4 Elect William Wagner Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK CUSIP 011659109 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia M. Mgmt For For For Bedient 2 Elect James A. Beer Mgmt For For For 3 Elect Marion C. Blakey Mgmt For For For 4 Elect Phyllis J. Mgmt For For For Campbell 5 Elect Raymond L. Conner Mgmt For For For 6 Elect Dhiren Fonseca Mgmt For For For 7 Elect Susan J. Li Mgmt For For For 8 Elect Helvi K. Sandvik Mgmt For For For 9 Elect J. Kenneth Mgmt For For For Thompson 10 Elect Bradley D. Tilden Mgmt For For For 11 Elect Eric K. Yeaman Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Aptiv PLC Ticker Security ID: Meeting Date Meeting Status APTV CUSIP G27823106 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Clark Mgmt For For For 2 Elect Nancy E. Cooper Mgmt For For For 3 Elect Frank J. Mgmt For For For Dellaquila 4 Elect Nicholas M. Mgmt For For For Donofrio 5 Elect Mark Frissora Mgmt For For For 6 Elect Rajiv L. Gupta Mgmt For For For 7 Elect Sean O. Mahoney Mgmt For For For 8 Elect Colin J. Parris Mgmt For For For 9 Elect Ana G. Pinczuk Mgmt For For For 10 Elect Thomas W. Sidlik Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Zimmerman 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Jose Baselga Mgmt For For For 3 Elect Robert J. Mgmt For For For Bertolini 4 Elect Giovanni Caforio Mgmt For For For 5 Elect Matthew W. Emmens Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Alan J. Lacy Mgmt For For For 8 Elect Dinesh C. Paliwal Mgmt For For For 9 Elect Theodore R. Mgmt For For For Samuels 10 Elect Gerald Storch Mgmt For For For 11 Elect Vicki L. Sato Mgmt For For For 12 Elect Karen H. Vousden Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Drug Pricing 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect Aparna Mgmt For For For Chennapragada 3 Elect Ann Fritz Hackett Mgmt For Against Against 4 Elect Lewis Hay, III Mgmt For For For 5 Elect Benjamin P. Mgmt For For For Jenkins, III 6 Elect Peter Thomas Mgmt For For For Killalea 7 Elect Pierre E. Leroy Mgmt For For For 8 Elect Peter E. Raskind Mgmt For For For 9 Elect Mayo A. Shattuck Mgmt For For For III 10 Elect Bradford H. Mgmt For For For Warner 11 Elect Catherine G. West Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Mgmt For Against Against Ownership Threshold for Shareholders to Call a Special Meeting ________________________________________________________________________________ CBRE Group, Inc. Ticker Security ID: Meeting Date Meeting Status CBRE CUSIP 12504L109 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Beth F. Cobert Mgmt For For For 3 Elect Curtis F. Feeny Mgmt For For For 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Paula Rosput Mgmt For For For Reynolds 7 Elect Robert E. Mgmt For For For Sulentic 8 Elect Laura D'Andrea Mgmt For For For Tyson 9 Elect Ray Wirta Mgmt For For For 10 Elect Sanjiv Yajnik Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Decrease in Threshold Mgmt For Abstain Against Required to Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mitchell E. Mgmt For For For Daniels, Jr. 2 Elect Clifford W. Illig Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 12/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol A. Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael D. Mgmt For For For Capellas 4 Elect Amy L. Chang Mgmt For For For 5 Elect John L. Hennessy Mgmt For For For 6 Elect Kristina M. Mgmt For For For Johnson 7 Elect Roderick C. Mgmt For For For McGeary 8 Elect Charles H. Mgmt For For For Robbins 9 Elect Arun Sarin Mgmt For For For 10 Elect Brenton L. Mgmt For For For Saunders 11 Elect Steven M. West Mgmt For For For 12 Amendment and Mgmt For For For Restatement of the 2005 Stock Incentive Plan 13 Approval of Material Mgmt For For For Terms of Performance Goals Under Executive Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 06/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For Withhold Against 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For Withhold Against 1.5 Elect Gerald L. Hassell Mgmt For Withhold Against 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Maritza Gomez Mgmt For For For Montiel 1.8 Elect Asuka Nakahara Mgmt For For For 1.9 Elect David C. Novak Mgmt For Withhold Against 1.10 Elect Brian L. Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory vote on Mgmt For Against Against executive compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For Filler 3 Elect Thomas P. Joyce, Mgmt For For For Jr. 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter G. Lohr, Mgmt For For For Jr. 6 Elect Mitchell P. Rales Mgmt For For For 7 Elect Steven M. Rales Mgmt For For For 8 Elect John T. Mgmt For For For Schwieters 9 Elect Alan G. Spoon Mgmt For For For 10 Elect Raymond C. Mgmt For For For Stevens 11 Elect Elias A. Zerhouni Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 11/07/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ Delphi Technologies PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G2709G107 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robin J. Adams Mgmt For For For 2 Elect Liam Butterworth Mgmt For For For 3 Elect Joseph S. Cantie Mgmt For For For 4 Elect Nelda J. Connors Mgmt For For For 5 Elect Gary L. Cowger Mgmt For For For 6 Elect David S. Haffner Mgmt For For For 7 Elect Helmut Leube Mgmt For For For 8 Elect Timothy M. Mgmt For For For Manganello 9 Elect Hari N. Nair Mgmt For For For 10 Elect MaryAnn Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Mgmt For For For Baker, Jr. 2 Elect Barbara J. Beck Mgmt For For For 3 Elect Leslie S. Biller Mgmt For For For 4 Elect Carl M. Casale Mgmt For For For 5 Elect Stephen I. Chazen Mgmt For For For 6 Elect Jeffrey M. Mgmt For For For Ettinger 7 Elect Arthur J. Higgins Mgmt For Against Against 8 Elect Michael Larson Mgmt For For For 9 Elect David W. Mgmt For For For MacLennan 10 Elect Tracy B. McKibben Mgmt For For For 11 Elect Victoria J. Reich Mgmt For For For 12 Elect Suzanne M. Mgmt For For For Vautrinot 13 Elect John J. Zillmer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call A Special Meeting ________________________________________________________________________________ Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen G. Butler Mgmt For For For 2 Elect Kimberly A. Mgmt For For For Casiano 3 Elect Anthony F. Mgmt For For For Earley, Jr. 4 Elect Edsel B. Ford II Mgmt For Against Against 5 Elect William Clay Mgmt For For For Ford, Jr. 6 Elect James P. Hackett Mgmt For For For 7 Elect William W. Mgmt For For For Helman IV 8 Elect William E. Mgmt For For For Kennard 9 Elect John C. Mgmt For For For Lechleiter 10 Elect Ellen R. Marram Mgmt For For For 11 Elect John L. Thornton Mgmt For For For 12 Elect John B. Veihmeyer Mgmt For For For 13 Elect Lynn M. Vojvodich Mgmt For For For 14 Elect John S. Weinberg Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Approval of the 2018 Mgmt For Against Against Long-Term Incentive Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 19 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Company Fleet Greenhouse Gas Emissions 21 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Jacqueline K. Mgmt For For For Barton 3 Elect Kelly A. Kramer Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John C. Martin Mgmt For For For 6 Elect John F. Milligan Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Gayle E. Wilson Mgmt For For For 9 Elect Per Wold-Olsen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ HCA Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Milton Johnson Mgmt For For For 2 Elect Robert J. Dennis Mgmt For Against Against 3 Elect Nancy-Ann DeParle Mgmt For For For 4 Elect Thomas F. Frist Mgmt For For For III 5 Elect William R. Frist Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday, Jr. 7 Elect Ann H. Lamont Mgmt For For For 8 Elect Geoffrey G. Mgmt For For For Meyers 9 Elect Michael W. Mgmt For For For Michelson 10 Elect Wayne J. Riley Mgmt For For For 11 Elect John W. Rowe Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eve Burton Mgmt For For For 2 Elect Scott D. Cook Mgmt For For For 3 Elect Richard Dalzell Mgmt For For For 4 Elect Deborah Liu Mgmt For For For 5 Elect Suzanne Nora Mgmt For For For Johnson 6 Elect Dennis D. Powell Mgmt For For For 7 Elect Brad D. Smith Mgmt For For For 8 Elect Thomas J. Szkutak Mgmt For For For 9 Elect Raul Vazquez Mgmt For For For 10 Elect Jeff Weiner Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Approval of Material Mgmt For For For Terms of Performance Goals Under Senior Executive Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lennar Corp. Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Irving Bolotin MGMT For For For 2 Elect Steven L. Gerard MGMT For Withhold Against 3 Elect Theron I. Gilliam MGMT For For For 4 Elect Sherrill W. MGMT For For For Hudson 5 Elect Sidney Lapidus MGMT For For For 6 Elect Teri P. McClure MGMT For For For 7 Elect Stuart A. Miller MGMT For For For 8 Elect Armando Olivera MGMT For For For 9 Elect Donna Shalala MGMT For For For 10 Elect Scott D. Stowell MGMT For For For 11 Elect Jeffrey MGMT For For For Sonnenfeld 12 Ratification of Auditor MGMT For For For 13 Advisory Vote on MGMT For Against Against Executive Compensation 14 Shareholder Proposal Shrhldr Against For Against Regarding Recapitalization 15 Shareholder Proposal Shrhldr Against Against For Regarding Annual Conversion Right 16 Shareholder Proposal Shrhldr Against Against For Regarding Director Tenure ________________________________________________________________________________ Lennar Corporation Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 02/12/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Class A Common Stock 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Live Nation Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status LYV CUSIP 538034109 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark D. Carleton Mgmt For For For 2 Elect Ariel Z. Emanuel Mgmt For For For 3 Elect R. Ted Enloe, III Mgmt For For For 4 Elect Ping Fu Mgmt For For For 5 Elect Jeffrey T. Hinson Mgmt For For For 6 Elect Jimmy Iovine Mgmt For For For 7 Elect James S. Kahan Mgmt For For For 8 Elect Gregory B. Maffei Mgmt For Against Against 9 Elect Randall T. Mays Mgmt For Against Against 10 Elect Michael Rapino Mgmt For For For 11 Elect Mark S. Shapiro Mgmt For For For 12 Elect Dana Walden Mgmt For For For 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mednax, Inc. Ticker Security ID: Meeting Date Meeting Status MD CUSIP 58502B106 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cesar L. Alvarez Mgmt For For For 1.2 Elect Karey D. Barker Mgmt For For For 1.3 Elect Waldemar A. Carlo Mgmt For For For 1.4 Elect Michael B. Mgmt For For For Fernandez 1.5 Elect Paul G. Gabos Mgmt For For For 1.6 Elect Pascal J. Mgmt For For For Goldschmidt 1.7 Elect Manuel Kadre Mgmt For For For 1.8 Elect Roger J. Medel Mgmt For For For 1.9 Elect Enrique J. Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nielsen Holdings plc Ticker Security ID: Meeting Date Meeting Status NLSN CUSIP G6518L108 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Mgmt For For For Attwood, Jr. 2 Elect Mitch Barns Mgmt For For For 3 Elect Guerrino De Luca Mgmt For For For 4 Elect Karen M. Hoguet Mgmt For For For 5 Elect Harish M. Manwani Mgmt For For For 6 Elect Robert C. Pozen Mgmt For For For 7 Elect David Rawlinson Mgmt For For For 8 Elect Javier G. Teruel Mgmt For For For 9 Elect Lauren Zalaznick Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Statutory Auditor 12 Authority to Set Mgmt For For For Auditor's Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Remuneration Report Mgmt For For For (Advisory) 15 Remuneration Report Mgmt For For For (Binding) ________________________________________________________________________________ Norwegian Cruise Line Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status NCLH CUSIP G66721104 06/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Adam M. Aron Mgmt For For For 2 Elect Stella David Mgmt For For For 3 Elect Mary E. Landry Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577102 08/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sohaib Abbasi Mgmt For For For 2 Elect W. Steve Albrecht Mgmt For For For 3 Elect Charlene T. Mgmt For For For Begley 4 Elect Narendra K. Gupta Mgmt For For For 5 Elect Kimberly L. Mgmt For For For Hammonds 6 Elect William S. Kaiser Mgmt For For For 7 Elect Donald H. Mgmt For For For Livingstone 8 Elect James M. Mgmt For For For Whitehurst 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryman Hospitality Properties Inc. Ticker Security ID: Meeting Date Meeting Status RHP CUSIP 78377T107 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J Bender Mgmt For For For 2 Elect Rachna Bhasin Mgmt For For For 3 Elect Alvin Bowles Mgmt For For For 4 Elect Ellen R. Levine Mgmt For For For 5 Elect Fazal Merchant Mgmt For For For 6 Elect Patrick Q. Moore Mgmt For For For 7 Elect Robert S. Mgmt For For For Prather, Jr. 8 Elect Colin V. Reed Mgmt For For For 9 Elect Michael I. Roth Mgmt For Against Against 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Spin-Off ________________________________________________________________________________ Shire Plc Ticker Security ID: Meeting Date Meeting Status SHP CUSIP 82481R106 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Olivier Bohuon Mgmt For For For 5 Elect Ian T. Clark Mgmt For For For 6 Elect Thomas Dittrich Mgmt For For For 7 Elect Gail D. Fosler Mgmt For For For 8 Elect Steven Gillis Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Susan Kilsby Mgmt For For For 11 Elect Sara Mathew Mgmt For For For 12 Elect Flemming Ornskov Mgmt For For For 13 Elect Albert P.L. Mgmt For For For Stroucken 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investments) 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Richard T. Burke Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Stephen J. Mgmt For For For Hemsley 5 Elect Michele J. Hooper Mgmt For For For 6 Elect F. William Mgmt For For For Mcabb, III 7 Elect Valerie C. Mgmt For For For Montgomery Rice 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Kenneth I. Shine Mgmt For For For 10 Elect David S. Wichmann Mgmt For For For 11 Elect Gail R. Wilensky Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Verisk Analytics, Inc. Ticker Security ID: Meeting Date Meeting Status VRSK CUSIP 92345Y106 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel G. Liss Mgmt For For For 2 Elect Therese M. Mgmt For For For Vaughan 3 Elect Bruce E. Hansen Mgmt For For For 4 Elect Kathleen Hogenson Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL STRATTON MID CAP VALUE FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Reveta Bowers Mgmt For For For 2 Elect Robert J. Corti Mgmt For For For 3 Elect Hendrik Hartong Mgmt For For For III 4 Elect Brian G. Kelly Mgmt For For For 5 Elect Robert A. Kotick Mgmt For For For 6 Elect Barry Meyer Mgmt For For For 7 Elect Robert J. Morgado Mgmt For For For 8 Elect Peter Nolan Mgmt For For For 9 Elect Casey Wasserman Mgmt For For For 10 Elect Elaine P. Wynn Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Glenn Earle Mgmt For For For 4 Elect Niall Ferguson Mgmt For For For 5 Elect Sean M. Healey Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Patrick T. Ryan Mgmt For For For 8 Elect Karen Yerburgh Mgmt For For For 9 Elect Jide J. Zeitlin Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Elect Nathaniel Dalton Mgmt For For For ________________________________________________________________________________ American Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AFG CUSIP 025932104 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl H. Lindner, Mgmt For For For III 1.2 Elect S. Craig Lindner Mgmt For For For 1.3 Elect Kenneth C. Mgmt For For For Ambrecht 1.4 Elect John B. Berding Mgmt For For For 1.5 Elect Joseph E. (Jeff) Mgmt For Withhold Against Consolino 1.6 Elect Virginia C. Mgmt For For For Drosos 1.7 Elect James E. Evans Mgmt For Withhold Against 1.8 Elect Terry S. Jacobs Mgmt For For For 1.9 Elect Gregory G. Joseph Mgmt For For For 1.10 Elect William W. Verity Mgmt For Withhold Against 1.11 Elect John I. Von Mgmt For For For Lehman 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Mgmt For For For Cracchiolo 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect Jeffrey Noddle Mgmt For For For 6 Elect Robert F. Mgmt For For For Sharpe, Jr. 7 Elect Christopher J. Mgmt For For For Williams 8 Elect W. Edward Walter Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Arrow Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status ARW CUSIP 042735100 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry W. Perry Mgmt For For For 1.2 Elect Philip K. Mgmt For For For Asherman 1.3 Elect Steven H. Gunby Mgmt For For For 1.4 Elect Gail E. Hamilton Mgmt For For For 1.5 Elect Richard S. Hill Mgmt For For For 1.6 Elect M. Frances Keeth Mgmt For For For 1.7 Elect Andrew Kerin Mgmt For For For 1.8 Elect Michael J. Long Mgmt For For For 1.9 Elect Stephen C. Mgmt For For For Patrick 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradley A. Alford Mgmt For For For 2 Elect Anthony K. Mgmt For For For Anderson 3 Elect Peter K. Barker Mgmt For For For 4 Elect Mitchell R. Mgmt For For For Butier 5 Elect Ken Hicks Mgmt For For For 6 Elect Andres A. Lopez Mgmt For For For 7 Elect David Pyott Mgmt For For For 8 Elect Dean A. Mgmt For For For Scarborough 9 Elect Patrick T. Mgmt For For For Siewert 10 Elect Julia Stewart Mgmt For For For 11 Elect Martha Sullivan Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine M. Mgmt For For For Burzik 2 Elect R. Andrew Eckert Mgmt For For For 3 Elect Vincent A. Mgmt For For For Forlenza 4 Elect Claire M. Fraser Mgmt For For For 5 Elect Christopher Jones Mgmt For For For 6 Elect Marshall O. Mgmt For For For Larsen 7 Elect Gary A. Mgmt For For For Mecklenburg 8 Elect David F. Melcher Mgmt For For For 9 Elect Willard J. Mgmt For For For Overlock, Jr. 10 Elect Claire Pomeroy Mgmt For For For 11 Elect Rebecca W. Rimel Mgmt For For For 12 Elect Timothy M. Ring Mgmt For For For 13 Elect Bertram L. Scott Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Proxy Access Bylaw ________________________________________________________________________________ Berry Global Group, Inc. Ticker Security ID: Meeting Date Meeting Status BERY CUSIP 08579W103 03/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas E. Salmon Mgmt For For For 2 Elect Robert V. Mgmt For For For Seminara 3 Elect Paula A. Sneed Mgmt For For For 4 Elect Robert A. Steele Mgmt For For For 5 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dorothy M. Ables Mgmt For For For 1.2 Elect Rhys J. Best Mgmt For For For 1.3 Elect Robert S. Boswell Mgmt For For For 1.4 Elect Amanda M. Brock Mgmt For For For 1.5 Elect Dan O. Dinges Mgmt For For For 1.6 Elect Robert Kelley Mgmt For For For 1.7 Elect W. Matt Ralls Mgmt For For For 1.8 Elect Marcus A. Watts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Callon Petroleum Company Ticker Security ID: Meeting Date Meeting Status CPE CUSIP 13123X102 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara J. Mgmt For For For Faulkenberry 1.2 Elect L. Richard Flury Mgmt For For For 1.3 Elect Joseph C Gatto Jr Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of 2018 Mgmt For For For Omnibus Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Carlisle Companies Incorporated Ticker Security ID: Meeting Date Meeting Status CSL CUSIP 142339100 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James D. Frias Mgmt For For For 2 Elect Corrine D. Ricard Mgmt For For For 3 Elect Lawrence A. Sala Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Casey's General Stores, Inc. Ticker Security ID: Meeting Date Meeting Status CASY CUSIP 147528103 09/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Myers Mgmt For For For 1.2 Elect Diane C. Mgmt For For For Bridgewater 1.3 Elect Larree M. Renda Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ CDW Corporation Ticker Security ID: Meeting Date Meeting Status CDW CUSIP 12514G108 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Virginia C. Mgmt For For For Addicott 2 Elect James A. Bell Mgmt For For For 3 Elect Benjamin D. Mgmt For For For Chereskin 4 Elect Paul J. Finnegan Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CDW Corporation Ticker Security ID: Meeting Date Meeting Status CDW CUSIP 12514G108 09/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven W. Alesio Mgmt For For For 2 Elect Barry K. Allen Mgmt For For For 3 Elect David W. Nelms Mgmt For For For 4 Elect Donna F. Zarcone Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Commscope Holding Company, Inc. Ticker Security ID: Meeting Date Meeting Status COMM CUSIP 20337X109 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Austin A. Adams Mgmt For For For 2 Elect Stephen C. Gray Mgmt For For For 3 Elect L. William Krause Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect Richard J. Mgmt For For For Freeland 3 Elect Robert J. Mgmt For For For Bernhard 4 Elect Franklin R. Mgmt For For For Chang-Diaz 5 Elect Bruno V. Di Leo Mgmt For For For Allen 6 Elect Stephen B. Dobbs Mgmt For For For 7 Elect Robert K. Herdman Mgmt For For For 8 Elect Alexis M. Herman Mgmt For For For 9 Elect Thomas J. Lynch Mgmt For For For 10 Elect William I. Miller Mgmt For For For 11 Elect Georgia R. Nelson Mgmt For For For 12 Elect Karen H. Quintos Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment Regarding Mgmt For For For Shareholders Ability to Amend Bylaws 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara M. Mgmt For For For Baumann 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect David A. Hager Mgmt For For For 1.4 Elect Robert H. Henry Mgmt For For For 1.5 Elect Michael M. Mgmt For For For Kanovsky 1.6 Elect John Krenicki, Mgmt For For For Jr. 1.7 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.8 Elect Duane C. Radtke Mgmt For For For 1.9 Elect Mary P. Mgmt For For For Ricciardello 1.10 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ East West Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status EWBC CUSIP 27579R104 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Molly Campbell Mgmt For For For 1.2 Elect Iris S. Chan Mgmt For For For 1.3 Elect Rudolph I. Mgmt For For For Estrada 1.4 Elect Paul H. Irving Mgmt For For For 1.5 Elect Herman Y. Li Mgmt For For For 1.6 Elect Jack C. Liu Mgmt For For For 1.7 Elect Dominic Ng Mgmt For For For 1.8 Elect Lester M. Sussman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EastGroup Properties Inc. Ticker Security ID: Meeting Date Meeting Status EGP CUSIP 277276101 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect D. Pike Aloian Mgmt For For For 2 Elect H.C. Bailey, Jr. Mgmt For For For 3 Elect H. Eric Bolton, Mgmt For For For Jr. 4 Elect Donald F. Mgmt For For For Colleran 5 Elect Hayden C. Eaves, Mgmt For For For III 6 Elect Fredric H. Gould Mgmt For For For 7 Elect David H. Hoster Mgmt For For For II 8 Elect Marshall A. Loeb Mgmt For For For 9 Elect Mary E. McCormick Mgmt For For For 10 Elect Leland R. Speed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First American Financial Corporation Ticker Security ID: Meeting Date Meeting Status FAF CUSIP 31847R102 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis J. Gilmore Mgmt For For For 1.2 Elect Margaret M. Mgmt For For For McCarthy 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Republic Bank Ticker Security ID: Meeting Date Meeting Status FRC CUSIP 33616C100 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James H. Mgmt For For For Herbert, II 2 Elect Katherine Mgmt For For For August-deWilde 3 Elect Thomas J. Mgmt For For For Barrack, Jr. 4 Elect Frank J. Mgmt For For For Fahrenkopf, Jr. 5 Elect L. Martin Gibbs Mgmt For For For 6 Elect Boris Groysberg Mgmt For For For 7 Elect Sandra R. Mgmt For For For Hernandez 8 Elect Pamela J. Joyner Mgmt For For For 9 Elect Reynold Levy Mgmt For For For 10 Elect Duncan L. Mgmt For For For Niederauer 11 Elect George G. C. Mgmt For For For Parker 12 Elect Cheryl Spielman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ Fiserv, Inc. Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alison Davis Mgmt For For For 1.2 Elect Harry DiSimone Mgmt For For For 1.3 Elect John Y. Kim Mgmt For For For 1.4 Elect Dennis F. Lynch Mgmt For For For 1.5 Elect Denis J. O'Leary Mgmt For For For 1.6 Elect Glenn M. Renwick Mgmt For For For 1.7 Elect Kim M. Robak Mgmt For For For 1.8 Elect J.D. Sherman Mgmt For For For 1.9 Elect Doyle R. Simons Mgmt For For For 1.10 Elect Jeffery W. Yabuki Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Omnibus Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ________________________________________________________________________________ Gramercy Property Trust Ticker Security ID: Meeting Date Meeting Status GPT CUSIP 385002308 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles E. Black Mgmt For For For 1.2 Elect Gordon F. DuGan Mgmt For For For 1.3 Elect Allan J. Baum Mgmt For For For 1.4 Elect Z. Jamie Behar Mgmt For For For 1.5 Elect Thomas D. Eckert Mgmt For For For 1.6 Elect James L. Francis Mgmt For For For 1.7 Elect Gregory F. Hughes Mgmt For For For 1.8 Elect Jeffrey E. Kelter Mgmt For For For 1.9 Elect Louis P. Mgmt For For For Salvatore 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HD Supply Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HDS CUSIP 40416M105 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2.1 Elect Betsy Atkins Mgmt For Withhold Against 2.2 Elect Scott Ostfeld Mgmt For For For 2.3 Elect James A. Rubright Mgmt For For For 2.4 Elect Lauren Taylor Mgmt For For For Wolfe 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Highwoods Properties, Inc. Ticker Security ID: Meeting Date Meeting Status HIW CUSIP 431284108 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles A. Mgmt For For For Anderson 1.2 Elect Gene H. Anderson Mgmt For For For 1.3 Elect Carlos E. Evans Mgmt For For For 1.4 Elect Edward J. Fritsch Mgmt For For For 1.5 Elect David J. Hartzell Mgmt For For For 1.6 Elect Sherry A. Kellett Mgmt For For For 1.7 Elect Anne H. Lloyd Mgmt For For For 1.8 Elect O. Temple Sloan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION ________________________________________________________________________________ Hudson Pacific Properties Inc. Ticker Security ID: Meeting Date Meeting Status HPP CUSIP 444097109 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Victor J. Coleman Mgmt For For For 2 Elect Theodore R. Mgmt For For For Antenucci 3 Elect Andrea L. Wong Mgmt For For For 4 Elect Richard B. Fried Mgmt For For For 5 Elect Jonathan M. Mgmt For For For Glaser 6 Elect Robert L. Harris Mgmt For For For II 7 Elect Mark D. Linehan Mgmt For For For 8 Elect Robert M. Mgmt For For For Moran,Jr. 9 Elect Michael Nash Mgmt For For For 10 Elect Barry A. Porter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lizabeth A. Mgmt For For For Ardisana 1.2 Elect Ann B. Crane Mgmt For For For 1.3 Elect Robert S. Cubbin Mgmt For For For 1.4 Elect Steven G. Elliott Mgmt For For For 1.5 Elect Gina D. France Mgmt For For For 1.6 Elect J. Michael Mgmt For For For Hochschwender 1.7 Elect John Chris Inglis Mgmt For For For 1.8 Elect Peter J. Kight Mgmt For For For 1.9 Elect Richard W. Neu Mgmt For For For 1.10 Elect David L. Porteous Mgmt For For For 1.11 Elect Kathleen H. Mgmt For For For Ransier 1.12 Elect Stephen D. Mgmt For For For Steinour 2 2018 Long Term Mgmt For For For Incentive Plan 3 Supplemental Stock Mgmt For For For Purchase and Tax Savings Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Icon Plc Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP G4705A100 07/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dermot Kelleher Mgmt For For For 2 Elect Dr. Hugh Brady Mgmt For For For 3 Elect Mary Pendergast Mgmt For For For 4 Elect Ronan Murphy Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees 7 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares ________________________________________________________________________________ Ingredion Incorporated Ticker Security ID: Meeting Date Meeting Status INGR CUSIP 457187102 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis Mgmt For For For Aranguren-Trellez 2 Elect David B. Fischer Mgmt For For For 3 Elect Ilene S. Gordon Mgmt For For For 4 Elect Paul Hanrahan Mgmt For For For 5 Elect Rhonda L. Jordan Mgmt For For For 6 Elect Gregory B. Kenny Mgmt For For For 7 Elect Barbara A. Klein Mgmt For For For 8 Elect Victoria J. Reich Mgmt For For For 9 Elect Jorge A. Uribe Mgmt For For For 10 Elect Dwayne A. Wilson Mgmt For For For 11 Elect James Zallie Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce D. Mgmt For For For Broussard 2 Elect Charles P. Cooley Mgmt For For For 3 Elect Gary M. Crosby Mgmt For For For 4 Elect Alexander M. Mgmt For For For Cutler 5 Elect H. James Dallas Mgmt For For For 6 Elect Elizabeth R. Gile Mgmt For For For 7 Elect Ruth Ann M. Mgmt For For For Gillis 8 Elect William G. Mgmt For For For Gisel, Jr. 9 Elect Carlton L. Mgmt For For For Highsmith 10 Elect Richard J. Hipple Mgmt For For For 11 Elect Kristen L. Manos Mgmt For For For 12 Elect Beth E. Mooney Mgmt For For For 13 Elect Demos Parneros Mgmt For For For 14 Elect Barbara R. Snyder Mgmt For For For 15 Elect David K. Wilson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Lamb Weston Holdings Inc Ticker Security ID: Meeting Date Meeting Status LW CUSIP 513272104 09/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles A. Blixt Mgmt For For For 2 Elect Andre J. Hawaux Mgmt For For For 3 Elect William G. Mgmt For For For Jurgensen 4 Elect Thomas P. Maurer Mgmt For For For 5 Elect Hala G. Moddelmog Mgmt For For For 6 Elect Andrew J. Mgmt For For For Schindler 7 Elect Maria Renna Mgmt For For For Sharpe 8 Elect Thomas P. Werner Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Approval of the 2016 Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott B. Bonham Mgmt For For For 1.2 Elect Peter Guy Bowie Mgmt For For For 1.3 Elect Mary S. Chan Mgmt For For For 1.4 Elect Kurt J. Lauk Mgmt For For For 1.5 Elect Robert F. Mgmt For For For MacLellan 1.6 Elect Cynthia A. Mgmt For For For Niekamp 1.7 Elect William A. Ruh Mgmt For For For 1.8 Elect Indira V. Mgmt For For For Samarasekera 1.9 Elect Donald J. Walker Mgmt For For For 1.10 Elect Lawrence D. Mgmt For For For Worrall 1.11 Elect William L. Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Resolution on Mgmt For For For Executive Compensation ________________________________________________________________________________ Masonite International Corp. Ticker Security ID: Meeting Date Meeting Status DOOR CUSIP 575385109 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick J. Mgmt For For For Lynch 1.2 Elect Jody L. Bilney Mgmt For For For 1.3 Elect Robert J. Byrne Mgmt For For For 1.4 Elect Peter R. Mgmt For For For Dachowski 1.5 Elect Jonathan F. Mgmt For For For Foster 1.6 Elect Thomas W. Greene Mgmt For For For 1.7 Elect Daphne E. Jones Mgmt For For For 1.8 Elect George A. Lorch Mgmt For For For 1.9 Elect William S. Mgmt For For For Oesterle 1.10 Elect Francis M. Mgmt For For For Scricco 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ MasTec, Inc. Ticker Security ID: Meeting Date Meeting Status MTZ CUSIP 576323109 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jose R. Mas Mgmt For For For 1.2 Elect Javier Palomarez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mid-America Apartment Communities, Inc. Ticker Security ID: Meeting Date Meeting Status MAA CUSIP 59522J103 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Eric Bolton, Mgmt For For For Jr. 2 Elect Russell R. French Mgmt For For For 3 Elect Alan B. Graf, Jr. Mgmt For For For 4 Elect Toni Jennings Mgmt For For For 5 Elect James K. Lowder Mgmt For For For 6 Elect Thomas H. Lowder Mgmt For For For 7 Elect Monica McGurk Mgmt For For For 8 Elect Claude B. Nielsen Mgmt For For For 9 Elect Philip W. Norwood Mgmt For For For 10 Elect W. Reid Sanders Mgmt For For For 11 Elect Gary Shorb Mgmt For For For 12 Elect David P. Stockert Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2013 Mgmt For For For Stock incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mohawk Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MHK CUSIP 608190104 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Filip Balcaen Mgmt For For For 2 Elect Bruce C. Mgmt For Against Against Bruckmann 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Perkinelmer, Inc. Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Barrett Mgmt For For For 2 Elect Samuel R. Chapin Mgmt For For For 3 Elect Robert F. Friel Mgmt For For For 4 Elect Sylvie Gregoire Mgmt For For For 5 Elect Nicholas A. Mgmt For For For Lopardo 6 Elect Alexis P. Michas Mgmt For For For 7 Elect Patrick J. Mgmt For For For Sullivan 8 Elect Frank Witney Mgmt For For For 9 Elect Pascale Witz Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Brian Ferguson Mgmt For For For 2 Elect Harold W. McGraw Mgmt For For For III 3 Elect Victoria J. Mgmt For For For Tschinkel 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ PTC Inc. Ticker Security ID: Meeting Date Meeting Status PTC CUSIP 69370C100 03/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Janice D. Chaffin Mgmt For For For 1.2 Elect Phillip M. Mgmt For For For Fernandez 1.3 Elect Donald K. Mgmt For For For Grierson 1.4 Elect James E. Mgmt For For For Heppelmann 1.5 Elect Klaus Hoehn Mgmt For For For 1.6 Elect Paul A. Lacy Mgmt For For For 1.7 Elect Corinna Lathan Mgmt For For For 1.8 Elect Robert P. Mgmt For For For Schechter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian P. Anderson Mgmt For For For 2 Elect Bryce Blair Mgmt For For For 3 Elect Richard W. Mgmt For For For Dreiling 4 Elect Thomas J. Mgmt For For For Folliard 5 Elect Cheryl W. Grise Mgmt For For For 6 Elect Andre J. Hawaux Mgmt For For For 7 Elect Ryan R. Marshall Mgmt For For For 8 Elect John R. Peshkin Mgmt For For For 9 Elect Scott F. Powers Mgmt For For For 10 Elect William J. Pulte Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/21/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryman Hospitality Properties Inc. Ticker Security ID: Meeting Date Meeting Status RHP CUSIP 78377T107 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J Bender Mgmt For For For 2 Elect Rachna Bhasin Mgmt For For For 3 Elect Alvin Bowles Mgmt For For For 4 Elect Ellen R. Levine Mgmt For For For 5 Elect Fazal Merchant Mgmt For For For 6 Elect Patrick Q. Moore Mgmt For For For 7 Elect Robert S. Mgmt For For For Prather, Jr. 8 Elect Colin V. Reed Mgmt For For For 9 Elect Michael I. Roth Mgmt For Against Against 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Spin-Off ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Kevin L. Beebe Mgmt For For For 3 Elect Timothy R. Furey Mgmt For For For 4 Elect Liam K. Griffin Mgmt For For For 5 Elect Balakrishnan S. Mgmt For For For Iyer 6 Elect Christine King Mgmt For For For 7 Elect David P. McGlade Mgmt For For For 8 Elect David J. Mgmt For For For McLachlan 9 Elect Robert A. Mgmt For For For Schriesheim 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2008 Mgmt For For For Director Long-Term Incentive Plan 13 Ratification of Mgmt For Against Against Ownership Threshold for Shareholders to Call a Special Meeting ________________________________________________________________________________ Southwest Gas Holdings Inc Ticker Security ID: Meeting Date Meeting Status SWX CUSIP 844895102 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Mgmt For For For Boughner 1.2 Elect Jose A. Cardenas Mgmt For For For 1.3 Elect Thomas E. Mgmt For For For Chestnut 1.4 Elect Stephen C. Comer Mgmt For For For 1.5 Elect LeRoy C. Mgmt For For For Hanneman, Jr. 1.6 Elect John P. Hester Mgmt For For For 1.7 Elect Anne L. Mariucci Mgmt For For For 1.8 Elect Michael J. Mgmt For For For Melarkey 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas A. Thomas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Gas Holdings Inc Ticker Security ID: Meeting Date Meeting Status SWX CUSIP 844895102 10/17/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Mgmt For For For Cumulative Voting 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ The Hanover Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status THG CUSIP 410867105 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. Kevin Condron Mgmt For For For 2 Elect Kevin J. Mgmt For For For Bradicich 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Harriett Tee Mgmt For For For Taggart 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc N. Casper Mgmt For For For 2 Elect Nelson J. Chai Mgmt For For For 3 Elect C. Martin Harris Mgmt For For For 4 Elect Tyler Jacks Mgmt For For For 5 Elect Judy C. Lewent Mgmt For For For 6 Elect Thomas J. Lynch Mgmt For Against Against 7 Elect Jim P. Manzi Mgmt For For For 8 Elect Lars Rebien Mgmt For For For Sorensen 9 Elect Scott M. Sperling Mgmt For Against Against 10 Elect Elaine S. Ullian Mgmt For Against Against 11 Elect Dion J. Weisler Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jan H. Suwinski Mgmt For For For 1.2 Elect J. Allen Kosowsky Mgmt For For For 1.3 Elect Wilson Jones Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Torchmark Corporation Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Adair Mgmt For For For 2 Elect Linda L. Addison Mgmt For For For 3 Elect Marilyn A. Mgmt For For For Alexander 4 Elect Cheryl D. Alston Mgmt For For For 5 Elect David L. Boren Mgmt For For For 6 Elect Jane M. Buchan Mgmt For For For 7 Elect Gary L. Coleman Mgmt For For For 8 Elect Larry M. Mgmt For For For Hutchison 9 Elect Robert W. Ingram Mgmt For For For 10 Elect Steven P. Johnson Mgmt For For For 11 Elect Darren M. Rebelez Mgmt For For For 12 Elect Lamar C. Smith Mgmt For For For 13 Elect Mary E. Thigpen Mgmt For For For 14 Elect Paul J. Zucconi Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Approval of the 2018 Mgmt For Against Against Incentive Plan 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose B. Alvarez Mgmt For For For 2 Elect Jenne K. Britell Mgmt For For For 3 Elect Marc A Bruno Mgmt For For For 4 Elect Bobby J. Griffin Mgmt For For For 5 Elect Terri L Kelly Mgmt For For For 6 Elect Michael J. Mgmt For For For Kneeland 7 Elect Gracia C. Martore Mgmt For For For 8 Elect Jason D. Mgmt For For For Papastavrou 9 Elect Filippo Passerini Mgmt For For For 10 Elect Donald C. Roof Mgmt For For For 11 Elect Shiv Singh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Westlake Chemical Corporation Ticker Security ID: Meeting Date Meeting Status WLK CUSIP 960413102 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Chao Mgmt For Withhold Against 1.2 Elect Mark A. McCollum Mgmt For Withhold Against 1.3 Elect R. Bruce Mgmt For For For Northcutt 1.4 Elect H. John Riley, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zimmer Biomet Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZBH CUSIP 98956P102 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Gail K. Boudreaux Mgmt For For For 4 Elect Michael J. Mgmt For For For Farrell 5 Elect Larry C. Mgmt For For For Glasscock 6 Elect Robert A. Mgmt For For For Hagemann 7 Elect Bryan C Hanson Mgmt For For For 8 Elect Arthur J. Higgins Mgmt For Against Against 9 Elect Michael W. Mgmt For For For Michelson 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL STRATTON REAL ESTATE FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ Acadia Realty Trust Ticker Security ID: Meeting Date Meeting Status AKR CUSIP 004239109 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth F. Mgmt For For For Bernstein 2 Elect Douglas Crocker, Mgmt For For For II 3 Elect Lorrence T. Mgmt For For For Kellar 4 Elect Wendy Luscombe Mgmt For For For 5 Elect William T. Spitz Mgmt For For For 6 Elect Lynn C. Thurber Mgmt For For For 7 Elect Lee S. Wielansky Mgmt For For For 8 Elect C. David Zoba Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alexandria Real Estate Equities, Inc. Ticker Security ID: Meeting Date Meeting Status ARE CUSIP 015271109 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joel S. Marcus Mgmt For For For 2 Elect Steven R. Hash Mgmt For For For 3 Elect John L. Atkins, Mgmt For For For III 4 Elect James P. Cain Mgmt For For For 5 Elect Maria C. Freire Mgmt For For For 6 Elect Richard H. Klein Mgmt For For For 7 Elect James H. Mgmt For For For Richardson 8 Elect Michael A. Mgmt For For For Woronoff 9 Amendment to the 1997 Mgmt For For For Stock Award and Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Campus Communities, Inc. Ticker Security ID: Meeting Date Meeting Status ACC CUSIP 024835100 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Bayless, Jr. 2 Elect William Blakeley Mgmt For For For Chandlee III 3 Elect G. Steven Dawson Mgmt For For For 4 Elect Cydney C. Donnell Mgmt For For For 5 Elect Edward Lowenthal Mgmt For For For 6 Elect Oliver Luck Mgmt For For For 7 Elect C. Patrick Oles Mgmt For For For Jr. 8 Elect John T. Rippel Mgmt For For For 9 2018 Share Incentive Mgmt For For For Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Homes 4 Rent Ticker Security ID: Meeting Date Meeting Status AMH CUSIP 02665T306 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect B. Wayne Hughes Mgmt For For For 2 Elect David P. Singelyn Mgmt For For For 3 Elect John Corrigan Mgmt For For For 4 Elect Dann V. Angeloff Mgmt For For For 5 Elect Douglas N. Benham Mgmt For For For 6 Elect Tamara Hughes Mgmt For For For Gustavson 7 Elect Matthew J. Hart Mgmt For For For 8 Elect James H. Kropp Mgmt For For For 9 Elect Kenneth M. Mgmt For For For Woolley 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Apartment Investment and Management Company Ticker Security ID: Meeting Date Meeting Status AIV CUSIP 03748R101 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Terry Considine Mgmt For For For 2 Elect Thomas L. Keltner Mgmt For For For 3 Elect J. Landis Martin Mgmt For For For 4 Elect Robert A. Miller Mgmt For For For 5 Elect Kathleen M. Mgmt For For For Nelson 6 Elect Ann Sperling Mgmt For For For 7 Elect Michael A. Stein Mgmt For Against Against 8 Elect Nina A. Tran Mgmt For For For 9 Ratification of Auditor Mgmt For Against Against 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2015 Mgmt For For For Stock Award and Incentive Plan 12 Technical Amendments Mgmt For For For to Charter/Bylaw ________________________________________________________________________________ Chesapeake Lodging Trust Ticker Security ID: Meeting Date Meeting Status CHSP CUSIP 165240102 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James L. Francis Mgmt For For For 2 Elect Douglas W. Vicari Mgmt For Against Against 3 Elect Thomas A. Natelli Mgmt For For For 4 Elect Angelique G. Mgmt For For For Brunner 5 Elect Thomas D. Eckert Mgmt For For For 6 Elect John W. Hill Mgmt For For For 7 Elect George F. Mgmt For Abstain Against McKenzie 8 Elect Jeffrey D. Mgmt For For For Nuechterlein 9 Ratification of Auditor Mgmt For For For 10 Amendment to the Mgmt For For For Equity Plan 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. Robert Bartolo Mgmt For For For 2 Elect Jay A. Brown Mgmt For For For 3 Elect Cindy Christy Mgmt For For For 4 Elect Ari Q. Fitzgerald Mgmt For For For 5 Elect Robert E. Mgmt For For For Garrison II 6 Elect Andrea J. Mgmt For For For Goldsmith 7 Elect Lee W. Hogan Mgmt For For For 8 Elect Edward C. Mgmt For For For Hutcheson, Jr. 9 Elect J. Landis Martin Mgmt For For For 10 Elect Robert F. Mgmt For For For McKenzie 11 Elect Anthony J. Melone Mgmt For For For 12 Elect W. Benjamin Mgmt For For For Moreland 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CubeSmart Ticker Security ID: Meeting Date Meeting Status CUBE CUSIP 229663109 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Piero Bussani Mgmt For For For 1.2 Elect Dorothy Dowling Mgmt For For For 1.3 Elect John W. Fain Mgmt For For For 1.4 Elect Marianne M. Keler Mgmt For For For 1.5 Elect Christopher P. Mgmt For For For Marr 1.6 Elect Deborah Ratner Mgmt For For For Salzberg 1.7 Elect John F. Remondi Mgmt For For For 1.8 Elect Jeffrey F. Rogatz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CyrusOne Inc. Ticker Security ID: Meeting Date Meeting Status CONE CUSIP 23283R100 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David H. Ferdman Mgmt For For For 1.2 Elect John W. Gamble, Mgmt For For For Jr 1.3 Elect Michael A. Klayko Mgmt For For For 1.4 Elect T. Tod Nielsen Mgmt For For For 1.5 Elect Alex Shumate Mgmt For For For 1.6 Elect William E. Mgmt For For For Sullivan 1.7 Elect Lynn A. Wentworth Mgmt For For For 1.8 Elect Gary J. Wojtaszek Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Digital Realty Trust Inc Ticker Security ID: Meeting Date Meeting Status DLR CUSIP 253868103 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Laurence A. Mgmt For For For Chapman 2 Elect Michael A. Coke Mgmt For For For 3 Elect Kevin J. Kennedy Mgmt For For For 4 Elect William G. Mgmt For For For LaPerch 5 Elect Afshin Mohebbi Mgmt For For For 6 Elect Mark R. Patterson Mgmt For For For 7 Elect Mary Hogan Mgmt For For For Preusse 8 Elect John T. Roberts, Mgmt For For For Jr. 9 Elect Dennis E. Mgmt For For For Singleton 10 Elect A. William Stein Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Digital Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status DLR CUSIP 253868103 09/13/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ EastGroup Properties Inc. Ticker Security ID: Meeting Date Meeting Status EGP CUSIP 277276101 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect D. Pike Aloian Mgmt For For For 2 Elect H.C. Bailey, Jr. Mgmt For For For 3 Elect H. Eric Bolton, Mgmt For For For Jr. 4 Elect Donald F. Mgmt For For For Colleran 5 Elect Hayden C. Eaves, Mgmt For For For III 6 Elect Fredric H. Gould Mgmt For For For 7 Elect David H. Hoster Mgmt For For For II 8 Elect Marshall A. Loeb Mgmt For For For 9 Elect Mary E. McCormick Mgmt For For For 10 Elect Leland R. Speed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EPR Properties Ticker Security ID: Meeting Date Meeting Status EPR CUSIP 26884U109 06/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas M. Bloch Mgmt For For For 1.2 Elect Jack A. Newman, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Repeal of Classified Mgmt For For For Board 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Equinix, Inc. Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP 29444U700 06/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Bartlett Mgmt For For For 1.2 Elect Nanci E. Caldwell Mgmt For For For 1.3 Elect Gary F. Hromadko Mgmt For For For 1.4 Elect Scott Kriens Mgmt For For For 1.5 Elect William Luby Mgmt For For For 1.6 Elect Irving F. Lyons, Mgmt For For For III 1.7 Elect Christopher B. Mgmt For For For Paisley 1.8 Elect Peter F. Van Camp Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Proxy Access Bylaw ________________________________________________________________________________ Equity LifeStyle Properties, Inc. Ticker Security ID: Meeting Date Meeting Status ELS CUSIP 29472R108 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip C. Calian Mgmt For For For 1.2 Elect David J. Contis Mgmt For For For 1.3 Elect Constance Mgmt For For For Freedman 1.4 Elect Thomas P. Mgmt For For For Heneghan 1.5 Elect Tao Huang Mgmt For For For 1.6 Elect Marguerite Nader Mgmt For For For 1.7 Elect Sheli Z. Mgmt For For For Rosenberg 1.8 Elect Howard Walker Mgmt For For For 1.9 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Essex Property Trust, Inc. Ticker Security ID: Meeting Date Meeting Status ESS CUSIP 297178105 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith R. Guericke Mgmt For For For 1.2 Elect Amal M. Johnson Mgmt For For For 1.3 Elect Irving F. Lyons, Mgmt For For For III 1.4 Elect George M. Marcus Mgmt For Withhold Against 1.5 Elect Thomas E. Mgmt For For For Robinson 1.6 Elect Michael J. Schall Mgmt For For For 1.7 Elect Byron A. Mgmt For For For Scordelis 1.8 Elect Janice L. Sears Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2018 Mgmt For For For Stock Award and Incentive Compensation Plan ________________________________________________________________________________ Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon E. Bortz Mgmt For For For 2 Elect David W. Faeder Mgmt For For For 3 Elect Elizabeth Holland Mgmt For For For 4 Elect Gail P. Steinel Mgmt For For For 5 Elect Warren M. Mgmt For For For Thompson 6 Elect Joseph Mgmt For For For Vassalluzzo 7 Elect Donald C. Wood Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Industrial Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status FR CUSIP 32054K103 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter E. Baccile Mgmt For For For 2 Elect Matthew S. Mgmt For For For Dominski 3 Elect Bruce W. Duncan Mgmt For For For 4 Elect H. Patrick Mgmt For For For Hackett, Jr. 5 Elect John Rau Mgmt For For For 6 Elect Peter Sharpe Mgmt For For For 7 Elect W. Ed Tyler Mgmt For For For 8 Elect Denise A. Olsen Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GGP Inc. Ticker Security ID: Meeting Date Meeting Status GGP CUSIP 36174X101 06/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard B. Clark Mgmt For For For 2 Elect Mary Lou Fiala Mgmt For For For 3 Elect J. Bruce Flatt Mgmt For For For 4 Elect Janice R. Mgmt For For For Fukakusa 5 Elect John K. Haley Mgmt For For For 6 Elect Daniel B. Hurwitz Mgmt For For For 7 Elect Brian W. Kingston Mgmt For For For 8 Elect Christina M. Mgmt For For For Lofgren 9 Elect Sandeep Mathrani Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gramercy Property Trust Ticker Security ID: Meeting Date Meeting Status GPT CUSIP 385002308 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles E. Black Mgmt For For For 1.2 Elect Gordon F. DuGan Mgmt For For For 1.3 Elect Allan J. Baum Mgmt For For For 1.4 Elect Z. Jamie Behar Mgmt For For For 1.5 Elect Thomas D. Eckert Mgmt For For For 1.6 Elect James L. Francis Mgmt For For For 1.7 Elect Gregory F. Hughes Mgmt For For For 1.8 Elect Jeffrey E. Kelter Mgmt For For For 1.9 Elect Louis P. Mgmt For For For Salvatore 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Healthcare Trust of America, Inc. Ticker Security ID: Meeting Date Meeting Status HTA CUSIP 42225P501 07/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott D. Peters Mgmt For For For 2 Elect W. Bradley Mgmt For For For Blair, II 3 Elect Maurice J. DeWald Mgmt For For For 4 Elect Warren D. Fix Mgmt For For For 5 Elect Peter N. Foss Mgmt For For For 6 Elect Daniel S. Henson Mgmt For For For 7 Elect Larry L. Mathis Mgmt For For For 8 Elect Gary T. Wescombe Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Highwoods Properties, Inc. Ticker Security ID: Meeting Date Meeting Status HIW CUSIP 431284108 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles A. Mgmt For For For Anderson 1.2 Elect Gene H. Anderson Mgmt For For For 1.3 Elect Carlos E. Evans Mgmt For For For 1.4 Elect Edward J. Fritsch Mgmt For For For 1.5 Elect David J. Hartzell Mgmt For For For 1.6 Elect Sherry A. Kellett Mgmt For For For 1.7 Elect Anne H. Lloyd Mgmt For For For 1.8 Elect O. Temple Sloan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION ________________________________________________________________________________ Hudson Pacific Properties Inc. Ticker Security ID: Meeting Date Meeting Status HPP CUSIP 444097109 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Victor J. Coleman Mgmt For For For 2 Elect Theodore R. Mgmt For For For Antenucci 3 Elect Andrea L. Wong Mgmt For For For 4 Elect Richard B. Fried Mgmt For For For 5 Elect Jonathan M. Mgmt For For For Glaser 6 Elect Robert L. Harris Mgmt For For For II 7 Elect Mark D. Linehan Mgmt For For For 8 Elect Robert M. Mgmt For For For Moran,Jr. 9 Elect Michael Nash Mgmt For For For 10 Elect Barry A. Porter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Liberty Property Trust Ticker Security ID: Meeting Date Meeting Status LPT CUSIP 531172104 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas C. Mgmt For For For DeLoach, Jr. 1.2 Elect Katherine E. Mgmt For For For Dietze 1.3 Elect Antonio F. Mgmt For For For Fernandez 1.4 Elect Daniel P. Garton Mgmt For For For 1.5 Elect Robert G Gifford Mgmt For For For 1.6 Elect William P. Mgmt For For For Hankowsky 1.7 Elect David L. Mgmt For For For Lingerfelt 1.8 Elect Marguerite Nader Mgmt For For For 1.9 Elect Fredric J. Mgmt For For For Tomczyk 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amend the Trust's Mgmt For For For Bylaws 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Life Storage, Inc. Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 53223X107 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Rogers Mgmt For For For 1.2 Elect Charles E. Lannon Mgmt For For For 1.3 Elect Stephen R. Mgmt For For For Rusmisel 1.4 Elect Arthur L. Mgmt For For For Havener, Jr. 1.5 Elect Mark G. Barberio Mgmt For For For 1.6 Elect Carol Hansell Mgmt For For For 1.7 Elect Dana Hamilton Mgmt For For For 1.8 Elect Edward J. Mgmt For For For Pettinella 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J.W. Marriott, Mgmt For For For Jr. 2 Elect Mary K. Bush Mgmt For For For 3 Elect Bruce W. Duncan Mgmt For For For 4 Elect Deborah Marriott Mgmt For For For Harrison 5 Elect Frederick A. Mgmt For For For Henderson 6 Elect Eric Hippeau Mgmt For For For 7 Elect Lawrence W. Mgmt For For For Kellner 8 Elect Debra L. Lee Mgmt For For For 9 Elect Aylwin B. Lewis Mgmt For For For 10 Elect George Munoz Mgmt For For For 11 Elect Steven S Mgmt For For For Reinemund 12 Elect W. Mitt Romney Mgmt For For For 13 Elect Susan C. Schwab Mgmt For For For 14 Elect Arne M. Sorenson Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Right to Call a Mgmt For Abstain Against Special Meeting 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 19 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Medical Properties Trust Inc Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward K. Aldag, Mgmt For For For Jr. 2 Elect G. Steven Dawson Mgmt For For For 3 Elect R. Steven Hamner Mgmt For Against Against 4 Elect Elizabeth N. Mgmt For For For Pitman 5 Elect C. Reynolds Mgmt For For For Thompson, III 6 Elect D. Paul Sparks Mgmt For For For Jr. 7 Elect Michael G. Mgmt For For For Stewart 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MGM Growth Properties LLC Ticker Security ID: Meeting Date Meeting Status MGP CUSIP 55303A105 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Murren Mgmt For For For 2 Elect Michael Reitbrock Mgmt For For For 3 Elect Thomas A. Roberts Mgmt For For For 4 Elect Daniel J. Taylor Mgmt For For For 5 Elect Elisa Gois Mgmt For For For 6 Elect William Joseph Mgmt For For For Hornbuckle 7 Elect John M. McManus Mgmt For For For 8 Elect Robert "Bob" Mgmt For For For Smith 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mid-America Apartment Communities, Inc. Ticker Security ID: Meeting Date Meeting Status MAA CUSIP 59522J103 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Eric Bolton, Mgmt For For For Jr. 2 Elect Russell R. French Mgmt For For For 3 Elect Alan B. Graf, Jr. Mgmt For For For 4 Elect Toni Jennings Mgmt For For For 5 Elect James K. Lowder Mgmt For For For 6 Elect Thomas H. Lowder Mgmt For For For 7 Elect Monica McGurk Mgmt For For For 8 Elect Claude B. Nielsen Mgmt For For For 9 Elect Philip W. Norwood Mgmt For For For 10 Elect W. Reid Sanders Mgmt For For For 11 Elect Gary Shorb Mgmt For For For 12 Elect David P. Stockert Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2013 Mgmt For For For Stock incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Retail Properties, Inc. Ticker Security ID: Meeting Date Meeting Status NNN CUSIP 637417106 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela K. M. Mgmt For For For Beall 1.2 Elect Steven Cosler Mgmt For For For 1.3 Elect Don DeFosset Mgmt For For For 1.4 Elect David M. Fick Mgmt For For For 1.5 Elect Edward J. Fritsch Mgmt For For For 1.6 Elect Kevin B. Habicht Mgmt For Withhold Against 1.7 Elect Robert C. Legler Mgmt For For For 1.8 Elect Sam L. Susser Mgmt For For For 1.9 Elect Julian E. Mgmt For For For Whitehurst 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Retail Opportunity Investments Corp. Ticker Security ID: Meeting Date Meeting Status ROIC CUSIP 76131N101 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Baker Mgmt For For For 1.2 Elect Michael J. Mgmt For For For Indiveri 1.3 Elect Edward H. Meyer Mgmt For Withhold Against 1.4 Elect Lee S. Neibart Mgmt For For For 1.5 Elect Charles J. Mgmt For For For Persico 1.6 Elect Laura H. Mgmt For For For Pomerantz 1.7 Elect Stuart A. Tanz Mgmt For For For 1.8 Elect Eric S. Zorn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2009 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Ryman Hospitality Properties Inc. Ticker Security ID: Meeting Date Meeting Status RHP CUSIP 78377T107 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J Bender Mgmt For For For 2 Elect Rachna Bhasin Mgmt For For For 3 Elect Alvin Bowles Mgmt For For For 4 Elect Ellen R. Levine Mgmt For For For 5 Elect Fazal Merchant Mgmt For For For 6 Elect Patrick Q. Moore Mgmt For For For 7 Elect Robert S. Mgmt For For For Prather, Jr. 8 Elect Colin V. Reed Mgmt For For For 9 Elect Michael I. Roth Mgmt For Against Against 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Spin-Off ________________________________________________________________________________ SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78410G104 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian C. Carr Mgmt For For For 2 Elect Mary S. Chan Mgmt For For For 3 Elect George R. Mgmt For For For Krouse, Jr. 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of 2018 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Simon Property Group, Inc. Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glyn F. Aeppel Mgmt For For For 2 Elect Larry C. Mgmt For For For Glasscock 3 Elect Karen N. Horn Mgmt For For For 4 Elect Allan B. Hubbard Mgmt For For For 5 Elect Reuben S. Mgmt For For For Leibowitz 6 Elect Gary M. Rodkin Mgmt For For For 7 Elect Stefan Selig Mgmt For For For 8 Elect Daniel C. Smith Mgmt For For For 9 Elect J. Albert Smith, Mgmt For For For Jr. 10 Elect Marta R. Stewart Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibiting Termination Benefits Following a Change in Control ________________________________________________________________________________ SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Alschuler Mgmt For For For 2 Elect Lauren B. Dillard Mgmt For For For 3 Elect Stephen L. Green Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ UDR, Inc. Ticker Security ID: Meeting Date Meeting Status UDR CUSIP 902653104 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Katherine A. Mgmt For For For Cattanach 2 Elect Robert P. Freeman Mgmt For For For 3 Elect Jon A. Grove Mgmt For For For 4 Elect Mary Ann King Mgmt For For For 5 Elect James D. Mgmt For For For Klingbeil 6 Elect Clint D. Mgmt For For For McDonnough 7 Elect Robert A. Mgmt For For For McNamara 8 Elect Mark R. Patterson Mgmt For For For 9 Elect Lynne B. Sagalyn Mgmt For For For 10 Elect Thomas W. Toomey Mgmt For For For 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Amendments to Charter Mgmt For For For to Permit Shareholders to Amend Bylaws ________________________________________________________________________________ Uniti Group Inc. Ticker Security ID: Meeting Date Meeting Status UNIT CUSIP 91325V108 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jennifer S. Mgmt For For For Banner 2 Elect Scott G Bruce Mgmt For For For 3 Elect Francis X. Frantz Mgmt For For For 4 Elect Andrew Frey Mgmt For For For 5 Elect Kenneth A. Mgmt For For For Gunderman 6 Elect David L. Solomon Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Employee Stock Mgmt For For For Purchase Plan 9 Amendment Regarding Mgmt For For For Shareholders Power to Amend Bylaws 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ventas, Inc. Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Melody C. Barnes Mgmt For For For 2 Elect Debra A. Cafaro Mgmt For For For 3 Elect Jay M. Gellert Mgmt For For For 4 Elect Richard I. Mgmt For For For Gilchrist 5 Elect Matthew J. Lustig Mgmt For For For 6 Elect Roxanne M. Mgmt For For For Martino 7 Elect Walter C. Mgmt For For For Rakowich 8 Elect Robert D. Reed Mgmt For For For 9 Elect James D. Shelton Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Welltower Inc. Ticker Security ID: Meeting Date Meeting Status WELL CUSIP 95040Q104 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth J. Bacon Mgmt For For For 2 Elect Thomas J. DeRosa Mgmt For For For 3 Elect Jeffrey H. Mgmt For For For Donahue 4 Elect Geoffrey G. Mgmt For For For Meyers 5 Elect Timothy J. Mgmt For Against Against Naughton 6 Elect Sharon M. Oster Mgmt For For For 7 Elect Judith C. Pelham Mgmt For For For 8 Elect Sergio D. Rivera Mgmt For For For 9 Elect R. Scott Trumbull Mgmt For For For 10 Elect Gary Whitelaw Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 05/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark A. Emmert Mgmt For For For 2 Elect Rick R. Holley Mgmt For For For 3 Elect Sara Mgmt For For For Grootwassink Lewis 4 Elect John F. Morgan, Mgmt For For For Sr. 5 Elect Nicole W. Mgmt For For For Piasecki 6 Elect Marc F. Racicot Mgmt For For For 7 Elect Lawrence A. Mgmt For For For Selzer 8 Elect Doyle R. Simons Mgmt For For For 9 Elect D. Michael Mgmt For For For Steuert 10 Elect Kim Williams Mgmt For For For 11 Elect Charles R. Mgmt For For For Williamson 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record - Item1 Proxy Voting Record - Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL STRATTON SMALL CAP VALUE FUND Date of fiscal year end: 09/30 In all markets, for all statuses, for Key- ________________________________________________________________________________ AdvanSix Inc Ticker Security ID: Meeting Date Meeting Status ASIX CUSIP 00773T101 06/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul E. Huck Mgmt For For For 2 Elect Daniel F. Sansone Mgmt For For For 3 Elect Sharon S Spurlin Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Glenn Earle Mgmt For For For 4 Elect Niall Ferguson Mgmt For For For 5 Elect Sean M. Healey Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Patrick T. Ryan Mgmt For For For 8 Elect Karen Yerburgh Mgmt For For For 9 Elect Jide J. Zeitlin Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Elect Nathaniel Dalton Mgmt For For For ________________________________________________________________________________ American Campus Communities, Inc. Ticker Security ID: Meeting Date Meeting Status ACC CUSIP 024835100 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Bayless, Jr. 2 Elect William Blakeley Mgmt For For For Chandlee III 3 Elect G. Steven Dawson Mgmt For For For 4 Elect Cydney C. Donnell Mgmt For For For 5 Elect Edward Lowenthal Mgmt For For For 6 Elect Oliver Luck Mgmt For For For 7 Elect C. Patrick Oles Mgmt For For For Jr. 8 Elect John T. Rippel Mgmt For For For 9 2018 Share Incentive Mgmt For For For Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Anixter International Inc. Ticker Security ID: Meeting Date Meeting Status AXE CUSIP 035290105 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Frederic F. Brace Mgmt For For For 1.3 Elect Linda Walker Mgmt For For For Bynoe 1.4 Elect Robert J. Eck Mgmt For For For 1.5 Elect William A. Galvin Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn N. Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Scott R. Peppet Mgmt For For For 1.10 Elect Valarie L. Mgmt For For For Sheppard 1.11 Elect Stuart M. Sloan Mgmt For For For 1.12 Elect Samuel Zell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erik J. Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For Against Against 3 Elect Donald C. Burke Mgmt For For For 4 Elect Rebecca A. Klein Mgmt For For For 5 Elect Scott H. Maw Mgmt For For For 6 Elect Scott L. Morris Mgmt For For For 7 Elect Marc F. Racicot Mgmt For For For 8 Elect Heidi B. Stanley Mgmt For For For 9 Elect R. John Taylor Mgmt For For For 10 Elect Dennis Vermillion Mgmt For For For 11 Elect Janet D. Widmann Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 11/21/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Belden Inc. Ticker Security ID: Meeting Date Meeting Status BDC CUSIP 077454106 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Lance C. Balk Mgmt For For For 3 Elect Steven W. Mgmt For For For Berglund 4 Elect Diane D. Brink Mgmt For For For 5 Elect Judy L. Brown Mgmt For For For 6 Elect Bryan C. Cressey Mgmt For For For 7 Elect Jonathan C. Klein Mgmt For For For 8 Elect George E. Minnich Mgmt For For For 9 Elect John M. Monter Mgmt For For For 10 Elect John S. Stroup Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BioTelemetry, Inc. Ticker Security ID: Meeting Date Meeting Status BEAT CUSIP 090672106 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony J. Conti Mgmt For For For 2 Elect Kirk E. Gorman Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dorothy M. Ables Mgmt For For For 1.2 Elect Rhys J. Best Mgmt For For For 1.3 Elect Robert S. Boswell Mgmt For For For 1.4 Elect Amanda M. Brock Mgmt For For For 1.5 Elect Dan O. Dinges Mgmt For For For 1.6 Elect Robert Kelley Mgmt For For For 1.7 Elect W. Matt Ralls Mgmt For For For 1.8 Elect Marcus A. Watts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CACI International Inc Ticker Security ID: Meeting Date Meeting Status CACI CUSIP 127190304 11/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth Asbury Mgmt For For For 2 Elect Michael A. Mgmt For For For Daniels 3 Elect James S. Gilmore Mgmt For For For III 4 Elect William L. Jews Mgmt For For For 5 Elect Gregory G. Mgmt For For For Johnson 6 Elect J.P. London Mgmt For For For 7 Elect James L. Pavitt Mgmt For For For 8 Elect Warren R. Mgmt For Against Against Phillips 9 Elect Charles P. Mgmt For For For Revoile 10 Elect William S. Mgmt For For For Wallace 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Callon Petroleum Company Ticker Security ID: Meeting Date Meeting Status CPE CUSIP 13123X102 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara J. Mgmt For For For Faulkenberry 1.2 Elect L. Richard Flury Mgmt For For For 1.3 Elect Joseph C Gatto Jr Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of 2018 Mgmt For For For Omnibus Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Casey's General Stores, Inc. Ticker Security ID: Meeting Date Meeting Status CASY CUSIP 147528103 09/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Myers Mgmt For For For 1.2 Elect Diane C. Mgmt For For For Bridgewater 1.3 Elect Larree M. Renda Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Chemical Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHFC CUSIP 163731102 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James R. Mgmt For For For Fitterling 1.2 Elect Ronald A. Klein Mgmt For For For 1.3 Elect Richard M. Mgmt For For For Lievense 1.4 Elect Barbara J. Mahone Mgmt For For For 1.5 Elect Barbara L. Mgmt For For For McQuade 1.6 Elect John E. Pelizzari Mgmt For For For 1.7 Elect David Provost Mgmt For For For 1.8 Elect Thomas C. Shafer Mgmt For For For 1.9 Elect Larry D. Stauffer Mgmt For For For 1.10 Elect Jeffrey L Tate Mgmt For For For 1.11 Elect Gary Torgow Mgmt For For For 1.12 Elect Arthur A. Weiss Mgmt For For For 1.13 Elect Franklin C. Mgmt For For For Wheatlake 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Community Bank System, Inc. Ticker Security ID: Meeting Date Meeting Status CBU CUSIP 203607106 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Neil E. Fesette Mgmt For For For 1.2 Elect Raymond C. Pecor Mgmt For For For III 1.3 Elect Sally A. Steele Mgmt For For For 1.4 Elect Mark E. Tryniski Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cooper Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status CTB CUSIP 216831107 05/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas P. Capo Mgmt For For For 1.2 Elect Steven M. Chapman Mgmt For For For 1.3 Elect Susan F. Davis Mgmt For For For 1.4 Elect John J. Holland Mgmt For For For 1.5 Elect Bradley E Hughes Mgmt For For For 1.6 Elect Tracey I. Joubert Mgmt For For For 1.7 Elect Gary S. Michel Mgmt For For For 1.8 Elect Robert D. Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/23/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin R. Benante Mgmt For For For 2 Elect Donald G. Cook Mgmt For For For 3 Elect R. S. Evans Mgmt For For For 4 Elect Ronald C. Lindsay Mgmt For For For 5 Elect Philip R. Mgmt For For For Lochner, Jr. 6 Elect Charles G. Mgmt For For For McClure, Jr. 7 Elect Max H. Mitchell Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Approval of the 2018 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ El Paso Electric Company Ticker Security ID: Meeting Date Meeting Status EE CUSIP 283677854 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond Palacios Mgmt For For For Jr. 2 Elect Stephen N. Mgmt For For For Wertheimer 3 Elect Charles A. Mgmt For For For Yamarone 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Enersys Ticker Security ID: Meeting Date Meeting Status ENS CUSIP 29275Y102 08/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Lehman Mgmt For For For 2 Elect Dennis S. Marlo Mgmt For For For 3 Elect Paul J. Tufano Mgmt For For For 4 Approval of the 2017 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Industrial Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status FR CUSIP 32054K103 05/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter E. Baccile Mgmt For For For 2 Elect Matthew S. Mgmt For For For Dominski 3 Elect Bruce W. Duncan Mgmt For For For 4 Elect H. Patrick Mgmt For For For Hackett, Jr. 5 Elect John Rau Mgmt For For For 6 Elect Peter Sharpe Mgmt For For For 7 Elect W. Ed Tyler Mgmt For For For 8 Elect Denise A. Olsen Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Midwest Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status FMBI CUSIP 320867104 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara A. Mgmt For For For Boigegrain 2 Elect Thomas L. Brown Mgmt For For For 3 Elect Phupinder S. Gill Mgmt For For For 4 Elect Kathryn J Hayley Mgmt For For For 5 Elect Peter J. Henseler Mgmt For For For 6 Elect Frank B. Modruson Mgmt For For For 7 Elect Ellen A. Rudnick Mgmt For For For 8 Elect Mark G. Sander Mgmt For For For 9 Elect Michael J. Small Mgmt For For For 10 Elect Stephen C Van Mgmt For For For Arsdell 11 Approval of 2018 Stock Mgmt For For For Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Glacier Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status GBCI CUSIP 37637Q105 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall M. Mgmt For For For Chesler 1.2 Elect Sherry L. Mgmt For For For Cladouhos 1.3 Elect James M. English Mgmt For For For 1.4 Elect Annie M. Goodwin Mgmt For For For 1.5 Elect Dallas I. Herron Mgmt For For For 1.6 Elect Craig A. Langel Mgmt For For For 1.7 Elect Douglas J. Mgmt For For For McBride 1.8 Elect John W. Murdoch Mgmt For For For 1.9 Elect Mark J. Semmens Mgmt For For For 1.10 Elect George R. Sutton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Highwoods Properties, Inc. Ticker Security ID: Meeting Date Meeting Status HIW CUSIP 431284108 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles A. Mgmt For For For Anderson 1.2 Elect Gene H. Anderson Mgmt For For For 1.3 Elect Carlos E. Evans Mgmt For For For 1.4 Elect Edward J. Fritsch Mgmt For For For 1.5 Elect David J. Hartzell Mgmt For For For 1.6 Elect Sherry A. Kellett Mgmt For For For 1.7 Elect Anne H. Lloyd Mgmt For For For 1.8 Elect O. Temple Sloan, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION ________________________________________________________________________________ IBERIABANK Corporation Ticker Security ID: Meeting Date Meeting Status IBKC CUSIP 450828108 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernest P. Mgmt For For For Breaux, Jr. 1.2 Elect Daryl G. Byrd Mgmt For For For 1.3 Elect John N. Casbon Mgmt For For For 1.4 Elect John E. Koerner Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ JetBlue Airways Corporation Ticker Security ID: Meeting Date Meeting Status JBLU CUSIP 477143101 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Virginia Gambale Mgmt For For For 3 Elect Stephan Gemkow Mgmt For For For 4 Elect Robin Hayes Mgmt For For For 5 Elect Ellen Jewett Mgmt For For For 6 Elect Stanley Mgmt For For For McChrystal 7 Elect Joel Peterson Mgmt For For For 8 Elect Frank V. Sica Mgmt For For For 9 Elect Thomas Winkelmann Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MasTec, Inc. Ticker Security ID: Meeting Date Meeting Status MTZ CUSIP 576323109 05/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jose R. Mas Mgmt For For For 1.2 Elect Javier Palomarez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MB Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MBFI CUSIP 55264U108 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David P. Bolger Mgmt For For For 2 Elect C. Bryan Daniels Mgmt For For For 3 Elect Mitchell S. Mgmt For For For Feiger 4 Elect Sunil Garg Mgmt For For For 5 Elect Charles J. Gries Mgmt For For For 6 Elect James N. Hallene Mgmt For For For 7 Elect Thomas H. Harvey Mgmt For For For 8 Elect Richard J. Mgmt For For For Holmstrom 9 Elect Mark A. Hoppe Mgmt For For For 10 Elect Karen J. May Mgmt For For For 11 Elect Renee Togher Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Medical Properties Trust Inc Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward K. Aldag, Mgmt For For For Jr. 2 Elect G. Steven Dawson Mgmt For For For 3 Elect R. Steven Hamner Mgmt For Against Against 4 Elect Elizabeth N. Mgmt For For For Pitman 5 Elect C. Reynolds Mgmt For For For Thompson, III 6 Elect D. Paul Sparks Mgmt For For For Jr. 7 Elect Michael G. Mgmt For For For Stewart 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MOOG Inc. Ticker Security ID: Meeting Date Meeting Status MOG.A CUSIP 615394202 02/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Advisory Vote on Mgmt For For For Executive Compensation 2 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NetScout Systems, Inc. Ticker Security ID: Meeting Date Meeting Status NTCT CUSIP 64115T104 09/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph G. Mgmt For For For Hadzima, Jr. 1.2 Elect Christopher Mgmt For For For Perretta 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Northwest Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status NWBI CUSIP 667340103 04/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip M. Tredway Mgmt For For For 1.2 Elect Deborah J. Mgmt For Withhold Against Chadsey 1.3 Elect Timothy M. Hunter Mgmt For For For 1.4 Elect Ronald J. Mgmt For For For Seiffert 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2018 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ON CUSIP 682189105 05/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Atsushi Abe Mgmt For For For 2 Elect Alan Campbell Mgmt For For For 3 Elect Curtis J. Mgmt For For For Crawford 4 Elect Gilles Delfassy Mgmt For For For 5 Elect Emmanuel T. Mgmt For For For Hernandez 6 Elect Keith D. Jackson Mgmt For For For 7 Elect Paul A. Mgmt For For For Mascarenas 8 Elect Daryl A. Mgmt For For For Ostrander 9 Elect Teresa M. Ressel Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oshkosh Corporation Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688239201 02/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith J. Allman Mgmt For For For 1.2 Elect Peter B. Hamilton Mgmt For For For 1.3 Elect Wilson R. Jones Mgmt For For For 1.4 Elect Leslie F. Kenne Mgmt For For For 1.5 Elect Kimberley Mgmt For For For Metcalf-Kupres 1.6 Elect Stephen C. Mizell Mgmt For For For 1.7 Elect Stephen D. Newlin Mgmt For Withhold Against 1.8 Elect Craig P. Omtvedt Mgmt For For For 1.9 Elect Duncan J. Palmer Mgmt For For For 1.10 Elect John S. Shiely Mgmt For For For 1.11 Elect William S. Mgmt For For For Wallace 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Proxy Access Bylaw ________________________________________________________________________________ PAREXEL International Corp. Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 09/15/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ PolyOne Corporation Ticker Security ID: Meeting Date Meeting Status POL CUSIP 73179P106 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Mgmt For For For Abernathy 1.2 Elect Richard H. Fearon Mgmt For For For 1.3 Elect Gregory J. Goff Mgmt For For For 1.4 Elect William R. Mgmt For For For Jellison 1.5 Elect Sandra Beach Lin Mgmt For For For 1.6 Elect Kim Ann Mink Mgmt For For For 1.7 Elect Robert M. Mgmt For For For Patterson 1.8 Elect William H. Powell Mgmt For For For 1.9 Elect Kerry J. Preete Mgmt For For For 1.10 Elect William A. Mgmt For For For Wulfsohn 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Portland General Electric Company Ticker Security ID: Meeting Date Meeting Status POR CUSIP 736508847 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John W. Mgmt For For For Ballantine 2 Elect Rodney L. Brown, Mgmt For For For Jr. 3 Elect Jack E. Davis Mgmt For For For 4 Elect David A. Dietzler Mgmt For For For 5 Elect Kirby A. Dyess Mgmt For For For 6 Elect Mark B. Ganz Mgmt For For For 7 Elect Kathryn J. Mgmt For For For Jackson 8 Elect Neil J. Nelson Mgmt For For For 9 Elect M. Lee Pelton Mgmt For For For 10 Elect Maria M. Pope Mgmt For For For 11 Elect Charles W. Mgmt For For For Shivery 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Stock Mgmt For For For Incentive Plan ________________________________________________________________________________ PTC Inc Ticker Security ID: Meeting Date Meeting Status PTC CUSIP 69370C100 03/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice D. Chaffin Mgmt For For For 2 Elect Phillip M. Mgmt For For For Fernandez 3 Elect Donald K. Mgmt For For For Grierson 4 Elect James E. Mgmt For For For Heppelmann 5 Elect Klaus Hoehn Mgmt For For For 6 Elect Paul A. Lacy Mgmt For For For 7 Elect Corinna Lathan Mgmt For For For 8 Elect Robert P. Mgmt For For For Schechter 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Qorvo, Inc. Ticker Security ID: Meeting Date Meeting Status QRVO CUSIP 74736K101 08/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph G. Quinsey Mgmt For For For 1.2 Elect Robert A. Mgmt For For For Bruggeworth 1.3 Elect Daniel A. DiLeo Mgmt For For For 1.4 Elect Jeffery Gardner Mgmt For Withhold Against 1.5 Elect Charles Scott Mgmt For For For Gibson 1.6 Elect John R. Harding Mgmt For For For 1.7 Elect David H.Y. Ho Mgmt For For For 1.8 Elect Roderick D. Mgmt For For For Nelson 1.9 Elect Dr. Walden C. Mgmt For For For Rhines 1.10 Elect Susan L. Spradley Mgmt For For For 1.11 Elect Walter H. Mgmt For For For Wilkinson, Jr. 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Re-Approval of the Mgmt For For For 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryman Hospitality Properties Inc. Ticker Security ID: Meeting Date Meeting Status RHP CUSIP 78377T107 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J Bender Mgmt For For For 2 Elect Rachna Bhasin Mgmt For For For 3 Elect Alvin Bowles Mgmt For For For 4 Elect Ellen R. Levine Mgmt For For For 5 Elect Fazal Merchant Mgmt For For For 6 Elect Patrick Q. Moore Mgmt For For For 7 Elect Robert S. Mgmt For For For Prather, Jr. 8 Elect Colin V. Reed Mgmt For For For 9 Elect Michael I. Roth Mgmt For Against Against 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Spin-Off ________________________________________________________________________________ Selective Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status SIGI CUSIP 816300107 05/02/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul D. Bauer Mgmt For For For 2 Elect John C. Burville Mgmt For For For 3 Elect Robert Kelly Mgmt For For For Doherty 4 Elect Thomas A. Mgmt For For For McCarthy 5 Elect H. Elizabeth Mgmt For For For Mitchell 6 Elect Michael J. Mgmt For For For Morrissey 7 Elect Gregory E. Murphy Mgmt For For For 8 Elect Cynthia S. Mgmt For For For Nicholson 9 Elect Ronald L. Mgmt For For For O'Kelley 10 Elect William M. Rue Mgmt For For For 11 Elect John S. Scheid Mgmt For For For 12 Elect J. Brian Thebault Mgmt For For For 13 Elect Philip H. Urban Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2014 Mgmt For For For Omnibus Stock Plan 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn A. Byrne Mgmt For For For 2 Elect Alfonse M. Mgmt For For For D'Amato 3 Elect Jeffrey W. Meshel Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2004 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 05/31/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Alschuler Mgmt For For For 2 Elect Lauren B. Dillard Mgmt For For For 3 Elect Stephen L. Green Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Gas Holdings Inc Ticker Security ID: Meeting Date Meeting Status SWX CUSIP 844895102 05/03/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Mgmt For For For Boughner 1.2 Elect Jose A. Cardenas Mgmt For For For 1.3 Elect Thomas E. Mgmt For For For Chestnut 1.4 Elect Stephen C. Comer Mgmt For For For 1.5 Elect LeRoy C. Mgmt For For For Hanneman, Jr. 1.6 Elect John P. Hester Mgmt For For For 1.7 Elect Anne L. Mariucci Mgmt For For For 1.8 Elect Michael J. Mgmt For For For Melarkey 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas A. Thomas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Gas Holdings Inc Ticker Security ID: Meeting Date Meeting Status SWX CUSIP 844895102 10/17/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Mgmt For For For Cumulative Voting 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Greg W. Becker Mgmt For For For 1.2 Elect Eric A. Benhamou Mgmt For For For 1.3 Elect John Clendening Mgmt For For For 1.4 Elect Roger F. Dunbar Mgmt For For For 1.5 Elect Joel P. Friedman Mgmt For For For 1.6 Elect Kimberley A. Mgmt For For For Jabal 1.7 Elect Jeffrey N. Mgmt For For For Maggioncalda 1.8 Elect Mary J. Miller Mgmt For For For 1.9 Elect Kate D. Mitchell Mgmt For For For 1.10 Elect John F. Robinson Mgmt For For For 1.11 Elect Garen K. Staglin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Take-Two Interactive Software, Inc. Ticker Security ID: Meeting Date Meeting Status TTWO CUSIP 874054109 09/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Strauss Zelnick Mgmt For For For 1.2 Elect Robert A. Bowman Mgmt For For For 1.3 Elect Michael Dornemann Mgmt For For For 1.4 Elect J Moses Mgmt For For For 1.5 Elect Michael Sheresky Mgmt For For For 1.6 Elect LaVerne Mgmt For For For Srinivasan 1.7 Elect Susan M. Tolson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Approval of the 2017 Mgmt For For For Stock Incentive Plan 5 Approval of the French Mgmt For For For RSU Sub-Plan 6 Approval of the 2017 Mgmt For For For Global Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Hanover Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status THG CUSIP 410867105 05/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. Kevin Condron Mgmt For For For 2 Elect Kevin J. Mgmt For For For Bradicich 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Harriett Tee Mgmt For For For Taggart 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jan H. Suwinski Mgmt For For For 1.2 Elect J. Allen Kosowsky Mgmt For For For 1.3 Elect Wilson Jones Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ U.S. Concrete, Inc. Ticker Security ID: Meeting Date Meeting Status USCR CUSIP 90333L201 05/17/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Mgmt For For For Sandbrook 2 Elect Kurt M. Cellar Mgmt For For For 3 Elect Michael D. Lundin Mgmt For For For 4 Elect Robert M. Rayner Mgmt For For For 5 Elect Colin M. Mgmt For For For Sutherland 6 Elect Theodore P. Rossi Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Umpqua Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UMPQ CUSIP 904214103 04/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peggy Y. Fowler Mgmt For For For 2 Elect Stephen M. Gambee Mgmt For For For 3 Elect James S. Greene Mgmt For For For 4 Elect Luis F. Machuca Mgmt For For For 5 Elect Cort L. O'Haver Mgmt For For For 6 Elect Maria M. Pope Mgmt For For For 7 Elect John F. Schultz Mgmt For For For 8 Elect Susan F. Stevens Mgmt For For For 9 Elect Hilliard C. Mgmt For For For Terry, III 10 Elect Bryan L. Timm Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Majority Mgmt For For For Vote for Election of Directors 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Bankshares, Inc. Ticker Security ID: Meeting Date Meeting Status UBSI CUSIP 909907107 05/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard M. Adams Mgmt For For For 1.2 Elect Robert G. Astorg Mgmt For For For 1.3 Elect Peter A. Converse Mgmt For For For 1.4 Elect Michael P. Mgmt For For For Fitzgerald 1.5 Elect Theodore J. Mgmt For For For Georgelas 1.6 Elect J. Paul McNamara Mgmt For For For 1.7 Elect Mark R. Mgmt For For For Nesselroad 1.8 Elect Mary K. Weddle Mgmt For For For 1.9 Elect Gary G. White Mgmt For For For 1.10 Elect P. Clinton Mgmt For For For Winter, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose B. Alvarez Mgmt For For For 2 Elect Jenne K. Britell Mgmt For For For 3 Elect Marc A Bruno Mgmt For For For 4 Elect Bobby J. Griffin Mgmt For For For 5 Elect Terri L Kelly Mgmt For For For 6 Elect Michael J. Mgmt For For For Kneeland 7 Elect Gracia C. Martore Mgmt For For For 8 Elect Jason D. Mgmt For For For Papastavrou 9 Elect Filippo Passerini Mgmt For For For 10 Elect Donald C. Roof Mgmt For For For 11 Elect Shiv Singh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Webster Financial Corporation Ticker Security ID: Meeting Date Meeting Status WBS CUSIP 947890109 04/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Atwell Mgmt For For For 2 Elect Joel S. Becker Mgmt For For For 3 Elect John R. Ciulla Mgmt For For For 4 Elect John J. Crawford Mgmt For For For 5 Elect Elizabeth E. Mgmt For For For Flynn 6 Elect Laurence C. Morse Mgmt For For For 7 Elect Karen R. Osar Mgmt For For For 8 Elect Mark Pettie Mgmt For For For 9 Elect James C. Smith Mgmt For For For 10 Elect Lauren C. States Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ West Pharmaceutical Services, Inc. Ticker Security ID: Meeting Date Meeting Status WST CUSIP 955306105 05/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark A. Buthman Mgmt For For For 2 Elect William F. Mgmt For For For Feehery 3 Elect Eric M. Green Mgmt For For For 4 Elect Thomas W. Hofmann Mgmt For For For 5 Elect Paula A. Johnson Mgmt For For For 6 Elect Deborah L. V. Mgmt For For For Keller 7 Elect Myla Lai-Goldman Mgmt For For For 8 Elect Douglas A. Mgmt For For For Michels 9 Elect Paolo Pucci Mgmt For Against Against 10 Elect John H. Weiland Mgmt For For For 11 Elect Patrick J. Zenner Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wintrust Financial Corporation Ticker Security ID: Meeting Date Meeting Status WTFC CUSIP 97650W108 05/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter D. Crist Mgmt For For For 2 Elect Bruce K. Crowther Mgmt For For For 3 Elect William J. Doyle Mgmt For For For 4 Elect Zed S. Francis Mgmt For For For III 5 Elect Marla F. Glabe Mgmt For For For 6 Elect H. Patrick Mgmt For For For Hackett, Jr. 7 Elect Scott K. Heitmann Mgmt For For For 8 Elect Christopher J. Mgmt For For For Perry 9 Elect Ingrid S. Mgmt For For For Stafford 10 Elect Gary D. Sweeney Mgmt For For For 11 Elect Sheila G. Talton Mgmt For For For 12 Elect Edward J. Wehmer Mgmt For For For 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Sterling Capital Funds By (Signature and Title)* /s/ James T. Gillespie ----------------------------- James T. Gillespie, President (principal executive officer) Date August 22, 2018 * Print the name and title of each signing officer under his or her signature.
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